Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2005 Filed Nov 9, 2005 21:36 UTC |
PALMER GERALDVice President
|
GiftCommon | 4,205 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000729 · edgar.xml · nonDerivative · entry 1 PALMER GERALD · CIK 0001171803 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,691 F1 · balance_after: This amount includes 4640 shares in SEIP. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:44 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000635 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 99 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:45 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000636 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 92 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:47 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000637 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 99 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2005 at a price of $58.575 per share. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:48 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 16 | $58.58 | $937.20 |
DisclosureSEC source: 0000018230-05-000638 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:51 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 16 | $58.58 | $937.20 |
DisclosureSEC source: 0000018230-05-000639 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,312 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:53 UTC |
GALLARDO JUANDirector
|
GrantCommon | 65 | $58.58 | $3,807.38 |
DisclosureSEC source: 0000018230-05-000640 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,813 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:54 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000641 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 22:55 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000642 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 23, 2005 Filed Sep 26, 2005 13:48 UTC |
VITTECOQ GERARD RGroup President
|
GiftEmployee Stock Option · Derivative | 16,920 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000622 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · By daughters Disclosed balance after: 16,920 Underlying: Common · 16,920 shares Expires 2006-06-11 F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: The option vested in equal installments on June 11, 1997, 1998 and 1999. F3 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| September 23, 2005 Filed Sep 26, 2005 13:48 UTC |
VITTECOQ GERARD RGroup President
|
GiftEmployee Stock Option · Derivative | 16,920 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000622 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,920 shares Expires 2006-06-11 F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: The option vested in equal installments on June 11, 1997, 1998 and 1999. F3 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| September 15, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 85 | $57.74 | $4,907.90 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 22 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| September 15, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 85 | $57.74 | $4,907.90 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 22 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| September 13, 2005 Filed Sep 15, 2005 17:08 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000617 · edgar.xml · derivative · entry 4 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 13, 2005 Filed Sep 15, 2005 17:08 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 1,682 | $59.39 | $99,885.57 |
DisclosureSEC source: 0000018230-05-000617 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,958 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Read SEC document |
| September 13, 2005 Filed Sep 15, 2005 17:08 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-05-000617 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2005 Filed Sep 9, 2005 15:50 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 3,208 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000608 · edgar.xml · derivative · entry 4 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,208 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 08, 2005 Filed Sep 9, 2005 15:50 UTC |
BANWART SIDNEY CVice President
|
Tax withholdingCommon | 1,707 | $58.55 | $99,944.85 |
DisclosureSEC source: 0000018230-05-000608 · edgar.xml · nonDerivative · entry 2 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,438 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Read SEC document |
| September 08, 2005 Filed Sep 9, 2005 15:50 UTC |
BANWART SIDNEY CVice President
|
Exercise / conversionCommon | 3,208 | $31.17 | $99,999.46 |
DisclosureSEC source: 0000018230-05-000608 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:46 UTC |
HELLER JOHN SVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 14,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000605 · edgar.xml · derivative · entry 3 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:46 UTC |
HELLER JOHN SVice President
|
SaleCommon | 14,000 | $59.00 | $826,000.00 |
DisclosureSEC source: 0000018230-05-000605 · edgar.xml · nonDerivative · entry 2 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,658 F1 · balance_after: This amount includes 8192 shares in 401K. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:46 UTC |
HELLER JOHN SVice President
|
Exercise / conversionCommon | 14,000 | $26.77 | $374,710.00 |
DisclosureSEC source: 0000018230-05-000605 · edgar.xml · nonDerivative · entry 1 HELLER JOHN S · CIK 0001287966 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 36,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-05-000606 · edgar.xml · derivative · entry 4 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 36,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:48 UTC |
BUSSELL RODNEY LVice President
|
SaleCommon | 36,000 | $59.00 | $2,124,000.00 |
DisclosureSEC source: 0000018230-05-000606 · edgar.xml · nonDerivative · entry 2 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,845 F1 · balance_after: This amount includes 3414 shares in EIP-1 and 152 shares in dividend reinvestment. Read SEC document |
| September 07, 2005 Filed Sep 8, 2005 13:48 UTC |
BUSSELL RODNEY LVice President
|
Exercise / conversionCommon | 36,000 | $27.14 | $977,130.00 |
DisclosureSEC source: 0000018230-05-000606 · edgar.xml · nonDerivative · entry 1 BUSSELL RODNEY L · CIK 0001171776 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 19,396 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,396 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 19,396 | $56.00 | $1,086,176.00 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:52 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 19,396 | $31.17 | $604,610.17 |
DisclosureSEC source: 0000018230-05-000594 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 14:32 UTC |
GALLARDO JUANDirector
|
GrantCommon | 82 | $54.77 | $4,490.73 |
DisclosureSEC source: 0000018230-05-000585 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,748 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: This amount includes 6 shares in dividend reinvestment. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 14:34 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 20 | $54.77 | $1,095.30 |
DisclosureSEC source: 0000018230-05-000586 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 188 shares in dividend reinvestment. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 15:41 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000590 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 282 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 15:42 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000591 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 140 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 16:03 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000592 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 159 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. F4 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2005 at a price between $53.87 and $54.765 per share. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 21:58 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000597 · edgar.xml · derivative · entry 2 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 43 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 21:59 UTC |
BAHAJ ALI MVice President
|
GrantPhantom Stock Units · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000598 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 42 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| August 31, 2005 Filed Jan 18, 2006 17:35 UTC |
WESTERN DONALD GVice President
|
GiftCommon | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-06-000041 · edgar.xml · nonDerivative · entry 3 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,220 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 14:43 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000582 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,937 F1 · balance_after: This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Read SEC document |
| August 17, 2005 Filed Mar 22, 2006 20:50 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 86 | $53.52 | $4,602.72 |
DisclosureSEC source: 0000018230-06-000179 · edgar.xml · nonDerivative · entry 21 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| August 17, 2005 Filed Mar 22, 2006 20:52 UTC |
RUST EDWARD B JRDirector
|
PurchaseCommon | 86 | $53.52 | $4,602.72 |
DisclosureSEC source: 0000018230-06-000180 · edgar.xml · nonDerivative · entry 21 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 F1 · kind: Transactions executed by third-party money manager in Mr. Rust's financial portfolio without Mr. Rust's knowledge. All shares and prices are post-split from company's 2-for-1 stock split effective 7/13/05. Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 18:23 UTC |
LEVENICK STUART LGroup President
|
GiftCommon | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-05-000579 · edgar.xml · nonDerivative · entry 1 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,903 F1 · balance_after: This amount includes 3622 shares in EIP-1 and 28 shares in dividend reinvestment. Read SEC document |
| August 11, 2005 Filed Aug 12, 2005 20:26 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 6,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-05-000577 · edgar.xml · derivative · entry 3 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,000 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 11, 2005 Filed Aug 12, 2005 20:26 UTC |
HAEFELI HANS AVice President
|
Tax withholdingCommon | 3,691 | $55.17 | $203,614.02 |
DisclosureSEC source: 0000018230-05-000577 · edgar.xml · nonDerivative · entry 2 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,972 F1 · balance_after: This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment. Read SEC document |
| August 11, 2005 Filed Aug 12, 2005 20:26 UTC |
HAEFELI HANS AVice President
|
Exercise / conversionCommon | 6,000 | $19.20 | $115,219.20 |
DisclosureSEC source: 0000018230-05-000577 · edgar.xml · nonDerivative · entry 1 HAEFELI HANS A · CIK 0001273770 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 24,000 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · derivative · entry 4 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,000 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC |
WESTERN DONALD GVice President
|
SaleCommon | 24,000 | $55.00 | $1,320,000.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · nonDerivative · entry 2 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,122 F1 · balance_after: This amount includes 534 shares in 401K and 6780 shares in SEIP. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:29 UTC |
WESTERN DONALD GVice President
|
Exercise / conversionCommon | 24,000 | $26.77 | $642,360.00 |
DisclosureSEC source: 0000018230-05-000573 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:31 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 6,110 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-05-000574 · edgar.xml · derivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,110 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:31 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
SaleCommon | 6,110 | $55.00 | $336,050.00 |
DisclosureSEC source: 0000018230-05-000574 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,742 F1 · balance_after: This amount includes 8190 shares in 401K and 26 shares in dividend reinvestment. F3 · balance_after: On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 5763 additional shares of common stock. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:31 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
Exercise / conversionCommon | 6,110 | $25.36 | $154,934.33 |
DisclosureSEC source: 0000018230-05-000574 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2005 Filed Aug 11, 2005 15:32 UTC |
Rohner William JVice President
|
SaleCommon | 2,216 | $55.00 | $121,880.00 |
DisclosureSEC source: 0000018230-05-000575 · edgar.xml · nonDerivative · entry 2 Rohner William J · CIK 0001307210 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 0 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.