Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2009 Filed Mar 4, 2009 18:19 UTC |
VITTECOQ GERARD RGroup President
|
GrantRestricted Stock Units · Derivative | 6,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000097 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,925 Underlying: Common · 6,925 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F2 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. F2 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 18:19 UTC |
VITTECOQ GERARD RGroup President
|
GrantStock Appreciation Rights · Derivative | 156,962 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0000018230-09-000097 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,962 Underlying: Common · 156,962 shares Expires 2019-03-02 F2 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 18:20 UTC |
RAPP EDWARD JGroup President
|
GrantRestricted Stock Units · Derivative | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000098 · edgar.xml · derivative · entry 4 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,561 Underlying: Common · 6,561 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F4 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. F4 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 18:20 UTC |
RAPP EDWARD JGroup President
|
GrantStock Appreciation Rights · Derivative | 148,722 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0000018230-09-000098 · edgar.xml · derivative · entry 3 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,722 Underlying: Common · 148,722 shares Expires 2019-03-02 F4 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 18:20 UTC |
WUNNING STEVEN HGroup President
|
GrantRestricted Stock Units · Derivative | 6,561 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000099 · edgar.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,561 Underlying: Common · 6,561 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. F5 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 18:20 UTC |
WUNNING STEVEN HGroup President
|
GrantStock Appreciation Rights · Derivative | 148,722 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0000018230-09-000099 · edgar.xml · derivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,722 Underlying: Common · 148,722 shares Expires 2019-03-02 F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:39 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 60 | $24.37 | $1,461.90 |
DisclosureSEC source: 0000018230-09-000071 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:40 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000072 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,119 Underlying: Common · 307 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:40 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000073 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,190 Underlying: Common · 307 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:41 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000074 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,277 Underlying: Common · 342 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:42 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000075 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,725 Underlying: Common · 307 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:42 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000076 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881 Underlying: Common · 342 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 16:43 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000077 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,399 Underlying: Common · 307 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2009 at a price of $24.365 per share. Read SEC document |
| February 27, 2009 Filed Mar 3, 2009 22:02 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000079 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,123 Underlying: Common · 2,376 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 10, 2009 Filed Feb 11, 2009 19:15 UTC |
MAGOWAN PETER ADirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0000018230-09-000057 · edgar.xml · derivative · entry 4 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.expiration_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 10, 2009 Filed Feb 11, 2009 19:15 UTC |
MAGOWAN PETER ADirector
|
Tax withholdingCommon | 7,205 | $31.96 | $230,235.78 |
DisclosureSEC source: 0000018230-09-000057 · edgar.xml · nonDerivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,797 F1 · balance_after: This amount includes 3548 shares in dividend reinvestment. Read SEC document |
| February 10, 2009 Filed Feb 11, 2009 19:15 UTC |
MAGOWAN PETER ADirector
|
Exercise / conversionCommon | 8,000 | $28.78 | $230,250.40 |
DisclosureSEC source: 0000018230-09-000057 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2009 Filed Feb 6, 2009 16:44 UTC |
DICKINSON DANIEL MDirector
|
PurchaseCommon | 3,037 | $33.00 | $100,221.00 |
DisclosureSEC source: 0000018230-09-000053 · edgar.xml · nonDerivative · entry 1 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,820 Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 21:20 UTC |
Copeland Jananne A.Chief Accounting Officer
|
OtherPhantom Stock Units · Derivative | 943 | $0.00 Strike: $33.28 | $0.00 |
DisclosureSEC source: 0000018230-09-000055 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943 Underlying: Common · 943 shares Expires not disclosed F1 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F1 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 21:20 UTC |
Copeland Jananne A.Chief Accounting Officer
|
OtherCommon | 3,073 | $33.28 | $102,269.44 |
DisclosureSEC source: 0000018230-09-000055 · edgar.xml · nonDerivative · entry 1 Copeland Jananne A. · CIK 0001415606 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,828 F3 · kind: Transfer in 401K plan to stock account. F2 · balance_after: This amount includes 3073 shares in 401K. Read SEC document |
| February 05, 2009 Filed Feb 6, 2009 16:14 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $28.78 | $0.00 |
DisclosureSEC source: 0000018230-09-000051 · edgar.xml · derivative · entry 3 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2009-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 05, 2009 Filed Feb 6, 2009 16:14 UTC |
BLOUNT W FRANKDirector
|
SaleCommon | 8,000 | $32.00 | $256,000.00 |
DisclosureSEC source: 0000018230-09-000051 · edgar.xml · nonDerivative · entry 2 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,571 F1 · balance_after: This amount includes 997 dividend reinvestment shares. Read SEC document |
| February 05, 2009 Filed Feb 6, 2009 16:14 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionCommon | 8,000 | $28.78 | $230,250.40 |
DisclosureSEC source: 0000018230-09-000051 · edgar.xml · nonDerivative · entry 1 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2009 Filed Feb 5, 2009 15:00 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 3,500 | $30.96 | $108,363.85 |
DisclosureSEC source: 0000018230-09-000049 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,002 F1 · balance_after: This amount includes 3548 shares in dividend reinvestment. Read SEC document |
| February 03, 2009 Filed Feb 4, 2009 13:57 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 3,500 | $30.12 | $105,436.10 |
DisclosureSEC source: 0000018230-09-000047 · edgar.xml · nonDerivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,502 F1 · balance_after: This amount includes 3548 shares in dividend reinvestment. Read SEC document |
| February 02, 2009 Filed Feb 4, 2009 13:57 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 2,500 | $30.22 | $75,562.00 |
DisclosureSEC source: 0000018230-09-000047 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,002 Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:37 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 47 | $30.90 | $1,452.30 |
DisclosureSEC source: 0000018230-09-000038 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:38 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000039 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417 Underlying: Common · 242 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:38 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000040 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 Underlying: Common · 242 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:39 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000041 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,935 Underlying: Common · 269 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:39 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000042 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,091 Underlying: Common · 242 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:40 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000043 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common · 539 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:41 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000044 · edgar.xml · derivative · entry 3 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,882 Underlying: Common · 242 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:41 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 3,000 | $30.95 | $92,853.00 |
DisclosureSEC source: 0000018230-09-000044 · edgar.xml · nonDerivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,502 F1 · balance_after: This amount includes 3548 shares in dividend reinvestment. Read SEC document |
| January 30, 2009 Filed Feb 2, 2009 18:42 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000045 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,847 Underlying: Common · 100 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 18:41 UTC |
MAGOWAN PETER ADirector
|
PurchaseCommon | 2,500 | $32.38 | $80,953.00 |
DisclosureSEC source: 0000018230-09-000044 · edgar.xml · nonDerivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,502 Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:32 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 33 | $44.43 | $1,466.03 |
DisclosureSEC source: 0000018230-09-000005 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 448 shares in dividend reinvestment. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:33 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000006 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848 Underlying: Common · 168 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:34 UTC |
GALLARDO JUANDirector
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GrantPhantom Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000007 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174 Underlying: Common · 168 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:34 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000008 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,569 Underlying: Common · 168 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 of $44.425 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 of $44.425 per share. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 16:58 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000011 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,639 Underlying: Common · 168 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. Read SEC document |
| December 31, 2008 Filed Jan 2, 2009 17:10 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000013 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,665 Underlying: Common · 187 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2008 at a price of $44.425 per share. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 17:25 UTC |
BUDA JAMES BVP, General Counsel, Secy.
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GrantPhantom Stock Units · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000017 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,373 Underlying: Common · 310 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 17:26 UTC |
LAVIN RICHARD PGroup President
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GrantPhantom Stock Units · Derivative | 273 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000018 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,747 Underlying: Common · 273 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 17:28 UTC |
OBERHELMAN DOUGLAS RGroup President
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GrantPhantom Stock Units · Derivative | 761 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-09-000019 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,404 Underlying: Common · 761 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 24, 2008 Filed Dec 30, 2008 19:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 17,949 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000441 · edgar.xml · nonDerivative · entry 4 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Revocable Trust Disclosed balance after: 135,093 Read SEC document |
| December 24, 2008 Filed Dec 30, 2008 19:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 17,949 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000441 · edgar.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,916 F1 · balance_after: This amount includes 30,337 shares in 401K. Read SEC document |
| December 23, 2008 Filed Dec 30, 2008 19:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000441 · edgar.xml · nonDerivative · entry 3 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held in Revocable Trust Disclosed balance after: 117,144 Read SEC document |
| December 19, 2008 Filed Dec 30, 2008 19:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000441 · edgar.xml · nonDerivative · entry 6 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchild's Trust Disclosed balance after: 300 Read SEC document |
| December 19, 2008 Filed Dec 30, 2008 19:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
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GiftCommon | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-08-000441 · edgar.xml · nonDerivative · entry 5 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchildren's Trust Disclosed balance after: 4,800 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.