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CATX

Perspective Therapeutics, Inc.

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694
SEC CIK
0000728387
Parsed reports
190

Last 12 months

Inside the activity.

2 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202605
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 8, 2026 20:51 UTC SaleCommon Stock 167,149 $3.15 $526,051.33
Disclosure

SEC source: 0002064832-26-000318 · form4.xml · nonDerivative · entry 2

Lantheus Alpha Therapy, LLC · CIK 0002010224 · 10% owner

Lantheus Holdings, Inc. · CIK 0001521036 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,273,364

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0448 to $3.1775, inclusive. The reporting person undertakes to provide to CATX, any security holder of CATX or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F2 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:51 UTC SaleCommon Stock 80,783 $3.11 $250,895.84
Disclosure

SEC source: 0002064832-26-000318 · form4.xml · nonDerivative · entry 1

Lantheus Alpha Therapy, LLC · CIK 0002010224 · 10% owner

Lantheus Holdings, Inc. · CIK 0001521036 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,440,513

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.13, inclusive. The reporting person undertakes to provide to Perspective Therapeutics, Inc. ("CATX"), any security holder of CATX or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 21:00 UTC SaleCommon Stock 42,129 $3.11 $131,219.20
Disclosure

SEC source: 0002064832-26-000316 · form4.xml · nonDerivative · entry 1

Lantheus Alpha Therapy, LLC · CIK 0002010224 · 10% owner

Lantheus Holdings, Inc. · CIK 0001521036 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,521,296

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.025 to $3.235, inclusive. The reporting person undertakes to provide to Perspective Therapeutics, Inc. ("CATX"), any security holder of CATX or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
September 01, 2026 Filed Sep 4, 2026 20:58 UTC SaleCommon Stock 35,769 $3.12 $111,574.24
Disclosure

SEC source: 0002064832-26-000314 · form4.xml · nonDerivative · entry 2

Lantheus Alpha Therapy, LLC · CIK 0002010224 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,563,425

F1 · shares: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · shares: These sales were previously reported in Form 4s filed by Lantheus Holdings, Inc. on September 2, 2026 and September 3, 2026.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.08 to $3.165, inclusive. The reporting person undertakes to provide to CATX, any security holder of CATX or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F1 · balance_after: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: These sales were previously reported in Form 4s filed by Lantheus Holdings, Inc. on September 2, 2026 and September 3, 2026.

F5 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:54 UTC SaleCommon Stock 35,769 $3.12 $111,574.24
Disclosure

SEC source: 0002064832-26-000310 · form4.xml · nonDerivative · entry 1

Lantheus Holdings, Inc. · CIK 0001521036 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,563,425

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.08 to $3.165, inclusive. The reporting person undertakes to provide to Perspective Therapeutics, Inc. ("CATX"), any security holder of CATX or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

F2 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
August 31, 2026 Filed Sep 4, 2026 20:58 UTC SaleCommon Stock 78,145 $3.14 $245,609.74
Disclosure

SEC source: 0002064832-26-000314 · form4.xml · nonDerivative · entry 1

Lantheus Alpha Therapy, LLC · CIK 0002010224 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,599,194

F1 · shares: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · shares: These sales were previously reported in Form 4s filed by Lantheus Holdings, Inc. on September 2, 2026 and September 3, 2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.095 to $3.165, inclusive. The reporting person undertakes to provide to CATX, any security holder of CATX or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · balance_after: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · balance_after: These sales were previously reported in Form 4s filed by Lantheus Holdings, Inc. on September 2, 2026 and September 3, 2026.

F5 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned indirect subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 20:36 UTC SaleCommon Stock 78,145 $3.14 $245,609.74
Disclosure

SEC source: 0002064832-26-000308 · form4.xml · nonDerivative · entry 1

Lantheus Holdings, Inc. · CIK 0001521036 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,599,194

F1 · shares: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.095 to $3.165, inclusive. The reporting person undertakes to provide to CATX, any security holder of CATX or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · balance_after: Effective June 14, 2024, Perspective Therapeutics, Inc. ("CATX") effected a 1-for-10 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

F3 · ownership.direct: Represents securities directly held by Lantheus Alpha Therapy, LLC ("Lantheus"), a wholly owned direct subsidiary of Lantheus Holdings, Inc. ("Lantheus Holdings"). Under SEC rules and regulations, Lantheus Holdings may be deemed to have indirect beneficial ownership of the shares held by Lantheus, which has direct beneficial ownership.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:38 UTC GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001761768-26-000003 · ownership.xml · derivative · entry 1

Martinez Maria E · CIK 0001761768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026, and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests in full on March 2, 2027, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:38 UTC
Morich FrankDirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001748615-26-000002 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026, and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests in full on March 2, 2027, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:37 UTC GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001397331-26-000002 · ownership.xml · derivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026, and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests in full on March 2, 2027, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:37 UTC
HENSON HEIDIDirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001283301-26-000008 · ownership.xml · derivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026, and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests in full on March 2, 2027, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:36 UTC
Woods Lori ADirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001393007-26-000002 · ownership.xml · derivative · entry 1

Woods Lori A · CIK 0001393007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026, and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests in full on March 2, 2027, subject to the Reporting Person's continued service on the vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:35 UTC
Spoor Johan M.Director · Chief Executive Officer
GrantStock option (right to buy) · Derivative 735,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001535289-26-000003 · ownership.xml · derivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 735,000

Underlying: Common Stock · 735,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Issuer's Board of Directors on January 26, 2026, with a grant date of March 2, 2026 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:35 UTC
Hunt Jonathan RobertChief Accounting Officer
GrantStock option (right to buy) · Derivative 90,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001375410-26-000003 · ownership.xml · derivative · entry 1

Hunt Jonathan Robert · CIK 0001375410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Compensation Committee of the Issuer's Board of Directors on February 4, 2026, with a grant date of March 2, 2026 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:34 UTC
Puhlmann MarkusChief Medical Officer
GrantStock option (right to buy) · Derivative 150,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001965071-26-000002 · ownership.xml · derivative · entry 1

Puhlmann Markus · CIK 0001965071 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2036-03-02

F1 · date: The option grant was approved by the Compensation Committee of the Issuer's Board of Directors on February 4, 2026, with a grant date of March 2, 2026 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2026.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
November 13, 2025 Filed Nov 17, 2025 13:01 UTC
Hunt Jonathan RobertChief Accounting Officer
PurchaseCommon Stock 11,000 $2.03 $22,294.80
Disclosure

SEC source: 0001193125-25-283953 · ownership.xml · nonDerivative · entry 1

Hunt Jonathan Robert · CIK 0001375410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,800

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0235 to $2.0300, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the transactions described in this footnote.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 13:00 UTC PurchaseCommon Stock 9,498 $2.10 $19,945.80
Disclosure

SEC source: 0001193125-25-281626 · ownership.xml · nonDerivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · RFW3 Revocable Trust

Disclosed balance after: 9,864

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:06 UTC
Sendek JoelChief Financial Officer
GrantStock option (right to buy) · Derivative 600,000 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0000950170-25-113245 · ownership.xml · derivative · entry 1

Sendek Joel · CIK 0001720875 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2035-09-04

F1 · derivative.exercise_date: The options vest over a four-year period, with one-fourth (1/4) vesting and becoming exercisable on September 4, 2026, and the remaining options vesting and becoming exercisable ratably over the following 36 months, subject to the continuous service of the Reporting Person as of each vesting date.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 20:04 UTC GrantStock option (right to buy) · Derivative 75,000 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0000950170-25-113243 · ownership.xml · derivative · entry 1

Martinez Maria E · CIK 0001761768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-09-03

F1 · derivative.exercise_date: Options vest and become exercisable over three years in 36 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:04 UTC PurchaseCommon Stock 38,145 $2.14 $81,775.25
Disclosure

SEC source: 0000950170-25-048698 · ownership.xml · nonDerivative · entry 2

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,982

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.1697, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the transaction described in this footnote.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:03 UTC
Woods Lori ADirector
PurchaseCommon Stock 23,475 $2.13 $49,999.40
Disclosure

SEC source: 0000950170-25-048691 · ownership.xml · nonDerivative · entry 1

Woods Lori A · CIK 0001393007 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Woods Family Living Trust

Disclosed balance after: 183,460

Read SEC document
March 28, 2025 Filed Apr 1, 2025 22:44 UTC
Spoor Johan M.Director · Chief Executive Officer
PurchaseCommon Stock 4,650 $2.21 $10,288.13
Disclosure

SEC source: 0000950170-25-048775 · ownership.xml · nonDerivative · entry 2

Spoor Johan M. · CIK 0001535289 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Child #1

Disclosed balance after: 4,650

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.1900 to $2.2450, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price in the transaction described in this footnote.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 22:44 UTC
Spoor Johan M.Director · Chief Executive Officer
PurchaseCommon Stock 22,026 $2.24 $49,384.49
Disclosure

SEC source: 0000950170-25-048775 · ownership.xml · nonDerivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,383

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.1900 to $2.3000, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price in the transaction described in this footnote.

F2 · balance_after: Previous Form 4s filed on behalf of the Reporting Person under-reported the Reporting Person's holdings by 1,100 shares of Common Stock. The amount reported in this Form 4 reflects the correct amount.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:04 UTC PurchaseCommon Stock 22,192 $2.27 $50,375.84
Disclosure

SEC source: 0000950170-25-048698 · ownership.xml · nonDerivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,837

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:03 UTC
Graham JuanChief Financial Officer
PurchaseCommon Stock 33,333 $2.25 $74,945.92
Disclosure

SEC source: 0000950170-25-048696 · ownership.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,354

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the transaction described in this footnote.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:29 UTC
Puhlmann MarkusChief Medical Officer
GrantStock option (right to buy) · Derivative 165,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033675 · ownership.xml · derivative · entry 1

Puhlmann Markus · CIK 0001965071 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Compensation Committee of the Issuer's Board of Directors on February 13, 2025, with a grant date of March 3, 2025 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:28 UTC
Hunt Jonathan RobertChief Accounting Officer
GrantStock option (right to buy) · Derivative 75,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033665 · ownership.xml · derivative · entry 1

Hunt Jonathan Robert · CIK 0001375410 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Compensation Committee of the Issuer's Board of Directors on February 13, 2025, with a grant date of March 3, 2025 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:27 UTC
Spoor Johan M.Director · Chief Executive Officer
GrantStock option (right to buy) · Derivative 650,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033662 · ownership.xml · derivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Issuer's Board of Directors on February 12, 2025, with a grant date of March 3, 2025 (the "Grant Date"), and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests and becomes exercisable over four years in 48 substantially equal monthly installments beginning on the date that is one month after the Grant Date, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:25 UTC
HENSON HEIDIDirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033649 · ownership.xml · derivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Issuer's Board of Directors on February 12, 2025, with a grant date of March 3, 2025, and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests in full on March 3, 2026, subject to the Reporting Person's continued service on the vesting date.

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March 03, 2025 Filed Mar 5, 2025 21:22 UTC GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033637 · ownership.xml · derivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Issuer's Board of Directors on February 12, 2025, with a grant date of March 3, 2025, and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests in full on March 3, 2026, subject to the Reporting Person's continued service on the vesting date.

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March 03, 2025 Filed Mar 5, 2025 21:20 UTC
Morich FrankDirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033626 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Issuer's Board of Directors on February 12, 2025, with a grant date of March 3, 2025, and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests in full on March 3, 2026, subject to the Reporting Person's continued service on the vesting date.

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March 03, 2025 Filed Mar 5, 2025 21:18 UTC
Woods Lori ADirector
GrantStock option (right to buy) · Derivative 50,000 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0000950170-25-033614 · ownership.xml · derivative · entry 1

Woods Lori A · CIK 0001393007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-03

F1 · date: The option grant was approved by the Issuer's Board of Directors on February 12, 2025, with a grant date of March 3, 2025, and represents the Reporting Person's annual equity award for 2025.

F2 · derivative.exercise_date: Option vests in full on March 3, 2026, subject to the Reporting Person's continued service on the vesting date.

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January 06, 2025 Filed Jan 7, 2025 21:50 UTC
Graham JuanChief Financial Officer
GrantStock option (right to buy) · Derivative 400,000 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0000950170-25-002927 · ownership.xml · derivative · entry 1

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2035-01-06

F1 · derivative.exercise_date: The options vest over a four-year period, with one-fourth (1/4) vesting and becoming exercisable on January 6, 2026, and the remaining options vesting and becoming exercisable ratably over the following 36 months, subject to the continuous service of the Reporting Person as of each vesting date.

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December 04, 2024 Filed Dec 4, 2024 22:20 UTC
Spoor Johan M.Director · CEO
PurchaseCommon Stock 8,000 $3.77 $30,132.00
Disclosure

SEC source: 0000950170-24-133355 · ownership.xml · nonDerivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,257

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7596 to $3.7700, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the transactions described in this footnote.

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December 04, 2024 Filed Dec 6, 2024 21:05 UTC
HENSON HEIDIDirector
PurchaseCommon Stock 25,975 $3.85 $100,003.75
Disclosure

SEC source: 0000950170-24-134067 · ownership.xml · nonDerivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 25,975

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November 25, 2024 Filed Nov 26, 2024 12:00 UTC
Spoor Johan M.Director · CEO
PurchaseCommon Stock 6,600 $3.80 $25,080.00
Disclosure

SEC source: 0000950170-24-130754 · ownership.xml · nonDerivative · entry 3

Spoor Johan M. · CIK 0001535289 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA of Spouse

Disclosed balance after: 66,600

Read SEC document
November 25, 2024 Filed Nov 26, 2024 12:00 UTC
Spoor Johan M.Director · CEO
PurchaseCommon Stock 5,400 $3.80 $20,520.00
Disclosure

SEC source: 0000950170-24-130754 · ownership.xml · nonDerivative · entry 2

Spoor Johan M. · CIK 0001535289 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA of Reporting Owner

Disclosed balance after: 5,400

Read SEC document
November 25, 2024 Filed Nov 26, 2024 12:00 UTC
Spoor Johan M.Director · CEO
PurchaseCommon Stock 14,500 $3.78 $54,868.00
Disclosure

SEC source: 0000950170-24-130754 · ownership.xml · nonDerivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,072

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.645 to $3.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the transactions described in this footnote.

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November 25, 2024 Filed Nov 27, 2024 12:05 UTC PurchaseCommon Stock 2,619 $3.67 $9,611.73
Disclosure

SEC source: 0000950170-24-131251 · ownership.xml · nonDerivative · entry 2

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,058

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November 25, 2024 Filed Nov 27, 2024 12:05 UTC PurchaseCommon Stock 3,647 $3.62 $13,201.78
Disclosure

SEC source: 0000950170-24-131251 · ownership.xml · nonDerivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,439

Read SEC document
November 25, 2024 Filed Nov 27, 2024 12:00 UTC
Hunt Jonathan RobertChief Financial Officer
PurchaseCommon Stock 10,000 $3.88 $38,800.00
Disclosure

SEC source: 0000950170-24-131250 · ownership.xml · nonDerivative · entry 4

Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,800

Read SEC document
November 25, 2024 Filed Nov 27, 2024 12:00 UTC
Hunt Jonathan RobertChief Financial Officer
PurchaseCommon Stock 2,400 $3.60 $8,640.00
Disclosure

SEC source: 0000950170-24-131250 · ownership.xml · nonDerivative · entry 3

Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,800

Read SEC document
November 25, 2024 Filed Nov 27, 2024 12:00 UTC
Hunt Jonathan RobertChief Financial Officer
PurchaseCommon Stock 29 $3.94 $114.26
Disclosure

SEC source: 0000950170-24-131250 · ownership.xml · nonDerivative · entry 2

Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,400

Read SEC document
November 25, 2024 Filed Nov 27, 2024 12:00 UTC
Hunt Jonathan RobertChief Financial Officer
PurchaseCommon Stock 400 $3.55 $1,420.00
Disclosure

SEC source: 0000950170-24-131250 · ownership.xml · nonDerivative · entry 1

Hunt Jonathan Robert · CIK 0001375410 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,371

Read SEC document
July 17, 2024 Filed Jul 19, 2024 11:36 UTC
Austin Mark JohnVP Finance/Prin Fin&Acct Offic
GrantStock Option (right to buy) · Derivative 34,500 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0000950170-24-084754 · ownership.xml · derivative · entry 1

Austin Mark John · CIK 0001713059 · VP Finance/Prin Fin&Acct Offic

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Common Stock · 34,500 shares

Expires 2034-07-17

F1 · derivative.exercise_date: Option vests over four years with 1/48th of the shares subject to such option vesting and becoming exercisable in substantially equal monthly installments on the monthly anniversary after the Grant Date (07/17/2024), subject to a continued service relationship.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:19 UTC GrantStock option (right to buy) · Derivative 23,000 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0000950170-24-076736 · ownership.xml · derivative · entry 1

Williamson Robert F III · CIK 0001397331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: This option shall fully vest on the first anniversary after the Grant Date (06/20/2024), subject to a continued service relationship.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:15 UTC
Morich FrankDirector
GrantStock option (right to buy) · Derivative 23,000 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0000950170-24-076727 · ownership.xml · derivative · entry 1

Morich Frank · CIK 0001748615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: This option shall fully vest on the first anniversary after the Grant Date (06/20/2024), subject to a continued service relationship.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:13 UTC
Woods Lori ADirector
GrantStock option (right to buy) · Derivative 23,000 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0000950170-24-076724 · ownership.xml · derivative · entry 1

Woods Lori A · CIK 0001393007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: This option shall fully vest on the first anniversary after the Grant Date (06/20/2024), subject to a continued service relationship.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:11 UTC
HENSON HEIDIDirector
GrantStock option (right to buy) · Derivative 23,000 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0000950170-24-076719 · ownership.xml · derivative · entry 1

HENSON HEIDI · CIK 0001283301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: This option shall fully vest on the first anniversary after the Grant Date (06/20/2024), subject to a continued service relationship.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:09 UTC
Spoor Johan M.Director · CEO
GrantStock option (right to buy) · Derivative 500,000 $0.00 Strike: $10.65 $0.00
Disclosure

SEC source: 0000950170-24-076716 · ownership.xml · derivative · entry 1

Spoor Johan M. · CIK 0001535289 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: Option vests over four years with 1/48th of the shares subject to such option vesting and becoming exercisable in substantially equal monthly installments on the monthly anniversary after the Grant Date (06/20/2024), subject to a continued service relationship.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.