Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Apr 1, 2026 17:23 UTC |
MacLennan DavidDirector
|
GrantPhantom Stock Units · Derivative | 33 | $690.44 | $22,784.52 |
DisclosureSEC source: 0001104659-26-038394 · tm2610889-1_4seq1.xml · derivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 453 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 26, 2026 Filed Mar 27, 2026 18:14 UTC |
Creed Joseph EChief Executive Officer
|
GrantPhantom Stock Units · Derivative | 3 | $703.19 | $2,109.57 |
DisclosureSEC source: 0001104659-26-035977 · tm2610094-1_4seq1.xml · derivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,583 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 2 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $703.19 and 1 share that was contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 21:14 UTC |
Kaiser JasonGroup President
|
GrantPhantom Stock Units · Derivative | 186 | $693.99 | $129,082.14 |
DisclosureSEC source: 0001104659-26-028585 · tm268925-2_4seq1.xml · derivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,564 Underlying: Common Stock · 186 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 93 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $693.99 and 93 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 21:15 UTC |
Creed Joseph EChief Executive Officer
|
GrantPhantom Stock Units · Derivative | 428 | $693.99 | $297,027.72 |
DisclosureSEC source: 0001104659-26-028590 · tm268925-1_4seq1.xml · derivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,433 Underlying: Common Stock · 428 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: This total includes 214 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan ("the Plan") at a price per share of $693.99 and 214 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration. F3 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 15:39 UTC |
Creed Joseph EChief Executive Officer
|
GrantPhantom Stock Units · Derivative | 214 | $680.90 | $145,712.60 |
DisclosureSEC source: 0001104659-26-025676 · tm268410-1_4seq1.xml · derivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,293 Underlying: Common Stock · 214 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F2 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 15:41 UTC |
Kaiser JasonGroup President
|
GrantPhantom Stock Units · Derivative | 106 | $680.90 | $72,175.40 |
DisclosureSEC source: 0001104659-26-025678 · tm268410-2_4seq1.xml · derivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,520 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · derivative.exercise_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F2 · derivative.expiration_date: The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service. F3 · balance_after: Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
SaleCommon Stock | 120 | $721.00 | $86,520.00 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 6 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,083 Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
SaleCommon Stock | 575 | $720.10 | $414,057.50 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 5 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,203 F5 · price: This transaction was executed in multiple trades at prices ranging from $720.00 to $720.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
SaleCommon Stock | 585 | $719.39 | $420,843.15 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 4 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,778 F4 · price: This transaction was executed in multiple trades at prices ranging from $718.99 to $719.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
SaleCommon Stock | 800 | $718.44 | $574,752.00 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 3 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 36,363 F3 · price: This transaction was executed in multiple trades at prices ranging from $717.96 to $718.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
SaleCommon Stock | 420 | $717.01 | $301,144.20 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 2 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,163 F2 · price: This transaction was executed in multiple trades at prices ranging from $716.48 to $717.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:38 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
Tax withholdingCommon Stock | 449 | $738.42 | $331,550.58 |
DisclosureSEC source: 0001104659-26-024552 · tm268220-1_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,935 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:38 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 393 | $738.42 | $290,199.06 |
DisclosureSEC source: 0001104659-26-024553 · tm268220-2_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,029 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:39 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 346 | $738.42 | $255,493.32 |
DisclosureSEC source: 0001104659-26-024554 · tm268220-3_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,825 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:40 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 346 | $738.42 | $255,493.32 |
DisclosureSEC source: 0001104659-26-024556 · tm268220-4_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,041 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:40 UTC |
Kaiser JasonGroup President
|
Tax withholdingCommon Stock | 368 | $738.42 | $271,738.56 |
DisclosureSEC source: 0001104659-26-024557 · tm268220-5_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,594 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:41 UTC |
Creed Joseph EChief Executive Officer
|
Tax withholdingCommon Stock | 696 | $738.42 | $513,940.32 |
DisclosureSEC source: 0001104659-26-024558 · tm268220-6_4seq1.xml · nonDerivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,583 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:41 UTC |
Owens DerekChief Legal Officer
|
Tax withholdingCommon Stock | 338 | $738.42 | $249,585.96 |
DisclosureSEC source: 0001104659-26-024559 · tm268220-7_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,203 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:42 UTC |
Schaupp William EChief Accounting Officer
|
Tax withholdingCommon Stock | 19 | $738.42 | $14,029.98 |
DisclosureSEC source: 0001104659-26-024561 · tm268220-8_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 890 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:43 UTC |
Shurman Rodney MichaelGroup President
|
Tax withholdingCommon Stock | 117 | $738.42 | $86,395.14 |
DisclosureSEC source: 0001104659-26-024563 · tm268220-9_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,546 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:44 UTC |
Umpleby III Donald JExecutive Chairman
|
Tax withholdingCommon Stock | 1,546 | $738.42 | $1,141,597.32 |
DisclosureSEC source: 0001104659-26-024564 · tm268220-10_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,199 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:09 UTC | Tax withholdingCommon Stock | 676 | $719.13 | $486,131.88 |
DisclosureSEC source: 0001104659-26-023593 · tm268026-1_4seq1.xml · nonDerivative · entry 2 Creed Joseph E · CIK 0001739859 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,279 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
|
| March 03, 2026 Filed Mar 4, 2026 23:10 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
Tax withholdingCommon Stock | 445 | $719.13 | $320,012.85 |
DisclosureSEC source: 0001104659-26-023595 · tm268026-2_4seq1.xml · nonDerivative · entry 2 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,384 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:12 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 382 | $719.13 | $274,707.66 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,422 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:13 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 337 | $719.13 | $242,346.81 |
DisclosureSEC source: 0001104659-26-023598 · tm268026-4_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,387 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:14 UTC |
Kaiser JasonGroup President
|
Tax withholdingCommon Stock | 358 | $719.13 | $257,448.54 |
DisclosureSEC source: 0001104659-26-023599 · tm268026-5_4seq1.xml · nonDerivative · entry 2 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,962 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:15 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 337 | $719.13 | $242,346.81 |
DisclosureSEC source: 0001104659-26-023600 · tm268026-6_4seq1.xml · nonDerivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,171 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:16 UTC |
Owens DerekCLO & General Counsel
|
Tax withholdingCommon Stock | 310 | $719.13 | $222,930.30 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,541 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:19 UTC |
Shurman Rodney MichaelGroup President
|
Tax withholdingCommon Stock | 100 | $719.13 | $71,913.00 |
DisclosureSEC source: 0001104659-26-023605 · tm268026-9_4seq1.xml · nonDerivative · entry 2 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,663 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:20 UTC |
Schaupp William EChief Accounting Officer
|
Tax withholdingCommon Stock | 18 | $719.13 | $12,944.34 |
DisclosureSEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · nonDerivative · entry 2 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 909 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:22 UTC |
Umpleby III Donald JExecutive Chairman
|
Tax withholdingCommon Stock | 1,591 | $719.13 | $1,144,135.83 |
DisclosureSEC source: 0001104659-26-023609 · tm268026-11_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,745 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:09 UTC | GrantEmployee Stock options · Derivative | 13,803 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023593 · tm268026-1_4seq1.xml · derivative · entry 4 Creed Joseph E · CIK 0001739859 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,803 Underlying: Common Stock · 13,803 shares Expires 2036-03-02 F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
|
| March 02, 2026 Filed Mar 4, 2026 23:09 UTC | GrantCommon Stock | 4,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023593 · tm268026-1_4seq1.xml · nonDerivative · entry 1 Creed Joseph E · CIK 0001739859 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,955 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
|
| March 02, 2026 Filed Mar 4, 2026 23:10 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantEmployee Stock options · Derivative | 4,877 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023595 · tm268026-2_4seq1.xml · derivative · entry 3 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,877 Underlying: Common Stock · 4,877 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:10 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023595 · tm268026-2_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,829 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:12 UTC |
De Lange BobGroup President
|
GrantEmployee Stock options · Derivative | 4,601 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · derivative · entry 3 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,601 Underlying: Common Stock · 4,601 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:12 UTC |
De Lange BobGroup President
|
GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023596 · tm268026-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,804 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:14 UTC |
Kaiser JasonGroup President
|
GrantEmployee Stock options · Derivative | 4,601 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023599 · tm268026-5_4seq1.xml · derivative · entry 4 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,601 Underlying: Common Stock · 4,601 shares Expires 2036-03-02 F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:14 UTC |
Kaiser JasonGroup President
|
GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023599 · tm268026-5_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,320 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:15 UTC |
Johnson Denise CGroup President
|
GrantEmployee Stock options · Derivative | 4,601 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023600 · tm268026-6_4seq1.xml · derivative · entry 3 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,601 Underlying: Common Stock · 4,601 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:15 UTC |
Johnson Denise CGroup President
|
GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023600 · tm268026-6_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,508 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:16 UTC |
Owens DerekCLO & General Counsel
|
GrantEmployee Stock Options · Derivative | 3,865 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · derivative · entry 3 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,865 Underlying: Common Stock · 3,865 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:16 UTC |
Owens DerekCLO & General Counsel
|
GrantCommon Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023601 · tm268026-7_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,851 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:17 UTC |
Pambianchi Christine MChief Human Resources Officer
|
GrantEmployee Stock options · Derivative | 3,221 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023604 · tm268026-8_4seq1.xml · derivative · entry 2 Pambianchi Christine M · CIK 0001606707 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,221 Underlying: Common Stock · 3,221 shares Expires 2036-03-02 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:17 UTC |
Pambianchi Christine MChief Human Resources Officer
|
GrantCommon Stock | 1,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023604 · tm268026-8_4seq1.xml · nonDerivative · entry 1 Pambianchi Christine M · CIK 0001606707 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,307 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:19 UTC |
Shurman Rodney MichaelGroup President
|
GrantEmployee Stock options · Derivative | 3,681 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023605 · tm268026-9_4seq1.xml · derivative · entry 4 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,681 Underlying: Common Stock · 3,681 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:19 UTC |
Shurman Rodney MichaelGroup President
|
GrantCommon Stock | 1,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023605 · tm268026-9_4seq1.xml · nonDerivative · entry 1 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,763 Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:20 UTC |
Schaupp William EChief Accounting Officer
|
GrantEmployee Stock options · Derivative | 285 | $0.00 Strike: $752.18 | $0.00 |
DisclosureSEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · derivative · entry 3 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285 Underlying: Common Stock · 285 shares Expires 2036-03-02 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:20 UTC |
Schaupp William EChief Accounting Officer
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-023607 · tm268026-10_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 927 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 00:36 UTC |
Shurman Rodney MichaelGroup President
|
Exercise / conversionEmployee Stock Options · Derivative | 2,278 | $253.98 Strike: $253.98 | $578,566.44 |
DisclosureSEC source: 0001104659-26-019298 · tm267203-1_4seq1.xml · derivative · entry 4 Shurman Rodney Michael · CIK 0002110101 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,639 Underlying: Common Stock · 2,278 shares Expires 2033-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 6, 2023 and vest equally in 1/3 increments in the first, second and third anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.