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CAT

CATERPILLAR INC

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Tapewire entity
2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2005 Filed Feb 4, 2005 17:16 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 13,750 $38.41 $528,086.63
Disclosure

SEC source: 0000018230-05-000112 · edgar.xml · nonDerivative · entry 1

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Exercise / conversionEmployee Stock Option · Derivative 1,516 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · derivative · entry 7

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,516 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Exercise / conversionEmployee Stock Option · Derivative 3,038 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · derivative · entry 6

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,038 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to Buy) with tandem tax withholding rights.

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Tax withholdingCommon 501 $91.15 $45,666.15
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · nonDerivative · entry 4

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,707

F1 · balance_after: This amount includes 10,983 shares in 401K, 2209 shares in SEIP and 1903 shares in dividend reinvestment.

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Exercise / conversionCommon 1,516 $30.16 $45,716.80
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · nonDerivative · entry 3

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Tax withholdingCommon 1,096 $91.15 $99,900.40
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · nonDerivative · entry 2

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,692

Read SEC document
February 03, 2005 Filed Feb 7, 2005 14:10 UTC
BANWART SIDNEY CVice President
Exercise / conversionCommon 3,038 $32.91 $99,969.04
Disclosure

SEC source: 0000018230-05-000116 · edgar.xml · nonDerivative · entry 1

BANWART SIDNEY C · CIK 0001171787 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2005 Filed Mar 22, 2006 20:50 UTC PurchaseCommon 188 $45.55 $8,563.40
Disclosure

SEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 13

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,720

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
February 03, 2005 Filed Mar 22, 2006 20:52 UTC PurchaseCommon 188 $45.55 $8,563.40
Disclosure

SEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 13

RUST EDWARD B JR · CIK 0001196159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,720

F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05.

Read SEC document
February 02, 2005 Filed Feb 2, 2005 19:49 UTC
LEVENICK STUART LGroup President
Exercise / conversionEmployee Stock Option · Derivative 21,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-05-000087 · edgar.xml · derivative · entry 3

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 21,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 02, 2005 Filed Feb 2, 2005 19:49 UTC
LEVENICK STUART LGroup President
SaleCommon 21,399 $90.02 $1,926,337.98
Disclosure

SEC source: 0000018230-05-000087 · edgar.xml · nonDerivative · entry 2

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

F1 · balance_after: This amount includes 1794 shares in EIP-1 and 10 shares in dividend reinvestment.

Read SEC document
February 02, 2005 Filed Feb 2, 2005 19:49 UTC
LEVENICK STUART LGroup President
Exercise / conversionCommon 21,399 $38.41 $821,856.41
Disclosure

SEC source: 0000018230-05-000087 · edgar.xml · nonDerivative · entry 1

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 18:23 UTC Amendment
LEVENICK STUART LGroup President
Exercise / conversionEmployee Stock Option · Derivative 21,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-05-000103 · edgar.xml · derivative · entry 3

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 21,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 18:23 UTC Amendment
LEVENICK STUART LGroup President
SaleCommon 21,399 $90.02 $1,926,337.98
Disclosure

SEC source: 0000018230-05-000103 · edgar.xml · nonDerivative · entry 2

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

F1 · balance_after: This amount includes 1794 shares in EIP-1 and 10 shares in dividend reinvestment.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 18:23 UTC Amendment
LEVENICK STUART LGroup President
Exercise / conversionCommon 21,399 $38.41 $821,856.41
Disclosure

SEC source: 0000018230-05-000103 · edgar.xml · nonDerivative · entry 1

LEVENICK STUART L · CIK 0001171796 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2005 Filed Jan 18, 2006 17:35 UTC
WESTERN DONALD GVice President
GiftCommon 15,126 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 6

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Wife

Disclosed balance after: 34,964

F2 · shares: This amount was adjusted for the 2-for-1 stock split on July 14, 2005.

F3 · ownership.nature: Reporting person disclaims beneficial ownership.

Read SEC document
February 02, 2005 Filed Jan 18, 2006 17:35 UTC
WESTERN DONALD GVice President
GiftCommon 15,126 $0.00 $0.00
Disclosure

SEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 2

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,220

F2 · shares: This amount was adjusted for the 2-for-1 stock split on July 14, 2005.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionEmployee Stock Option · Derivative 17,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · derivative · entry 7

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionEmployee Stock Option · Derivative 21,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · derivative · entry 6

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 21,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionEmployee Stock Option · Derivative 17,962 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · derivative · entry 5

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 17,962 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
SaleCommon 57,045 $90.00 $5,134,175.50
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · nonDerivative · entry 4

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,231

F1 · balance_after: This amount includes 22,572 shares in 401K and 2566 shares in SEIP.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionCommon 17,684 $30.16 $533,282.24
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · nonDerivative · entry 3

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionCommon 21,399 $38.41 $821,856.41
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · nonDerivative · entry 2

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 14:23 UTC
BEARD JAMES SVice President
Exercise / conversionCommon 17,962 $32.91 $591,061.16
Disclosure

SEC source: 0000018230-05-000071 · edgar.xml · nonDerivative · entry 1

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:16 UTC SaleCommon 350 $89.52 $31,332.00
Disclosure

SEC source: 0000018230-05-000073 · edgar.xml · nonDerivative · entry 2

OSBORN WILLIAM A · CIK 0001171797 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Wife's Trust Account

Disclosed balance after: 0

F2 · ownership.nature: Reporting person disclaims beneficial ownership.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:17 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 9,000 $0.00 Strike: $53.53 $0.00
Disclosure

SEC source: 0000018230-05-000074 · edgar.xml · derivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,000 shares

Expires 2011-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:17 UTC
LAVIN RICHARD PVice President
SaleCommon 9,000 $89.51 $805,590.00
Disclosure

SEC source: 0000018230-05-000074 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,871

F1 · balance_after: This amount includes 3,987 shares in 401K, 1439 shares in SEIP and 296 shares in dividend reinvestment.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:17 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 9,000 $53.53 $481,770.00
Disclosure

SEC source: 0000018230-05-000074 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
Exercise / conversionEmployee Stock Option · Derivative 21,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · derivative · entry 14

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 21,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
Exercise / conversionEmployee Stock Option · Derivative 3,662 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · derivative · entry 13

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,662 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: (Right to buy) with tandem tax withholding rights

F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 10,833 $90.00 $974,970.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 11

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,028

F1 · balance_after: This amount includes 265 shares in 401K and 3359 shares in SEIP.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 2,000 $90.17 $180,340.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 10

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,861

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 5,100 $90.15 $459,765.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 9

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,861

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 300 $90.14 $27,042.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 8

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,961

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 1,000 $90.13 $90,130.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 7

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,261

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 61 $90.12 $5,497.32
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 6

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,261

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 400 $90.07 $36,028.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 5

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,322

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 15,700 $90.06 $1,413,942.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 4

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,722

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
SaleCommon 500 $90.05 $45,025.00
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 3

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,422

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
Exercise / conversionCommon 21,399 $38.41 $821,856.41
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 2

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 15:23 UTC
WESTERN DONALD GVice President
Exercise / conversionCommon 3,662 $32.91 $120,502.50
Disclosure

SEC source: 0000018230-05-000075 · edgar.xml · nonDerivative · entry 1

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionEmployee Stock Option · Derivative 1,728 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · derivative · entry 8

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,728 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionEmployee Stock Option · Derivative 703 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · derivative · entry 7

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 703 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionEmployee Stock Option · Derivative 532 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · derivative · entry 6

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 532 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Tax withholdingCommon 579 $89.85 $52,020.26
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · nonDerivative · entry 5

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,164

F1 · balance_after: This amount includes 4874 shares in 401K and 565 shares in dividend reinvestment.

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February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionCommon 1,728 $30.16 $52,109.91
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · nonDerivative · entry 4

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionCommon 703 $30.16 $21,199.81
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · nonDerivative · entry 3

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
SaleCommon 532 $89.54 $47,635.28
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · nonDerivative · entry 2

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,312

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February 01, 2005 Filed Feb 2, 2005 20:13 UTC
Adams Kent MVice President
Exercise / conversionCommon 532 $30.16 $16,043.10
Disclosure

SEC source: 0000018230-05-000089 · edgar.xml · nonDerivative · entry 1

Adams Kent M · CIK 0001312218 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2005 Filed Apr 21, 2005 17:30 UTC
BEARD JAMES SVice President
Exercise / conversionEmployee Stock Option · Derivative 2,601 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-05-000353 · edgar.xml · derivative · entry 12

BEARD JAMES S · CIK 0001171764 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,601 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.