Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2005 Filed Jul 1, 2005 16:16 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000464 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 19:18 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000469 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 92 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 19:19 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000470 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 92 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 10,000 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · derivative · entry 6 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · derivative · entry 5 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 7,540 | $99.43 | $749,664.50 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · nonDerivative · entry 4 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,185 F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 10,000 | $53.53 | $535,300.00 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · nonDerivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 15,543 | $99.43 | $1,545,362.78 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,725 Read SEC document |
| June 23, 2005 Filed Jun 27, 2005 13:43 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 19,396 | $62.34 | $1,209,220.34 |
DisclosureSEC source: 0000018230-05-000453 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 27,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · derivative · entry 9 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 27,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 2,601 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · derivative · entry 8 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,601 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,604 | $0.00 Strike: $62.34 | $0.00 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · derivative · entry 7 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,604 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 19,814 | $101.37 | $2,008,545.18 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 6 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,872 F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 27,000 | $50.72 | $1,369,305.00 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 5 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 985 | $101.37 | $99,849.45 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 4 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,686 Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 2,601 | $38.41 | $99,894.79 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Tax withholdingCommon | 986 | $101.37 | $99,950.82 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,070 Read SEC document |
| June 22, 2005 Filed Jun 23, 2005 17:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 1,604 | $62.34 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000451 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2005 Filed Jun 27, 2005 16:39 UTC |
Rohner William JVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,000 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000455 · edgar.xml · derivative · entry 4 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,000 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 20, 2005 Filed Jun 27, 2005 16:39 UTC |
Rohner William JVice President
|
Tax withholdingCommon | 1,972 | $100.42 | $198,018.38 |
DisclosureSEC source: 0000018230-05-000455 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F1 · balance_after: This amount includes 23 shares in dividend reinvestment. Read SEC document |
| June 20, 2005 Filed Jun 27, 2005 16:39 UTC |
Rohner William JVice President
|
Exercise / conversionCommon | 3,000 | $51.66 | $154,968.60 |
DisclosureSEC source: 0000018230-05-000455 · edgar.xml · nonDerivative · entry 1 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 7,649 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000441 · edgar.xml · derivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,649 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:44 UTC |
MACIER ROBERT RVice President
|
SaleCommon | 7,649 | $100.00 | $764,900.00 |
DisclosureSEC source: 0000018230-05-000441 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,452 F1 · balance_after: This amount includes 5621 shares in 401K and 753 shares in dividend reinvestment. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:44 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionCommon | 7,649 | $38.41 | $293,767.49 |
DisclosureSEC source: 0000018230-05-000441 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:48 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 7,500 | $0.00 Strike: $38.41 | $0.00 |
DisclosureSEC source: 0000018230-05-000442 · edgar.xml · derivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,500 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tax witholding rights F4 · derivative.exercise_date: Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:48 UTC |
GALES THOMAS AVice President
|
SaleCommon | 7,500 | $100.00 | $750,000.00 |
DisclosureSEC source: 0000018230-05-000442 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,891 F1 · balance_after: This amount includes 5856 shares in 401K, 22 shares in SEIP and 1510 shares in dividend reinvestment. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:48 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 7,500 | $38.41 | $288,045.00 |
DisclosureSEC source: 0000018230-05-000442 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 12,000 | $0.00 Strike: $51.66 | $0.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,000 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 9,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · derivative · entry 5 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC |
WESTERN DONALD GVice President
|
Salecommon | 21,000 | $100.00 | $2,100,000.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 12,000 | $51.66 | $619,872.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 19:49 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 9,000 | $50.72 | $456,435.00 |
DisclosureSEC source: 0000018230-05-000443 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 20:10 UTC |
STROUP GARY AVice President
|
SaleCommon | 4,946 | $100.00 | $494,600.00 |
DisclosureSEC source: 0000018230-05-000446 · edgar.xml · nonDerivative · entry 1 STROUP GARY A · CIK 0001171795 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,315 F1 · balance_after: This amount includes 9504 shares in 401K, 492 shares in SEIP and 7 shares in dividend reinvestment. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 20:11 UTC |
Rohner William JVice President
|
SaleCommon | 1,000 | $100.00 | $100,000.00 |
DisclosureSEC source: 0000018230-05-000447 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 2,108 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| June 10, 2005 Filed Jun 23, 2005 17:42 UTC |
WESTERN DONALD GVice President
|
GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000450 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 10,000 | $0.00 Strike: $50.72 | $0.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax witholding rights. F4 · derivative.exercise_date: Exercisable in thirds - one-third after one year, one-third after 2 years, and one-third after 3 years. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 10,000 | $97.00 | $970,000.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,047 F1 · balance_after: This amount includes 266 shares in 401K and 3377 shares in SEIP. Read SEC document |
| June 09, 2005 Filed Jun 10, 2005 13:19 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 10,000 | $50.72 | $507,150.00 |
DisclosureSEC source: 0000018230-05-000432 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 66 | $48.67 | $3,212.22 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 17 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| June 09, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 66 | $48.67 | $3,212.22 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 17 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionEmployee Stock Option · Derivative | 724 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · derivative · entry 6 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 724 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionEmployee Stock Option · Derivative | 3,316 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · derivative · entry 5 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,316 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Tax withholdingCommon | 376 | $94.37 | $35,483.12 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · nonDerivative · entry 4 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,080 F1 · balance_after: This amount includes 16,309 shares in 401K. Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionCommon | 724 | $30.16 | $21,833.09 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · nonDerivative · entry 3 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Tax withholdingCommon | 1,059 | $94.37 | $99,937.83 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · nonDerivative · entry 2 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,732 Read SEC document |
| June 06, 2005 Filed Jun 8, 2005 16:28 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionCommon | 3,316 | $30.16 | $99,997.96 |
DisclosureSEC source: 0000018230-05-000430 · edgar.xml · nonDerivative · entry 1 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2005 Filed Jun 6, 2005 19:48 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000423 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,602 F1 · balance_after: This amount includes 10,992 shares in 401K, 2220 shares in SEIP and 1903 shares in dividend reinvestment. Read SEC document |
| June 03, 2005 Filed Jun 6, 2005 19:49 UTC |
SPRINGER WILLIAM FVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 990 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000424 · edgar.xml · derivative · entry 3 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 990 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 03, 2005 Filed Jun 6, 2005 19:49 UTC |
SPRINGER WILLIAM FVice President
|
Tax withholdingCommon | 315 | $94.68 | $29,822.63 |
DisclosureSEC source: 0000018230-05-000424 · edgar.xml · nonDerivative · entry 2 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,497 F1 · balance_after: This amount includes 10,114 shares in 401K, 30 shares in SEIP and 9 shares in dividend reinvestment. Read SEC document |
| June 03, 2005 Filed Jun 6, 2005 19:49 UTC |
SPRINGER WILLIAM FVice President
|
Exercise / conversionCommon | 990 | $30.16 | $29,854.64 |
DisclosureSEC source: 0000018230-05-000424 · edgar.xml · nonDerivative · entry 1 SPRINGER WILLIAM F · CIK 0001172566 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.