Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2010 Filed Mar 3, 2010 21:20 UTC |
LAVIN RICHARD PGroup President
|
GrantStock Appreciation Rights · Derivative | 129,394 | $0.00 Strike: $57.85 | $0.00 |
DisclosureSEC source: 0000018230-10-000139 · edgar.xml · derivative · entry 4 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,394 Underlying: Common · 129,394 shares Expires 2020-03-01 F4 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 1, 2013. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 21:20 UTC |
LAVIN RICHARD PGroup President
|
Tax withholdingCommon | 98 | $57.82 | $5,665.87 |
DisclosureSEC source: 0000018230-10-000139 · edgar.xml · nonDerivative · entry 1 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,180 F6 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F1 · balance_after: This amount includes 12,809 shares in 401K and 218 shares in dividend reinvestment. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 15:44 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000094 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,853 Underlying: Common · 331 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 15:56 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GrantPhantom Stock Units · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000097 · edgar.xml · derivative · entry 5 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,151 Underlying: Common · 14 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 15:56 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000098 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,233 Underlying: Common · 398 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:47 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 56 | $56.69 | $3,174.36 |
DisclosureSEC source: 0000018230-10-000107 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,503 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:48 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 230 | $56.69 | $13,037.55 |
DisclosureSEC source: 0000018230-10-000108 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:51 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000109 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,452 Underlying: Common · 447 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:52 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 402 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000110 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,069 Underlying: Common · 402 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:53 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000111 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,961 Underlying: Common · 636 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:53 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 369 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000112 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,448 Underlying: Common · 369 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:54 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000113 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735 Underlying: Common · 364 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 26, 2010 Filed Mar 1, 2010 19:55 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000114 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,256 Underlying: Common · 375 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share. Read SEC document |
| February 09, 2010 Filed Feb 9, 2010 19:49 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000077 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Son Disclosed balance after: 1,125 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| February 09, 2010 Filed Feb 9, 2010 19:49 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000077 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 726 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| February 09, 2010 Filed Feb 9, 2010 19:49 UTC |
WUNNING STEVEN HGroup President
|
GiftCommon | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000077 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,333 F1 · balance_after: This amount includes 23,958 shares in 401K. Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 14:24 UTC |
OBERHELMAN DOUGLAS RVice Chairman & CEO-Elect
|
SaleCommon | 9,123 | $51.60 | $470,711.22 |
DisclosureSEC source: 0000018230-10-000073 · edgar.xml · nonDerivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Vice Chairman & CEO-Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,180 F1 · balance_after: This amount includes 27,094 shares in 401K and 7975 shares in dividend reinvestment. Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 14:24 UTC |
OBERHELMAN DOUGLAS RVice Chairman & CEO-Elect
|
SaleCommon | 10,699 | $51.47 | $550,671.11 |
DisclosureSEC source: 0000018230-10-000073 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Vice Chairman & CEO-Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,303 Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 19:02 UTC |
Smith Joshua IDirector
|
SaleCommon | 5,400 | $51.20 | $276,480.00 |
DisclosureSEC source: 0000018230-10-000075 · edgar.xml · nonDerivative · entry 1 Smith Joshua I · CIK 0001173565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,952 F1 · balance_after: This amount includes 170 shares in dividend reinvestment. Read SEC document |
| February 04, 2010 Filed Feb 5, 2010 15:14 UTC |
DILLON JOHN TDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0000018230-10-000071 · edgar.xml · derivative · entry 3 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 04, 2010 Filed Feb 5, 2010 15:14 UTC |
DILLON JOHN TDirector
|
Exercise / conversionCommon | 8,000 | $21.88 | $175,000.00 |
DisclosureSEC source: 0000018230-10-000071 · edgar.xml · nonDerivative · entry 1 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 1782 dividend reinvestment shares. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:12 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0000018230-10-000067 · edgar.xml · derivative · entry 3 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2010-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:12 UTC |
BLOUNT W FRANKDirector
|
SaleCommon | 8,000 | $53.46 | $427,684.00 |
DisclosureSEC source: 0000018230-10-000067 · edgar.xml · nonDerivative · entry 2 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,033 F1 · balance_after: This amount includes 1459 dividend reinvestment shares. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 16:12 UTC |
BLOUNT W FRANKDirector
|
Exercise / conversionCommon | 8,000 | $21.88 | $175,000.00 |
DisclosureSEC source: 0000018230-10-000067 · edgar.xml · nonDerivative · entry 1 BLOUNT W FRANK · CIK 0001057580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 20:34 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
OtherPhantom Stock Units · Derivative | 13,236 | $0.00 Strike: $53.39 | $0.00 |
DisclosureSEC source: 0000018230-10-000069 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522 Underlying: Common · 13,236 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 20:34 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
OtherCommon | 3,002 | $53.39 | $160,276.78 |
DisclosureSEC source: 0000018230-10-000069 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,732 F5 · shares: Shares transferred into 401k stock fund from another 401k account. F1 · balance_after: This amount includes 13,688 shares in 401K and 374 shares in dividend reinvestment. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:09 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 245 | $52.89 | $12,958.05 |
DisclosureSEC source: 0000018230-10-000054 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:10 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 60 | $52.89 | $3,173.40 |
DisclosureSEC source: 0000018230-10-000055 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,447 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:11 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000056 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,881 Underlying: Common · 344 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:11 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000057 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,667 Underlying: Common · 328 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:12 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000058 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,005 Underlying: Common · 328 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:13 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000059 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,325 Underlying: Common · 344 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:13 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000060 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,079 Underlying: Common · 328 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 16:14 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 351 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000061 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,371 Underlying: Common · 351 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 21:12 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000064 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282 Underlying: Common · 4 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| January 29, 2010 Filed Feb 1, 2010 21:13 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000065 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,835 Underlying: Common · 59 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:46 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 55 | $57.48 | $3,161.13 |
DisclosureSEC source: 0000018230-10-000009 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,387 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:47 UTC |
SCHWAB SUSAN CDirector
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GrantCommon | 227 | $57.48 | $13,046.83 |
DisclosureSEC source: 0000018230-10-000010 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:48 UTC |
DICKINSON DANIEL MDirector
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GrantPhantom Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000011 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,537 Underlying: Common · 316 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:48 UTC |
DILLON JOHN TDirector
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GrantPhantom Stock Units · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000012 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,020 Underlying: Common · 324 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:49 UTC |
GALLARDO JUANDirector
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GrantPhantom Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000013 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751 Underlying: Common · 301 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:50 UTC |
GOODE DAVID RDirector
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GrantPhantom Stock Units · Derivative | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000014 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,981 Underlying: Common · 316 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:50 UTC |
MAGOWAN PETER ADirector
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GrantPhantom Stock Units · Derivative | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000015 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,677 Underlying: Common · 302 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 20:51 UTC |
RUST EDWARD B JRDirector
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GrantPhantom Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000016 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,339 Underlying: Common · 301 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:45 UTC |
WUNNING STEVEN HGroup President
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GrantPhantom Stock Units · Derivative | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000027 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,729 Underlying: Common · 186 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:46 UTC |
RAPP EDWARD JGroup President
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GrantPhantom Stock Units · Derivative | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000028 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,036 Underlying: Common · 164 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:47 UTC |
OBERHELMAN DOUGLAS RVice Chairman & CEO-Elect
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GrantPhantom Stock Units · Derivative | 364 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000029 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Vice Chairman & CEO-Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,747 Underlying: Common · 364 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:47 UTC |
LEVENICK STUART LGroup President
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GrantPhantom Stock Units · Derivative | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000030 · edgar.xml · derivative · entry 2 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,947 Underlying: Common · 149 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:48 UTC |
Halverson Bradley MController
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GrantPhantom Stock Units · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000031 · edgar.xml · derivative · entry 3 Halverson Bradley M · CIK 0001307061 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,044 Underlying: Common · 56 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2009 Filed Jan 4, 2010 21:49 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
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GrantPhantom Stock Units · Derivative | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000032 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278 Underlying: Common · 46 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.