Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Chief Legal Officer | March 04, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,203 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Tax withholding · Disposed 338 · Balance 8,203 F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2026 Filed Mar 6, 2026 17:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 338 | $738.42 | $249,585.96 |
DisclosureSEC source: 0001104659-26-024559 · tm268220-7_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,203 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 310 | $719.13 | $222,930.30 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,541 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 3,865 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · derivative · entry 3 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,865 Underlying: Common Stock · 3,865 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,851 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:47 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 134 | $744.83 | $99,807.22 |
DisclosureSEC source: 0001104659-26-014516 · tm266149-3_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,457 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014516 · tm266149-3_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,590 F2 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| April 01, 2025 Filed Apr 22, 2025 18:09 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 73 | $328.05 | $23,947.65 |
DisclosureSEC source: 0001104659-25-037325 · tm2512889-1_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,031 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted April 1, 2022. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 23:36 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 207 | $325.30 | $67,337.10 |
DisclosureSEC source: 0001104659-25-021012 · tm258358-8_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,104 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 8,439 | $0.00 Strike: $332.04 | $0.00 |
DisclosureSEC source: 0001104659-25-021012 · tm258358-8_4seq1.xml · derivative · entry 3 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,439 Underlying: Common Stock · 8,439 shares Expires 2035-03-03 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 2,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-021012 · tm258358-8_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,311 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:39 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 174 | $362.70 | $63,109.80 |
DisclosureSEC source: 0001104659-25-012853 · tm255985-8_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,607 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:39 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-012853 · tm255985-8_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,781 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:44 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 72 | $365.29 | $26,300.88 |
DisclosureSEC source: 0001104659-24-042726 · tm2410627-1_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,108 F1 · shares: Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted April 1, 2022. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 8,152 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · derivative · entry 3 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,152 Underlying: Common Stock · 8,152 shares Expires 2034-03-04 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,179 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 53 | $335.69 | $17,791.57 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,669 F1 · shares: Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 1, 2021. F2 · balance_after: Includes adjustments for dividends accrued and an adjustment for previously unreported holdings of 960 shares Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.