Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2005 Filed Feb 22, 2005 17:42 UTC |
LEVENICK STUART LGroup President
|
OtherOption (NQ) · Derivative | 65,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000171 · edgar.xml · derivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common · 65,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:43 UTC |
LAVIN RICHARD PVice President
|
OtherOption (NQ) · Derivative | 35,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000172 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 35,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:44 UTC |
HELLER JOHN SVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000173 · edgar.xml · derivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:46 UTC |
Halverson Bradley MController
|
OtherOption (NQ) · Derivative | 10,500 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000174 · edgar.xml · derivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common · 10,500 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 10,500 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 17:47 UTC |
HAEFELI HANS AVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000175 · edgar.xml · derivative · entry 2 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:45 UTC |
SPRINGER WILLIAM FVice President
|
OtherOption (NQ) · Derivative | 33,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000181 · edgar.xml · derivative · entry 2 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common · 33,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 33,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:47 UTC |
SCHENA CHRISTIANO VVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000182 · edgar.xml · derivative · entry 2 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:48 UTC |
Rohner William JVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000183 · edgar.xml · derivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:49 UTC |
RAPP EDWARD JVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000184 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:50 UTC |
PARKER JAMES JVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000185 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:57 UTC |
PALMER GERALDVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000193 · edgar.xml · derivative · entry 3 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 18:59 UTC |
Adams Kent MVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000194 · edgar.xml · derivative · entry 2 Adams Kent M · CIK 0001312218 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:01 UTC |
WUNNING STEVEN HGroup President
|
OtherOption (NQ) · Derivative | 65,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000195 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common · 65,000 shares Expires 2015-02-18 F4 · security: This option was granted with attached tax withholding rights. F5 · kind: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F5 · price: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F5 · derivative.exercise_date: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:02 UTC |
Williams Robert TVice President
|
OtherOption (NQ) · Derivative | 27,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000196 · edgar.xml · derivative · entry 3 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common · 27,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 27,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:03 UTC |
WESTERN DONALD GVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000197 · edgar.xml · derivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:04 UTC |
VITTECOQ GERARD RGroup President
|
OtherOption (NQ) · Derivative | 65,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000198 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common · 65,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:06 UTC |
STROUP GARY AVice President
|
OtherOption (NQ) · Derivative | 32,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000199 · edgar.xml · derivative · entry 2 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common · 32,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:32 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantPhantom Stock Units · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000204 · edgar.xml · derivative · entry 3 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Underlying: Common · 780 shares Expires not disclosed F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:32 UTC |
OBERHELMAN DOUGLAS RGroup President
|
OtherOption (NQ) · Derivative | 70,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000204 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common · 70,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:33 UTC |
PFLEDERER MARK RVice President
|
GrantPhantom Stock Units · Derivative | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000205 · edgar.xml · derivative · entry 3 PFLEDERER MARK R · CIK 0001273772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204 Underlying: Common · 204 shares Expires not disclosed F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:33 UTC |
PFLEDERER MARK RVice President
|
OtherOption (NQ) · Derivative | 30,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000205 · edgar.xml · derivative · entry 2 PFLEDERER MARK R · CIK 0001273772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 30,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:34 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000206 · edgar.xml · derivative · entry 4 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936 Underlying: Common · 936 shares Expires not disclosed F5 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F6 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:34 UTC |
BAHAJ ALI MVice President
|
OtherOption (NQ) · Derivative | 32,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000206 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common · 32,000 shares Expires 2015-02-18 F3 · security: This option was granted with attached tax withholding rights. F4 · kind: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · price: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F4 · derivative.exercise_date: Grant to reporting person of option to buy 32,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:35 UTC |
SHAHEEN GERALD LGroup President
|
GrantPhantom Stock Units · Derivative | 6,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000207 · edgar.xml · derivative · entry 3 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,073 Underlying: Common · 6,073 shares Expires not disclosed F4 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F5 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:35 UTC |
SHAHEEN GERALD LGroup President
|
OtherOption (NQ) · Derivative | 70,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000207 · edgar.xml · derivative · entry 2 SHAHEEN GERALD L · CIK 0001159203 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common · 70,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 70,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| February 17, 2005 Filed Feb 18, 2005 14:08 UTC |
BEARD JAMES SVice President
|
SaleCommon | 17,093 | $92.54 | $1,581,786.22 |
DisclosureSEC source: 0000018230-05-000135 · edgar.xml · nonDerivative · entry 1 BEARD JAMES S · CIK 0001171764 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,138 F2 · kind: The reporting person contributed Caterpillar common stock to an exchange fund in exchange for shares of the exchange fund. The Caterpillar common stock was valued at $92.54 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. F2 · price: The reporting person contributed Caterpillar common stock to an exchange fund in exchange for shares of the exchange fund. The Caterpillar common stock was valued at $92.54 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person. F1 · balance_after: This amount includes 22,572 shares in 401K and 2566 shares in SEIP. Read SEC document |
| February 10, 2005 Filed Feb 11, 2005 14:06 UTC |
MACIER ROBERT RVice President
|
GiftCommon | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000126 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,986 F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
| February 10, 2005 Filed Feb 11, 2005 17:27 UTC |
GOODE DAVID RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 4,000 | $0.00 Strike: $27.91 | $0.00 |
DisclosureSEC source: 0000018230-05-000128 · edgar.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,000 shares Expires 2005-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 10, 2005 Filed Feb 11, 2005 17:27 UTC |
GOODE DAVID RDirector
|
Tax withholdingCommon | 1,217 | $91.66 | $111,550.22 |
DisclosureSEC source: 0000018230-05-000128 · edgar.xml · nonDerivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,101 F1 · balance_after: Included in this amount are 503 shares in dividend reinvestment. Read SEC document |
| February 10, 2005 Filed Feb 11, 2005 17:27 UTC |
GOODE DAVID RDirector
|
Exercise / conversionCommon | 4,000 | $27.91 | $111,624.80 |
DisclosureSEC source: 0000018230-05-000128 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 14:10 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,250 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000119 · edgar.xml · derivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,250 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 14:10 UTC |
LAVIN RICHARD PVice President
|
SaleCommon | 1,250 | $91.90 | $114,875.00 |
DisclosureSEC source: 0000018230-05-000119 · edgar.xml · nonDerivative · entry 2 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,871 F1 · balance_after: This amount includes 3,987 shares in 401K, 1439 shares in SEIP and 296 shares in dividend reinvestment. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 14:10 UTC |
LAVIN RICHARD PVice President
|
Exercise / conversionCommon | 1,250 | $53.53 | $66,912.50 |
DisclosureSEC source: 0000018230-05-000119 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 14:11 UTC |
BAUNTON MICHAEL JVice President
|
SaleCommon | 13,500 | $92.00 | $1,242,000.00 |
DisclosureSEC source: 0000018230-05-000120 · edgar.xml · nonDerivative · entry 1 BAUNTON MICHAEL J · CIK 0001171805 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490 F1 · balance_after: This amount includes 5592 shares in EIP and 2584 shares in dividend reinvestment. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,984 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · derivative · entry 8 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,984 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · derivative · entry 7 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
GiftCommon | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · nonDerivative · entry 5 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,692 F1 · balance_after: This amount includes 7444 shares in 401K and 675 shares in dividend reinvestment. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Tax withholdingCommon | 1,610 | $91.72 | $147,661.15 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · nonDerivative · entry 4 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,892 Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Exercise / conversionCommon | 2,984 | $30.16 | $89,986.10 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · nonDerivative · entry 3 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Tax withholdingCommon | 1,090 | $91.72 | $99,969.35 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · nonDerivative · entry 2 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,518 Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 19:58 UTC |
Williams Robert TVice President
|
Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-05-000123 · edgar.xml · nonDerivative · entry 1 Williams Robert T · CIK 0001307209 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,816 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · derivative · entry 6 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,816 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,234 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · derivative · entry 5 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,234 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
SaleCommon | 1,139 | $91.65 | $104,389.35 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · nonDerivative · entry 4 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715 F1 · balance_after: This amount includes 3982 shares in 401K. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 1,816 | $38.41 | $69,745.84 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · nonDerivative · entry 3 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
Tax withholdingCommon | 695 | $91.72 | $63,741.93 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · nonDerivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,038 Read SEC document |
| February 07, 2005 Filed Feb 8, 2005 20:00 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 1,234 | $51.66 | $63,743.75 |
DisclosureSEC source: 0000018230-05-000124 · edgar.xml · nonDerivative · entry 1 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2005 Filed Feb 4, 2005 17:15 UTC |
Smith Joshua IDirector
|
SaleCommon | 3,115 | $91.00 | $283,465.00 |
DisclosureSEC source: 0000018230-05-000111 · edgar.xml · nonDerivative · entry 1 SMITH JOSHUA T · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,390 F1 · balance_after: Included in this amount are 99 shares in dividend reinvestment. Read SEC document |
| February 03, 2005 Filed Feb 4, 2005 17:16 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,750 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000112 · edgar.xml · derivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,750 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2005 Filed Feb 4, 2005 17:16 UTC |
MACIER ROBERT RVice President
|
SaleCommon | 13,750 | $90.52 | $1,244,650.00 |
DisclosureSEC source: 0000018230-05-000112 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992 F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.