Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Mar 12, 2018 20:23 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
GrantRestricted Stock Units · Derivative | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004419 · rdgdoc.xml · derivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607 Underlying: Common Stock · 607 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2018, the Issuer granted to the Reporting Person 607 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 9, 2018, the Issuer granted to the Reporting Person 607 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:18 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 4,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004560 · rdgdoc.xml · derivative · entry 2 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,566 Underlying: Common Stock · 4,566 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F3 · derivative.exercise_date: On March 9, 2018, the Issuer granted the Reporting Person an additional 4,566 restricted stock units. These restricted stock units will vest, in full, in a single installment on March 9, 2021, subject to the Reporting Person's continued employment with the Issuer or its bank subsidiary at the time of vesting; provided that, if the Reporting Person dies, suffers a permanent disability or terminates his employment on account of retirement prior to the vesting date, then the number of common stock otherwise issuable upon vesting of the restricted stock units shall be prorated to reflect the period from the grant date to the date of any such termination of employment of the Reporting Person. F3 · derivative.expiration_date: On March 9, 2018, the Issuer granted the Reporting Person an additional 4,566 restricted stock units. These restricted stock units will vest, in full, in a single installment on March 9, 2021, subject to the Reporting Person's continued employment with the Issuer or its bank subsidiary at the time of vesting; provided that, if the Reporting Person dies, suffers a permanent disability or terminates his employment on account of retirement prior to the vesting date, then the number of common stock otherwise issuable upon vesting of the restricted stock units shall be prorated to reflect the period from the grant date to the date of any such termination of employment of the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:18 UTC |
Lee Mark HakjoonEVP, Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004560 · rdgdoc.xml · derivative · entry 1 Lee Mark Hakjoon · CIK 0001463314 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263 Underlying: Common Stock · 263 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2018, the Issuer granted to the Reporting Person 263 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 9, 2018, the Issuer granted to the Reporting Person 263 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 22:16 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004543 · rdgdoc.xml · derivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Underlying: Common Stock · 863 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2018, the Issuer granted to the Reporting Person 863 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 9, 2018, the Issuer granted to the Reporting Person 863 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 22:13 UTC |
CHEN HENG WEVP/CFO
|
GrantRestricted Stock Units · Derivative | 964 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-004541 · rdgdoc.xml · derivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964 Underlying: Common Stock · 964 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting. F2 · derivative.exercise_date: On March 9, 2018, the Issuer granted to the Reporting Person 964 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. F2 · derivative.expiration_date: On March 9, 2018, the Issuer granted to the Reporting Person 964 restricted stock units that will vest, in full, on March 9, 2019, or immediately upon the death, disability or retirement of the Reporting Person, or a change in control of the Issuer. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:23 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
SaleCommon Stock | 1,000 | $43.40 | $43,400.00 |
DisclosureSEC source: 0001437749-18-004419 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,208 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003879 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of the previously reported target award of 5,670 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 2,329 | $41.22 | $96,001.38 |
DisclosureSEC source: 0001437749-18-003879 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,208 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 6,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003879 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,257 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of the previously reported target award of 6,257 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 2,570 | $41.22 | $105,935.40 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,190.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 7,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003876 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,760.84 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:18 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003874 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 8,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of the previously reported target award of 8,173 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:18 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 3,357 | $41.22 | $138,375.54 |
DisclosureSEC source: 0001437749-18-003874 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,018 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:18 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 9,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003874 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 23,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003872 · rdgdoc.xml · derivative · entry 7 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 23,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F5 · shares: Of the previously reported target award of 23,465 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003872 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,038 Underlying: Common Stock · 6,038 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting, subject to adjustment in accordance with the award agreement and the Cathay General Bancorp 2005 Incentive Plan, as amended and restated. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 13,818 | $41.22 | $569,577.96 |
DisclosureSEC source: 0001437749-18-003872 · rdgdoc.xml · nonDerivative · entry 2 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,174 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:15 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 27,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003872 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Tai PinCEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 7,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · derivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F5 · shares: Of the previously reported target award of 7,274 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Tai PinCEO & President
|
GrantRestricted Stock Units · Derivative | 5,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024 Underlying: Common Stock · 5,024 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting, subject to adjustment in accordance with the award agreement and the Cathay General Bancorp 2005 Incentive Plan, as amended and restated. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Tai PinCEO & President
|
Tax withholdingCommon Stock | 2,988 | $41.22 | $123,165.36 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,392 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Tai PinCEO & President
|
Exercise / conversionCommon Stock | 8,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · nonDerivative · entry 1 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 01:40 UTC |
CHAN KELLY LDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-002898 · rdgdoc.xml · derivative · entry 6 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| February 15, 2018 Filed Feb 21, 2018 01:40 UTC |
CHAN KELLY LDirector
|
Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-18-002898 · rdgdoc.xml · nonDerivative · entry 1 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 21, 2018 23:56 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
SaleCommon Stock | 25,000 | $41.53 | $1,038,332.50 |
DisclosureSEC source: 0001437749-18-003000 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,124 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:44 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
SaleCommon Stock | 20,000 | $41.92 | $838,432.00 |
DisclosureSEC source: 0001437749-18-002600 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,124 Read SEC document |
| February 02, 2018 Filed Feb 3, 2018 00:23 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
SaleCommon Stock | 3,800 | $44.71 | $169,905.60 |
DisclosureSEC source: 0001437749-18-001597 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,803 Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 19:46 UTC |
WU PETERDirector · Vice Chairman
|
SaleCommon Stock | 33,045 | $44.36 | $1,465,876.20 |
DisclosureSEC source: 0001437749-18-001802 · rdgdoc.xml · nonDerivative · entry 1 WU PETER · CIK 0001186026 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By PACJU LLC Disclosed balance after: 734,754 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 21:50 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001292 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,124 Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 02:01 UTC |
LIU TING YDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-001006 · rdgdoc.xml · derivative · entry 3 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 02:01 UTC |
LIU TING YDirector
|
Exercise / conversionCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-001006 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Feb 2, 2018 17:57 UTC Amendment |
LIU TING YDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-001542 · rdgdoc.xml · derivative · entry 3 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 22, 2018 Filed Feb 2, 2018 17:57 UTC Amendment |
LIU TING YDirector
|
Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-18-001542 · rdgdoc.xml · nonDerivative · entry 1 LIU TING Y · CIK 0001186009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The purpose of this amendment to the Form 4 filed by the Reporting Person on January 23, 2018 is to disclose the purchase price for the shares of the Issuer's common stock acquired by the Reporting Person as a result of the Reporting Person's exercise of stock options on January 22, 2018. Although the exercise price (which is equal to the purchase price) was disclosed in the original filing, the purchase price was inadvertently omitted. Price of the shares acquired should be $23.37. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 02:12 UTC |
POON JOSEPH C HDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-000949 · rdgdoc.xml · derivative · entry 3 POON JOSEPH C H · CIK 0001185632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 02:12 UTC |
POON JOSEPH C HDirector
|
Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-18-000949 · rdgdoc.xml · nonDerivative · entry 1 POON JOSEPH C H · CIK 0001185632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 18:10 UTC |
CHUNG NELSONDirector
|
Exercise / conversionStock Option · Derivative | 3,500 | $0.00 Strike: $23.37 | $0.00 |
DisclosureSEC source: 0001437749-18-000571 · rdgdoc.xml · derivative · entry 5 CHUNG NELSON · CIK 0001326821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 18:10 UTC |
CHUNG NELSONDirector
|
Exercise / conversionCommon Stock | 3,500 | $23.37 | $81,795.00 |
DisclosureSEC source: 0001437749-18-000571 · rdgdoc.xml · nonDerivative · entry 1 CHUNG NELSON · CIK 0001326821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 6,185 shares were transferred from direct ownership to Family Trust as indirect ownership on 6/12/17. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000212 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 3,766 | $42.64 | $160,582.24 |
DisclosureSEC source: 0001437749-18-000212 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,603 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:22 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 9,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000212 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:17 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 8,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000210 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 8,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:17 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 5,351 | $42.64 | $228,166.64 |
DisclosureSEC source: 0001437749-18-000210 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,668 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:17 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 13,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000210 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 4,137 | $42.64 | $176,401.68 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,329.84 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:13 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 10,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000208 · rdgdoc.xml · nonDerivative · entry 1 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,466.84 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC |
Tai PinCEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 7,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC |
Tai PinCEO & President
|
Tax withholdingCommon Stock | 4,782 | $42.64 | $203,904.48 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC |
Tai PinCEO & President
|
Exercise / conversionCommon Stock | 12,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · nonDerivative · entry 1 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.