Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 30, 2010 Filed Aug 2, 2010 17:53 UTC |
RAPP EDWARD JCFO & Group President
|
GrantPhantom Stock Units · Derivative | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000365 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,377 Underlying: Common · 188 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 17:53 UTC |
OWENS JAMES WDirector
|
GrantPhantom Stock Units · Derivative | 173 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000366 · edgar.xml · derivative · entry 5 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,860 Underlying: Common · 173 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 17:54 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000367 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,829 Underlying: Common · 251 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 17:55 UTC |
BUDA JAMES BVP, Chief Legal Officer, Secy.
|
GrantPhantom Stock Units · Derivative | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000368 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, Chief Legal Officer, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,338 Underlying: Common · 188 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 19:59 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 57 | $69.44 | $3,957.80 |
DisclosureSEC source: 0000018230-10-000373 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,831 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:00 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 188 | $69.44 | $13,053.78 |
DisclosureSEC source: 0000018230-10-000374 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,999 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:00 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000375 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,722 Underlying: Common · 262 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:01 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000376 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,216 Underlying: Common · 268 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:13 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000381 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,858 Underlying: Common · 250 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:14 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 262 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000382 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,688 Underlying: Common · 262 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:14 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000383 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,940 Underlying: Common · 249 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 30, 2010 Filed Aug 2, 2010 20:16 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000384 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,512 Underlying: Common · 250 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share. Read SEC document |
| July 29, 2010 Filed Jul 30, 2010 14:17 UTC |
RUST EDWARD B JRDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-10-000358 · edgar.xml · derivative · entry 3 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 29, 2010 Filed Jul 30, 2010 14:17 UTC |
RUST EDWARD B JRDirector
|
Exercise / conversionCommon | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-10-000358 · edgar.xml · nonDerivative · entry 1 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:22 UTC |
OSBORN WILLIAM ADirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-10-000354 · edgar.xml · derivative · entry 2 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:22 UTC |
OSBORN WILLIAM ADirector
|
Exercise / conversionCommon | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-10-000354 · edgar.xml · nonDerivative · entry 1 OSBORN WILLIAM A · CIK 0001171797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 213 shares in dividend reinvestment. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:22 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $26.03 | $0.00 |
DisclosureSEC source: 0000018230-10-000355 · edgar.xml · derivative · entry 3 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,000 shares Expires 2013-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: (Right to buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:22 UTC |
BRAZIL JOHN RDirector
|
SaleCommon | 8,000 | $68.76 | $550,104.00 |
DisclosureSEC source: 0000018230-10-000355 · edgar.xml · nonDerivative · entry 2 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,803 Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:22 UTC |
BRAZIL JOHN RDirector
|
Exercise / conversionCommon | 8,000 | $26.03 | $208,240.00 |
DisclosureSEC source: 0000018230-10-000355 · edgar.xml · nonDerivative · entry 1 BRAZIL JOHN R · CIK 0001171802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:23 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 60,000 | $0.00 Strike: $25.36 | $0.00 |
DisclosureSEC source: 0000018230-10-000356 · edgar.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2012-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:23 UTC |
WUNNING STEVEN HGroup President
|
SaleCommon | 60,000 | $69.17 | $4,150,062.00 |
DisclosureSEC source: 0000018230-10-000356 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,292 F1 · balance_after: This amount includes 24,509 shares in 401K. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 20:23 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 60,000 | $25.36 | $1,521,450.00 |
DisclosureSEC source: 0000018230-10-000356 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2010 Filed Apr 10, 2012 20:22 UTC |
LAVIN RICHARD PGroup President
|
PurchaseCommon | 355 | $58.23 | $20,671.65 |
DisclosureSEC source: 0000018230-12-000202 · edgar.xml · nonDerivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · Daughter Disclosed balance after: 355 F3 · shares: These shares were purchased by the reporting person's daughter. The purchase of shares on July 7, 2010 by the reporting person's daughter was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of shares on August 2, 2010 (to the extent of 355 shares sold on that date). The reporting person has paid to Caterpillar Inc. the full amount of profit realized in connection with the short-swing transaction. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 14:59 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000325 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,965 Underlying: Common · 60 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 15:00 UTC |
RAPP EDWARD JCFO & Group President
|
GrantPhantom Stock Units · Derivative | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000326 · edgar.xml · derivative · entry 2 RAPP EDWARD J · CIK 0001171780 · CFO & Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,189 Underlying: Common · 46 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 15:01 UTC |
OWENS JAMES WDirector
|
GrantPhantom Stock Units · Derivative | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000327 · edgar.xml · derivative · entry 5 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,687 Underlying: Common · 129 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 15:02 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000328 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,578 Underlying: Common · 110 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 15:02 UTC |
BUDA JAMES BVP, Chief Legal Officer, Secy.
|
GrantPhantom Stock Units · Derivative | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000329 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP, Chief Legal Officer, Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,150 Underlying: Common · 130 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:17 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 213 | $60.93 | $12,977.03 |
DisclosureSEC source: 0000018230-10-000338 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:17 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 53 | $60.93 | $3,229.03 |
DisclosureSEC source: 0000018230-10-000339 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,704 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:19 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000340 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,262 Underlying: Common · 285 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:19 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000341 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,426 Underlying: Common · 298 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:20 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000342 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,691 Underlying: Common · 285 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:24 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000343 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,948 Underlying: Common · 305 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:24 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000344 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,460 Underlying: Common · 298 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 16:25 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000345 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,608 Underlying: Common · 284 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:48 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 212 | $61.24 | $12,981.82 |
DisclosureSEC source: 0000018230-10-000278 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:49 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 51 | $61.24 | $3,122.99 |
DisclosureSEC source: 0000018230-10-000279 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 631 shares in dividend reinvestment. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:49 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000280 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,406 Underlying: Common · 430 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:50 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 618 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000281 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,128 Underlying: Common · 618 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:51 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000282 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,643 Underlying: Common · 346 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:52 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000283 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,162 Underlying: Common · 357 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:52 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000284 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,324 Underlying: Common · 352 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 17:53 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000285 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,977 Underlying: Common · 384 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 18:45 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000290 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,905 Underlying: Common · 176 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 18:46 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000291 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,022 Underlying: Common · 73 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 18:46 UTC |
OWENS JAMES WDirector · Chairman of the Board/CEO
|
GrantPhantom Stock Units · Derivative | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000292 · edgar.xml · derivative · entry 5 OWENS JAMES W · CIK 0001171767 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,558 Underlying: Common · 127 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| May 28, 2010 Filed Jun 1, 2010 18:47 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000293 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,468 Underlying: Common · 50 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| April 30, 2010 Filed May 3, 2010 17:45 UTC |
OBERHELMAN DOUGLAS RVice Chairman & CEO-Elect
|
GrantPhantom Stock Units · Derivative | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000225 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Vice Chairman & CEO-Elect 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 Underlying: Common · 343 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| April 30, 2010 Filed May 3, 2010 17:46 UTC |
BURRITT DAVID BV.P./Chief Financial Officer
|
GrantPhantom Stock Units · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000226 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,949 Underlying: Common · 26 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.