Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2011 Filed Feb 1, 2011 18:39 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionEmployee Stock Option · Derivative | 54,000 | $0.00 Strike: $27.14 | $0.00 |
DisclosureSEC source: 0000018230-11-000053 · edgar.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 54,000 shares Expires 2013-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: (Right to buy) with tandem tax withholding rights. F6 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 18:39 UTC |
WUNNING STEVEN HGroup President
|
GrantPhantom Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000053 · edgar.xml · derivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,402 Underlying: Common · 125 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 18:39 UTC |
WUNNING STEVEN HGroup President
|
SaleCommon | 54,000 | $96.97 | $5,236,498.80 |
DisclosureSEC source: 0000018230-11-000053 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,430 F1 · balance_after: This amount includes 24,647 shares in 401K. Read SEC document |
| February 01, 2011 Filed Feb 1, 2011 18:39 UTC |
WUNNING STEVEN HGroup President
|
Exercise / conversionCommon | 54,000 | $27.14 | $1,465,695.00 |
DisclosureSEC source: 0000018230-11-000053 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:35 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 41 | $96.54 | $3,957.94 |
DisclosureSEC source: 0000018230-11-000035 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,188 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:41 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 180 | $96.54 | $17,376.30 |
DisclosureSEC source: 0000018230-11-000037 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,278 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:47 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000039 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,178 Underlying: Common · 189 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:51 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000041 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,577 Underlying: Common · 188 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:54 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000043 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,478 Underlying: Common · 180 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 16:57 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000045 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974 Underlying: Common · 180 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 17:00 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000047 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,266 Underlying: Common · 180 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2011 at a price of $96.535 per share. Read SEC document |
| January 31, 2011 Filed Feb 1, 2011 17:32 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000049 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,503 Underlying: Common · 31 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 18:37 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantPhantom Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000004 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Underlying: Common · 34 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F1 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 18:37 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000005 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,472 Underlying: Common · 141 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 18:38 UTC |
BUDA JAMES BVP & Chief Legal Officer
|
GrantPhantom Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000006 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,765 Underlying: Common · 100 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:24 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 43 | $93.60 | $4,024.80 |
DisclosureSEC source: 0000018230-11-000014 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 763 shares in dividend reinvestment. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:26 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000016 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,989 Underlying: Common · 194 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:25 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 185 | $93.60 | $17,316.00 |
DisclosureSEC source: 0000018230-11-000015 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:26 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000017 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,086 Underlying: Common · 185 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:27 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000018 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,389 Underlying: Common · 195 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:28 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000019 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,298 Underlying: Common · 185 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 31, 2010 Filed Jan 3, 2011 19:28 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000020 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,794 Underlying: Common · 185 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 18:25 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-11-000026 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480 Underlying: Common · 198 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share. Read SEC document |
| December 17, 2010 Filed Dec 17, 2010 22:31 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GiftCommon | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000576 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,129 F1 · balance_after: This amount includes 28,170 shares in 401K and 7748 shares in dividend reinvestment. Read SEC document |
| December 16, 2010 Filed Dec 17, 2010 14:19 UTC |
Halverson Bradley MVice President
|
GrantPhantom Stock Units · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000574 · edgar.xml · derivative · entry 3 Halverson Bradley M · CIK 0001307061 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,147 Underlying: Common · 12 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 16, 2010 Filed Dec 17, 2010 14:19 UTC |
Halverson Bradley MVice President
|
GiftCommon | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000574 · edgar.xml · nonDerivative · entry 1 Halverson Bradley M · CIK 0001307061 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,050 F1 · balance_after: This amount includes 11,863 shares in 401K and 4 shares in dividend reinvestment. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 18:37 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GrantPhantom Stock Units · Derivative | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000563 · edgar.xml · derivative · entry 2 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,398 Underlying: Common · 124 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| December 08, 2010 Filed Dec 9, 2010 18:37 UTC |
OBERHELMAN DOUGLAS RDirector · CEO & Chairman of the Board
|
GiftCommon | 2,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000563 · edgar.xml · nonDerivative · entry 1 OBERHELMAN DOUGLAS R · CIK 0001171770 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,183 F1 · balance_after: This amount includes 28,170 shares in 401K and 7748 shares in dividend reinvestment. Read SEC document |
| December 07, 2010 Filed Dec 7, 2010 21:57 UTC |
LEVENICK STUART LGroup President
|
GrantPhantom Stock Units · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000561 · edgar.xml · derivative · entry 3 LEVENICK STUART L · CIK 0001171796 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,180 Underlying: Common · 44 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 16:10 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000541 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,331 Underlying: Common · 101 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 16:11 UTC |
BUDA JAMES BVP & Chief Legal Officer
|
GrantPhantom Stock Units · Derivative | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000542 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 Underlying: Common · 63 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| November 30, 2010 Filed Dec 1, 2010 16:12 UTC |
Copeland Jananne A.Controller/Chief Acctg Officer
|
GrantPhantom Stock Units · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000543 · edgar.xml · derivative · entry 2 Copeland Jananne A. · CIK 0001415606 · Controller/Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036 Underlying: Common · 24 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F1 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F1 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:48 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 206 | $83.94 | $17,291.64 |
DisclosureSEC source: 0000018230-10-000552 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,913 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:49 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 48 | $83.94 | $4,029.12 |
DisclosureSEC source: 0000018230-10-000553 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:50 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000554 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,795 Underlying: Common · 270 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:51 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000555 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,282 Underlying: Common · 263 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:51 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000556 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,901 Underlying: Common · 267 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:52 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 466 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000557 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,194 Underlying: Common · 466 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:53 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 325 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000558 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,113 Underlying: Common · 325 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 15:53 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000559 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,609 Underlying: Common · 291 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 17:42 UTC |
LAVIN RICHARD PGroup President
|
GrantPhantom Stock Units · Derivative | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000499 · edgar.xml · derivative · entry 3 LAVIN RICHARD P · CIK 0001171774 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,230 Underlying: Common · 161 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 17:43 UTC |
BUDA JAMES BVP & Chief Legal Officer
|
GrantPhantom Stock Units · Derivative | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000500 · edgar.xml · derivative · entry 2 BUDA JAMES B · CIK 0001171771 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,602 Underlying: Common · 114 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 17:58 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 51 | $78.17 | $3,986.42 |
DisclosureSEC source: 0000018230-10-000509 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,994 F2 · kind: Stock received in lieu of director's fees. F1 · balance_after: Included in this amount are 701 shares in dividend reinvestment. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 17:59 UTC |
SCHWAB SUSAN CDirector
|
GrantCommon | 222 | $78.17 | $17,352.63 |
DisclosureSEC source: 0000018230-10-000510 · edgar.xml · nonDerivative · entry 1 SCHWAB SUSAN C · CIK 0001202958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,707 F1 · kind: Stock received in lieu of director's fees. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:00 UTC |
DICKINSON DANIEL MDirector
|
GrantPhantom Stock Units · Derivative | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000511 · edgar.xml · derivative · entry 2 DICKINSON DANIEL M · CIK 0001264714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525 Underlying: Common · 233 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:00 UTC |
DILLON JOHN TDirector
|
GrantPhantom Stock Units · Derivative | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000512 · edgar.xml · derivative · entry 2 DILLON JOHN T · CIK 0001171804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,019 Underlying: Common · 237 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:01 UTC |
GALLARDO JUANDirector
|
GrantPhantom Stock Units · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000513 · edgar.xml · derivative · entry 2 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,634 Underlying: Common · 222 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:02 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000514 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,728 Underlying: Common · 232 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:02 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000515 · edgar.xml · derivative · entry 2 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,788 Underlying: Common · 222 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
| October 29, 2010 Filed Nov 1, 2010 18:03 UTC |
RUST EDWARD B JRDirector
|
GrantPhantom Stock Units · Derivative | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-10-000516 · edgar.xml · derivative · entry 2 RUST EDWARD B JR · CIK 0001196159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,318 Underlying: Common · 222 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.