Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2026 Filed Feb 25, 2026 00:36 UTC |
Shurman Rodney MichaelGroup President
|
SaleCommon Stock | 2,278 | $759.61 | $1,730,391.58 |
DisclosureSEC source: 0001104659-26-019298 · tm267203-1_4seq1.xml · nonDerivative · entry 2 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443 F2 · price: This transaction was executed in multiple trades at prices ranging from $759.49 to $759.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 00:36 UTC |
Shurman Rodney MichaelGroup President
|
Exercise / conversionCommon Stock | 2,278 | $253.98 | $578,566.44 |
DisclosureSEC source: 0001104659-26-019298 · tm267203-1_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes dividends accrued. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 19:43 UTC |
Schaupp William EChief Accounting Officer
|
SaleCommon Stock | 972 | $764.20 | $742,802.40 |
DisclosureSEC source: 0001104659-26-016981 · tm266747-1_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824 F1 · price: This transaction was executed in multiple trades at prices ranging from $764.14 to $764.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 19:44 UTC |
Shurman Rodney MichaelGroup President
|
SaleCommon Stock | 1,764 | $763.39 | $1,346,619.96 |
DisclosureSEC source: 0001104659-26-016984 · tm266747-2_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 16:10 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 11,000 | $219.76 Strike: $219.76 | $2,417,360.00 |
DisclosureSEC source: 0001104659-26-016072 · tm266545-1_4seq1.xml · derivative · entry 5 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,403 Underlying: Common Stock · 11,000 shares Expires 2031-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 16:10 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 7,891 | $776.90 | $6,130,517.90 |
DisclosureSEC source: 0001104659-26-016072 · tm266545-1_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,643 F1 · price: This transaction was executed in multiple trades at prices ranging from $776.69 to $777.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 16:10 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 3,109 | $777.41 | $2,416,967.69 |
DisclosureSEC source: 0001104659-26-016072 · tm266545-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,534 Read SEC document |
| February 13, 2026 Filed Feb 17, 2026 16:10 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 11,000 | $219.76 | $2,417,360.00 |
DisclosureSEC source: 0001104659-26-016072 · tm266545-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2026 Filed Feb 13, 2026 20:13 UTC |
Kaiser JasonGroup President
|
SaleCommon Stock | 1,690 | $776.70 | $1,312,623.00 |
DisclosureSEC source: 0001104659-26-015109 · tm266383-2_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,661 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC |
De Lange BobGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 15,000 | $127.60 Strike: $127.60 | $1,914,000.00 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,210 Underlying: Common Stock · 15,000 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 12,507 | $767.08 | $9,593,869.56 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,997 F1 · price: This transaction was executed in multiple trades at prices ranging from $766.95 to $767.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 2,493 | $767.64 | $1,913,726.52 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,504 Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 20:14 UTC |
De Lange BobGroup President
|
Exercise / conversionCommon Stock | 15,000 | $127.60 | $1,914,000.00 |
DisclosureSEC source: 0001104659-26-015112 · tm266383-1_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:42 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 3,563 | $744.83 | $2,653,829.29 |
DisclosureSEC source: 0001104659-26-014511 · tm266149-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,643 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:42 UTC |
Fassino Anthony D.Group President
|
GrantCommon Stock | 9,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014511 · tm266149-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,206 Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:45 UTC |
Kaiser JasonGroup President
|
Tax withholdingCommon Stock | 779 | $744.83 | $580,222.57 |
DisclosureSEC source: 0001104659-26-014514 · tm266149-2_4seq1.xml · nonDerivative · entry 2 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,351 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:45 UTC |
Kaiser JasonGroup President
|
GrantCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014514 · tm266149-2_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,130 F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:47 UTC |
Owens DerekChief Legal Officer
|
Tax withholdingCommon Stock | 134 | $744.83 | $99,807.22 |
DisclosureSEC source: 0001104659-26-014516 · tm266149-3_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,457 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:47 UTC |
Owens DerekChief Legal Officer
|
GrantCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014516 · tm266149-3_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,590 F2 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:48 UTC |
Schaupp William EChief Accounting Officer
|
Tax withholdingCommon Stock | 165 | $744.83 | $122,896.95 |
DisclosureSEC source: 0001104659-26-014518 · tm266149-4_4seq1.xml · nonDerivative · entry 2 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,796 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:48 UTC |
Schaupp William EChief Accounting Officer
|
GrantCommon Stock | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014518 · tm266149-4_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,962 F2 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:49 UTC |
Shurman Rodney MichaelGroup President
|
Tax withholdingCommon Stock | 887 | $744.83 | $660,664.21 |
DisclosureSEC source: 0001104659-26-014520 · tm266149-5_4seq1.xml · nonDerivative · entry 2 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,204 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:49 UTC |
Shurman Rodney MichaelGroup President
|
GrantCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014520 · tm266149-5_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,091 Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:52 UTC |
Umpleby III Donald JExecutive Chairman
|
Tax withholdingCommon Stock | 13,571 | $744.83 | $10,108,087.93 |
DisclosureSEC source: 0001104659-26-014522 · tm266149-6_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,294 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:52 UTC |
Umpleby III Donald JExecutive Chairman
|
GrantCommon Stock | 34,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014522 · tm266149-6_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,865 Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:54 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
Tax withholdingCommon Stock | 4,299 | $744.83 | $3,202,024.17 |
DisclosureSEC source: 0001104659-26-014524 · tm266149-7_4seq1.xml · nonDerivative · entry 2 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,069 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:54 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantCommon Stock | 10,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014524 · tm266149-7_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,367 Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:55 UTC |
Creed Joseph EChief Executive Officer
|
Tax withholdingCommon Stock | 3,366 | $744.83 | $2,507,097.78 |
DisclosureSEC source: 0001104659-26-014525 · tm266149-9_4seq1.xml · nonDerivative · entry 2 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,980 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:55 UTC |
Creed Joseph EChief Executive Officer
|
GrantCommon Stock | 9,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014525 · tm266149-9_4seq1.xml · nonDerivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,346 F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:57 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 3,563 | $744.83 | $2,653,829.29 |
DisclosureSEC source: 0001104659-26-014526 · tm266149-10_4seq1.xml · nonDerivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,842 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:57 UTC |
Johnson Denise CGroup President
|
GrantCommon Stock | 9,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014526 · tm266149-10_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,405 Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 01:13 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 4,011 | $744.83 | $2,987,513.13 |
DisclosureSEC source: 0001104659-26-014528 · tm266149-8_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,997 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 01:13 UTC |
De Lange BobGroup President
|
GrantCommon Stock | 9,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014528 · tm266149-8_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,008 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:51 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 8,288 | $196.70 Strike: $196.70 | $1,630,249.60 |
DisclosureSEC source: 0001104659-26-011941 · tm265628-1_4seq1.xml · derivative · entry 5 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,288 shares Expires 2032-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:51 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 6,033 | $722.15 | $4,356,730.95 |
DisclosureSEC source: 0001104659-26-011941 · tm265628-1_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,151 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:51 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 2,255 | $722.80 | $1,629,914.00 |
DisclosureSEC source: 0001104659-26-011941 · tm265628-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,184 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:51 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 8,288 | $196.70 | $1,630,249.60 |
DisclosureSEC source: 0001104659-26-011941 · tm265628-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC |
De Lange BobGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 28,034 | $138.35 Strike: $138.35 | $3,878,503.90 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,034 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 22,656 | $720.11 | $16,314,812.16 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F1 · price: This transaction was executed in multiple trades at prices ranging from $720.02 to $721.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 5,378 | $721.12 | $3,878,183.36 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,609 Read SEC document |
| February 06, 2026 Filed Feb 9, 2026 17:54 UTC |
De Lange BobGroup President
|
Exercise / conversionCommon Stock | 28,034 | $138.35 | $3,878,503.90 |
DisclosureSEC source: 0001104659-26-011945 · tm265628-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 20,000 | $138.35 Strike: $138.35 | $2,767,000.00 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · derivative · entry 6 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,034 Underlying: Common Stock · 20,000 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 30 | $706.28 | $21,188.40 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 5 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F3 · price: This transaction was executed in a trade at a price of $706.28. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 6,817 | $705.70 | $4,810,756.90 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,983 F2 · price: This transaction was executed in multiple trades at prices ranging from $705.26 to $706.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 9,223 | $704.42 | $6,496,865.66 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,800 F1 · price: This transaction was executed in multiple trades at prices ranging from $704.22 to $705.21. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 3,930 | $704.04 | $2,766,877.20 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,023 Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 20:07 UTC |
De Lange BobGroup President
|
Exercise / conversionCommon Stock | 20,000 | $138.35 | $2,767,000.00 |
DisclosureSEC source: 0001104659-26-010849 · tm263771-5_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 17:44 UTC |
Johnson Denise CGroup President
|
OtherPhantom Stock Units · Derivative | 10,946 | $691.82 | $7,572,661.72 |
DisclosureSEC source: 0001104659-26-011396 · tm263771-6_4seq1.xml · derivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,946 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Intra-plan transfer pursuant to the employee's Supplemental Deferred Compensation Plan ("the Plan"). F3 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC |
De Lange BobGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 20,512 | $151.12 Strike: $151.12 | $3,099,773.44 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · derivative · entry 4 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,512 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments in the first, second and thired anniversaries of the grant date. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 20:55 UTC |
De Lange BobGroup President
|
SaleCommon Stock | 15,977 | $682.99 | $10,912,131.23 |
DisclosureSEC source: 0001104659-26-009704 · tm263771-2_4seq1.xml · nonDerivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,953 F1 · price: This transaction was executed in multiple trades at prices ranging from $682.93 to $683.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.