Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 10,392 | $31.17 | $323,938.38 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · nonDerivative · entry 3 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 10,410 | $27.84 | $289,853.96 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · nonDerivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:08 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 4,212 | $25.83 | $108,787.96 |
DisclosureSEC source: 0000018230-05-000500 · edgar.xml · nonDerivative · entry 1 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:09 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,544 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000501 · edgar.xml · derivative · entry 3 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,544 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:09 UTC |
HAEFELI HANS AVice President
|
SaleCommon | 929 | $51.98 | $48,289.42 |
DisclosureSEC source: 0000018230-05-000501 · edgar.xml · nonDerivative · entry 2 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,663 F1 · balance_after: This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2683 additional shares of common stock. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:09 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionCommon | 1,544 | $31.17 | $48,129.41 |
DisclosureSEC source: 0000018230-05-000501 · edgar.xml · nonDerivative · entry 1 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 38,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · derivative · entry 6 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 38,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
SaleCommon | 38,132 | $51.87 | $1,977,746.69 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,572 Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:12 UTC |
PALMER GERALDVice President
|
Exercise / conversionCommon | 38,132 | $25.83 | $984,877.11 |
DisclosureSEC source: 0000018230-05-000502 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,076 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · derivative · entry 6 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,076 shares Expires 2006-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,052 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · derivative · entry 5 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,052 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
Tax withholdingCommon | 1,925 | $51.92 | $99,946.00 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · nonDerivative · entry 4 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,669 F1 · balance_after: This amount includes 16,620 shares in 401K; 310 shares in SEIP and 404 shares in dividend reinvestment. F2 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7592 additional shares of common stock. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionCommon | 6,076 | $16.45 | $99,969.04 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · nonDerivative · entry 3 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
SaleCommon | 13,052 | $51.92 | $677,680.72 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · nonDerivative · entry 2 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,518 Read SEC document |
| July 26, 2005 Filed Jul 28, 2005 16:13 UTC |
SCHENA CHRISTIANO VVice President
|
Exercise / conversionCommon | 13,052 | $25.83 | $337,108.36 |
DisclosureSEC source: 0000018230-05-000503 · edgar.xml · nonDerivative · entry 1 SCHENA CHRISTIANO V · CIK 0001204588 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 38,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · derivative · entry 6 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 38,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: (Right to buy) with tandem tax withholding rights. F7 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 26, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
SaleCommon | 38,132 | $51.87 | $1,977,746.69 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · nonDerivative · entry 2 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,610 Read SEC document |
| July 26, 2005 Filed Jan 6, 2006 22:50 UTC Amendment |
PALMER GERALDVice President
|
Exercise / conversionCommon | 38,132 | $25.83 | $984,877.11 |
DisclosureSEC source: 0000018230-06-000021 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2005 Filed Jul 21, 2005 15:28 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,712 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000489 · edgar.xml · derivative · entry 4 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,712 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 20, 2005 Filed Jul 21, 2005 15:28 UTC |
BUSSELL RODNEY LVice President
|
Tax withholdingCommon | 10,300 | $52.91 | $544,973.00 |
DisclosureSEC source: 0000018230-05-000489 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,179 F1 · balance_after: This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment. Read SEC document |
| July 20, 2005 Filed Jul 21, 2005 15:28 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 13,712 | $31.17 | $427,429.09 |
DisclosureSEC source: 0000018230-05-000489 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:45 UTC |
GALES THOMAS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 15,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000480 · edgar.xml · derivative · entry 4 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tax witholding rights F4 · derivative.exercise_date: Exercisable in thirds, 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:45 UTC |
GALES THOMAS AVice President
|
SaleCommon | 15,000 | $52.50 | $787,500.00 |
DisclosureSEC source: 0000018230-05-000480 · edgar.xml · nonDerivative · entry 2 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,030 F1 · balance_after: This amount includes 11,820 shares in 401K, 46 shares in SEIP and 3158 shares in dividend reinvestment. F5 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 8,503 additional shares of common stock. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:45 UTC |
GALES THOMAS AVice President
|
Exercise / conversionCommon | 15,000 | $19.20 | $288,048.00 |
DisclosureSEC source: 0000018230-05-000480 · edgar.xml · nonDerivative · entry 1 GALES THOMAS A · CIK 0001171773 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:54 UTC |
Rohner William JVice President
|
SaleCommon | 2,000 | $52.50 | $105,000.00 |
DisclosureSEC source: 0000018230-05-000481 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 2,216 F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2108 additional shares of common stock. F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 14,132 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · derivative · entry 7 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,132 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 24,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · derivative · entry 6 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 14,132 | $52.40 | $740,516.80 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 21,404 additional shares of common stock. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 24,000 | $52.50 | $1,260,000.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,254 Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 14,132 | $25.83 | $365,002.71 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 13:55 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 24,000 | $26.77 | $642,360.00 |
DisclosureSEC source: 0000018230-05-000482 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 13,330 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · derivative · entry 7 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,330 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Tax withholdingCommon | 9,499 | $52.84 | $501,927.16 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · nonDerivative · entry 4 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,767 F1 · balance_after: This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment. F4 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 7772 additional shares of common stock. Read SEC document |
| July 19, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 13,330 | $27.84 | $371,157.85 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · nonDerivative · entry 3 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 10,972 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · derivative · entry 6 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,972 shares Expires 2007-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 18, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Tax withholdingCommon | 7,146 | $51.06 | $364,839.03 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,936 Read SEC document |
| July 18, 2005 Filed Jul 20, 2005 18:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 10,972 | $25.83 | $283,385.91 |
DisclosureSEC source: 0000018230-05-000484 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 206 | $49.70 | $10,238.20 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 20 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,944 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| July 13, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 206 | $49.70 | $10,238.20 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 20 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,944 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| July 12, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 58 | $49.64 | $2,879.12 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 19 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| July 12, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 58 | $49.64 | $2,879.12 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 19 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| July 11, 2005 Filed Jul 12, 2005 19:11 UTC |
MACIER ROBERT RVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 14,000 | $0.00 Strike: $53.53 | $0.00 |
DisclosureSEC source: 0000018230-05-000476 · edgar.xml · derivative · entry 3 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax witholding rights F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 year, 1/3 after 2 years, 1/3 after 3 years Read SEC document |
| July 11, 2005 Filed Jul 12, 2005 19:11 UTC |
MACIER ROBERT RVice President
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Tax withholdingCommon | 10,555 | $99.48 | $1,049,958.63 |
DisclosureSEC source: 0000018230-05-000476 · edgar.xml · nonDerivative · entry 2 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,697 F1 · balance_after: This amount includes 5672 shares in 401K and 769 shares in dividend reinvestment. Read SEC document |
| July 11, 2005 Filed Jul 12, 2005 19:11 UTC |
MACIER ROBERT RVice President
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Exercise / conversionCommon | 14,000 | $53.53 | $749,420.00 |
DisclosureSEC source: 0000018230-05-000476 · edgar.xml · nonDerivative · entry 1 MACIER ROBERT R · CIK 0001171779 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
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PurchaseCommon | 6 | $49.67 | $298.02 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 18 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| July 08, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
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PurchaseCommon | 6 | $49.67 | $298.02 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 18 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 15:48 UTC |
GALLARDO JUANDirector
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GrantCommon | 62 | $96.16 | $5,961.61 |
DisclosureSEC source: 0000018230-05-000459 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,795 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 3 shares in dividend reinvestment. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 15:55 UTC |
POWELL CHARLES DDirector
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GrantCommon | 15 | $96.16 | $1,442.33 |
DisclosureSEC source: 0000018230-05-000460 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 88 shares in dividend reinvestment. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 16:13 UTC |
PARKER JAMES JVice President
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GrantPhantom Stock Units · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000463 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 25 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 19:17 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000468 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 87 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2005 at a price between $94.995 and $96.205 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.