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person · Reporting owner

Schaupp William E

Disclosed activity across 2 companies

Tapewire entity
10817
SEC CIK
0001739758

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CATERPILLAR INCCAT · Entity 2808Chief Accounting OfficerMay 13, 2026May 14, 2026
PPG INDUSTRIES INCPPG · Entity 3193VP and Controller (PAO)February 17, 2021February 19, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CATERPILLAR INC

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect530 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Sale · Disposed 360 · Balance 530

PPG INDUSTRIES INC

Report date February 17, 2021 · Filed February 19, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,437 Ending reported balance After 2021-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-02-17 · Grant · Acquired 385 · Balance 2,568

F1: Settlement of 2018 restricted stock unit performance award.

Row 2 · 2021-02-17 · Tax withholding · Disposed 131 · Balance 2,437

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $136.60 · Expires 2031-02-16Direct3,100 Reported balance After 2021-02-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-02-17 · Grant · Acquired 3,100 · Balance 3,100

F3: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan1,150.53 Reported balance Holding disclosure · report date 2021-02-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,150.53

F2: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of February 17, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Settlement of 2018 restricted stock unit performance award.

F2: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of February 17, 2021.

F3: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 14, 2026 15:50 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon Stock 360 $906.00 $326,160.00
Disclosure

SEC source: 0001104659-26-060916 · tm2614622-1_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530

Read SEC document
March 04, 2026 Filed Mar 6, 2026 17:42 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 19 $738.42 $14,029.98
Disclosure

SEC source: 0001104659-26-024561 · tm268220-8_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 23:20 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 18 $719.13 $12,944.34
Disclosure

SEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909

F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:20 UTC CATERPILLAR INC CAT · Entity 2808 GrantEmployee Stock options · Derivative 285 $0.00 Strike: $752.18 $0.00
Disclosure

SEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · derivative · entry 3

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 285 shares

Expires 2036-03-02

F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 23:20 UTC CATERPILLAR INC CAT · Entity 2808 GrantCommon Stock 102 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927

F1 · balance_after: Includes adjustment for dividends accrued.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 19:43 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon Stock 972 $764.20 $742,802.40
Disclosure

SEC source: 0001104659-26-016981 · tm266747-1_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 824

F1 · price: This transaction was executed in multiple trades at prices ranging from $764.14 to $764.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 10, 2026 Filed Feb 13, 2026 00:48 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 165 $744.83 $122,896.95
Disclosure

SEC source: 0001104659-26-014518 · tm266149-4_4seq1.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796

F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023.

Read SEC document
February 10, 2026 Filed Feb 13, 2026 00:48 UTC CATERPILLAR INC CAT · Entity 2808 GrantCommon Stock 638 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-014518 · tm266149-4_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,962

F2 · balance_after: Includes adjustment for dividends accrued.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:14 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon Stock 1,200 $572.22 $686,664.00
Disclosure

SEC source: 0001104659-25-107670 · tm2530482-1_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,323

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 23:37 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 19 $325.30 $6,180.70
Disclosure

SEC source: 0001104659-25-021013 · tm258358-9_4seq1.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,520

F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:37 UTC CATERPILLAR INC CAT · Entity 2808 GrantEmployee Stock Options · Derivative 707 $0.00 Strike: $332.04 $0.00
Disclosure

SEC source: 0001104659-25-021013 · tm258358-9_4seq1.xml · derivative · entry 3

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Common Stock · 707 shares

Expires 2035-03-03

F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 23:37 UTC CATERPILLAR INC CAT · Entity 2808 GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-021013 · tm258358-9_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,539

F1 · balance_after: Includes adjustment for dividends accrued.

Read SEC document
February 11, 2025 Filed Feb 13, 2025 19:40 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 230 $362.70 $83,421.00
Disclosure

SEC source: 0001104659-25-012854 · tm255985-9_4seq1.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,313

F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.

Read SEC document
February 11, 2025 Filed Feb 13, 2025 19:40 UTC CATERPILLAR INC CAT · Entity 2808 GrantCommon Stock 856 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-012854 · tm255985-9_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,543

F1 · balance_after: Includes adjustment for dividends accrued.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 19:58 UTC CATERPILLAR INC CAT · Entity 2808 Exercise / conversionExployee Stock Options · Derivative 2,000 $196.70 Strike: $196.70 $393,400.00
Disclosure

SEC source: 0001104659-24-113834 · tm2427431-1_4seq1.xml · derivative · entry 4

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common Stock · 2,000 shares

Expires 2032-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 19:58 UTC CATERPILLAR INC CAT · Entity 2808 SaleCommon Stock 968 $380.98 $368,788.64
Disclosure

SEC source: 0001104659-24-113834 · tm2427431-1_4seq1.xml · nonDerivative · entry 3

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686

F2 · price: This transaction was entered as multiple trades, at prices ranging from $380.94 to $381.02. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares at which the transaction was effected.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 19:58 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 1,032 $380.91 $393,099.12
Disclosure

SEC source: 0001104659-24-113834 · tm2427431-1_4seq1.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,654

Read SEC document
November 01, 2024 Filed Nov 4, 2024 19:58 UTC CATERPILLAR INC CAT · Entity 2808 Exercise / conversionCommon Stock 2,000 $196.70 $393,400.00
Disclosure

SEC source: 0001104659-24-113834 · tm2427431-1_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes dividends accrued.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 17:19 UTC CATERPILLAR INC CAT · Entity 2808 GrantEmployee Stock Options · Derivative 743 $0.00 Strike: $338.65 $0.00
Disclosure

SEC source: 0001104659-24-031365 · tm248078-2_4seq1.xml · derivative · entry 2

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743

Underlying: Common Stock · 743 shares

Expires 2034-03-04

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 17:19 UTC CATERPILLAR INC CAT · Entity 2808 GrantCommon Stock 229 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-031365 · tm248078-2_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684

Read SEC document
September 01, 2023 Filed Sep 5, 2023 17:47 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 245 $285.36 $69,913.20
Disclosure

SEC source: 0001104659-23-098150 · tm2325485d1_4seq1.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,455

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:32 UTC CATERPILLAR INC CAT · Entity 2808 GrantEmployee Stock Options · Derivative 2,045 $0.00 Strike: $253.98 $0.00
Disclosure

SEC source: 0001104659-23-030001 · tm238923-2_4seq1.xml · derivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

Underlying: Common Stock · 2,045 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 17:51 UTC CATERPILLAR INC CAT · Entity 2808 Tax withholdingCommon Stock 289 $181.66 $52,499.74
Disclosure

SEC source: 0000018230-22-000195 · wf-form4_166214109687466.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680

F1 · balance_after: Includes adjustments for dividends accrued.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:18 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantEmployee Stock Options · Derivative 3,100 $0.00 Strike: $136.60 $0.00
Disclosure

SEC source: 0001209191-21-012278 · doc4.xml · derivative · entry 4

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 3,100 shares

Expires 2031-02-16

F3 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:18 UTC PPG INDUSTRIES INC PPG · Entity 3193 Tax withholdingCommon Stock 131 $136.60 $17,894.60
Disclosure

SEC source: 0001209191-21-012278 · doc4.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:18 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012278 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

F1 · kind: Settlement of 2018 restricted stock unit performance award.

F1 · price: Settlement of 2018 restricted stock unit performance award.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:34 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionEmployee Stock Option · Derivative 1,700 $0.00 Strike: $118.12 $0.00
Disclosure

SEC source: 0001209191-20-057326 · doc4.xml · derivative · entry 6

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:34 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionEmployee Stock Option · Derivative 2,150 $0.00 Strike: $101.50 $0.00
Disclosure

SEC source: 0001209191-20-057326 · doc4.xml · derivative · entry 5

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,150 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:34 UTC PPG INDUSTRIES INC PPG · Entity 3193 SaleCommon Stock 3,850 $134.66 $518,451.01
Disclosure

SEC source: 0001209191-20-057326 · doc4.xml · nonDerivative · entry 3

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:34 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionCommon Stock 1,700 $118.12 $200,804.00
Disclosure

SEC source: 0001209191-20-057326 · doc4.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:34 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionCommon Stock 2,150 $101.50 $218,225.00
Disclosure

SEC source: 0001209191-20-057326 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:07 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantEmployee Stock Options · Derivative 4,100 $0.00 Strike: $119.52 $0.00
Disclosure

SEC source: 0001209191-20-011462 · doc4.xml · derivative · entry 4

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Stock · 4,100 shares

Expires 2030-02-18

F3 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:07 UTC PPG INDUSTRIES INC PPG · Entity 3193 Tax withholdingCommon Stock 151 $119.52 $18,047.52
Disclosure

SEC source: 0001209191-20-011462 · doc4.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,183

Read SEC document
February 19, 2020 Filed Feb 21, 2020 19:07 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011462 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

F1 · kind: Settlement of 2017 restricted stock unit performance award.

F1 · price: Settlement of 2017 restricted stock unit performance award.

Read SEC document
May 29, 2019 Filed May 30, 2019 14:08 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $95.00 $0.00
Disclosure

SEC source: 0001209191-19-033373 · doc4.xml · derivative · entry 4

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
May 29, 2019 Filed May 30, 2019 14:08 UTC PPG INDUSTRIES INC PPG · Entity 3193 SaleCommon Stock 2,500 $106.88 $267,188.50
Disclosure

SEC source: 0001209191-19-033373 · doc4.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

Read SEC document
May 29, 2019 Filed May 30, 2019 14:08 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionCommon Stock 2,500 $95.00 $237,500.00
Disclosure

SEC source: 0001209191-19-033373 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 18:02 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantEmployee Stock Options · Derivative 2,900 $0.00 Strike: $109.74 $0.00
Disclosure

SEC source: 0001209191-19-012456 · doc4.xml · derivative · entry 4

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2029-02-19

F3 · security: Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 18:02 UTC PPG INDUSTRIES INC PPG · Entity 3193 Tax withholdingCommon Stock 161 $109.74 $17,668.14
Disclosure

SEC source: 0001209191-19-012456 · doc4.xml · nonDerivative · entry 2

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

Read SEC document
February 20, 2019 Filed Feb 22, 2019 18:02 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012456 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F1 · kind: Settlement of 2016 restricted stock unit performance award.

F1 · price: Settlement of 2016 restricted stock unit performance award.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 15:05 UTC PPG INDUSTRIES INC PPG · Entity 3193 OtherCommon Stock 129.4521 $97.78 $12,657.83
Disclosure

SEC source: 0001209191-18-056264 · doc4.xml · nonDerivative · entry 1

Schaupp William E · CIK 0001739758 · VP and Controller (PAO)

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 921.3504

F1 · balance_after: Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of October 24, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.