Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2008 Filed Oct 1, 2008 15:30 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000339 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,912 Underlying: Common · 125 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 15:30 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000340 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,596 Underlying: Common · 139 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 15:31 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000341 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,575 Underlying: Common · 125 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 15:32 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000342 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265 Underlying: Common · 125 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2008 at a price of $59.65 per share. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 16:00 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantPhantom Stock Units · Derivative | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000346 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,984 Underlying: Common · 113 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 16:01 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000347 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common · 90 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| September 30, 2008 Filed Oct 1, 2008 16:01 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantPhantom Stock Units · Derivative | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000348 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,699 Underlying: Common · 83 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| September 19, 2008 Filed Sep 19, 2008 21:41 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionEmployee Stock Option · Derivative | 54,000 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-08-000324 · edgar.xml · derivative · entry 6 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 54,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 19, 2008 Filed Sep 19, 2008 21:41 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionEmployee Stock Option · Derivative | 3,750 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-08-000324 · edgar.xml · derivative · entry 5 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,750 shares Expires 2011-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| September 19, 2008 Filed Sep 19, 2008 21:41 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
SaleCommon | 57,750 | $74.50 | $4,302,375.00 |
DisclosureSEC source: 0000018230-08-000324 · edgar.xml · nonDerivative · entry 3 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,572 F1 · balance_after: This amount includes 13,250 shares in 401K and 2374 shares in dividend reinvestment. Read SEC document |
| September 19, 2008 Filed Sep 19, 2008 21:41 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 54,000 | $25.36 | $1,369,305.00 |
DisclosureSEC source: 0000018230-08-000324 · edgar.xml · nonDerivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 19, 2008 21:41 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
Exercise / conversionCommon | 3,750 | $26.77 | $100,368.75 |
DisclosureSEC source: 0000018230-08-000324 · edgar.xml · nonDerivative · entry 1 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 16:04 UTC |
Copeland Jananne A.Chief Accounting Officer
|
SaleCommon | 2,441 | $74.50 | $181,854.50 |
DisclosureSEC source: 0000018230-08-000330 · edgar.xml · nonDerivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,755 Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:45 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 20 | $71.22 | $1,424.30 |
DisclosureSEC source: 0000018230-08-000309 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:46 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000310 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 Underlying: Common · 151 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:47 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000311 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,786 Underlying: Common · 187 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:47 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 338 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000312 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,456 Underlying: Common · 338 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:48 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000313 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Common · 125 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 20:49 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000314 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,140 Underlying: Common · 117 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2008 at a price between $68.61 and $71.215 per share. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 21:46 UTC |
OBERHELMAN DOUGLAS RGroup President
|
GrantPhantom Stock Units · Derivative | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000318 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,871 Underlying: Common · 103 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 21:48 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000319 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,020 Underlying: Common · 82 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| August 29, 2008 Filed Sep 2, 2008 21:49 UTC |
BUDA JAMES BVP, General Counsel, Secy.
|
GrantPhantom Stock Units · Derivative | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000320 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,616 Underlying: Common · 76 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:40 UTC |
DILLON JOHN TDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 4,000 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0000018230-08-000295 · edgar.xml · derivative · entry 3 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,000 shares Expires 2009-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:40 UTC |
DILLON JOHN TDirector
|
SaleCommon | 4,000 | $69.60 | $278,408.00 |
DisclosureSEC source: 0000018230-08-000295 · edgar.xml · nonDerivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,335 F4 · price: Sale prices range from $69.60 to $69.61. F1 · balance_after: This amount includes 688 dividend reinvestment shares. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 14:40 UTC |
DILLON JOHN TDirector
|
Exercise / conversionCommon | 4,000 | $28.78 | $115,125.20 |
DisclosureSEC source: 0000018230-08-000295 · edgar.xml · nonDerivative · entry 1 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 5,202 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · derivative · entry 6 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,202 shares Expires 2010-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 928 | $0.00 Strike: $31.17 | $0.00 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · derivative · entry 5 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 928 shares Expires 2009-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Tax withholdingCommon | 1,434 | $69.63 | $99,842.25 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · nonDerivative · entry 4 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,196 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Exercise / conversionCommon | 5,202 | $19.20 | $99,895.05 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · nonDerivative · entry 3 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Tax withholdingCommon | 415 | $69.63 | $28,894.38 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · nonDerivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Read SEC document |
| August 07, 2008 Filed Aug 8, 2008 20:54 UTC |
Copeland Jananne A.Chief Accounting Officer
|
Exercise / conversionCommon | 928 | $31.17 | $28,927.52 |
DisclosureSEC source: 0000018230-08-000297 · edgar.xml · nonDerivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:33 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 21 | $70.40 | $1,478.30 |
DisclosureSEC source: 0000018230-08-000282 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,180 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 381 shares in dividend reinvestment. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:34 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000283 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023 Underlying: Common · 106 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:38 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000284 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,118 Underlying: Common · 118 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:39 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000285 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 Underlying: Common · 106 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:40 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000286 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,599 Underlying: Common · 106 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 15:56 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000287 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,639 Underlying: Common · 106 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2008 at a price of $70.395 per share. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 18:05 UTC |
OBERHELMAN DOUGLAS RGroup President
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GrantPhantom Stock Units · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000291 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,768 Underlying: Common · 105 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 18:06 UTC |
LAVIN RICHARD PGroup President
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GrantPhantom Stock Units · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000292 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,938 Underlying: Common · 84 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 31, 2008 Filed Aug 1, 2008 18:07 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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GrantPhantom Stock Units · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000293 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,540 Underlying: Common · 77 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 30, 2008 Filed Jul 31, 2008 13:32 UTC |
RAPP EDWARD JGroup President
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Exercise / conversionEmployee Stock Option · Derivative | 11,798 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0000018230-08-000272 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 11,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.expiration_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 30, 2008 Filed Jul 31, 2008 13:32 UTC |
RAPP EDWARD JGroup President
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SaleCommon | 11,798 | $72.00 | $849,456.00 |
DisclosureSEC source: 0000018230-08-000272 · edgar.xml · nonDerivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,264 F1 · balance_after: This amount includes 12,372 shares in 401K and 23 shares in dividend reinvestment. Read SEC document |
| July 30, 2008 Filed Jul 31, 2008 13:32 UTC |
RAPP EDWARD JGroup President
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Exercise / conversionCommon | 11,798 | $19.20 | $226,559.35 |
DisclosureSEC source: 0000018230-08-000272 · edgar.xml · nonDerivative · entry 1 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2008 Filed Jul 31, 2008 13:30 UTC |
Halverson Bradley MController
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SaleCommon | 2,500 | $71.34 | $178,355.00 |
DisclosureSEC source: 0000018230-08-000271 · edgar.xml · nonDerivative · entry 2 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife's Trust Disclosed balance after: 8,068 F5 · price: Sale prices range from $71.34 to $71.3428. F2 · ownership.nature: Beneficial ownership denied. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:02 UTC |
POWELL CHARLES DDirector
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GrantCommon | 20 | $73.41 | $1,468.10 |
DisclosureSEC source: 0000018230-08-000247 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,158 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 380 shares in dividend reinvestment. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:03 UTC |
GALLARDO JUANDirector
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GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000248 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,218 Underlying: Common · 102 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:04 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000249 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common · 113 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:04 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000250 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,532 Underlying: Common · 102 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:05 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000251 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,492 Underlying: Common · 102 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 16:05 UTC |
DICKINSON DANIEL MDirector
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GrantPhantom Stock Units · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000252 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,916 Underlying: Common · 102 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2008 at a price of $73.405 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.