Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2003 Filed Jun 17, 2003 19:25 UTC |
BARTON GLEN ADirector · Chairman of the Board/CEO
|
Exercise / conversionCommon | 12,500 | $32.91 | $411,327.50 |
DisclosureSEC source: 0000018230-03-000241 · edgar.xml · nonDerivative · entry 1 BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2003 Filed Jun 16, 2003 20:31 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000239 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 13, 2003 Filed Jun 16, 2003 20:31 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 79 | $55.96 | $4,420.45 |
DisclosureSEC source: 0000018230-03-000239 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 13, 2003 Filed Jun 16, 2003 20:31 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000239 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2003 Filed Jun 16, 2003 15:00 UTC |
COLGAN KEVIN ETreasurer
|
GiftCommon | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000236 · edgar.xml · nonDerivative · entry 1 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,800 F1 · balance_after: This amount includes 11,710 shares in EIP-1 and 3840 shares in 401K. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 15:01 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 166 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000237 · edgar.xml · derivative · entry 3 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 166 shares Expires 2004-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 15:01 UTC |
GOSSELIN STEPHEN AVice President
|
Tax withholdingCommon | 78 | $56.45 | $4,403.10 |
DisclosureSEC source: 0000018230-03-000237 · edgar.xml · nonDerivative · entry 2 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756 F1 · balance_after: This amount includes 1304 shares in EIP-1 and 1495 shares in 401K. In addition, 870 shares are held indirectly by custodial accounts for daughters. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 15:01 UTC |
GOSSELIN STEPHEN AVice President
|
Exercise / conversionCommon | 166 | $26.77 | $4,443.09 |
DisclosureSEC source: 0000018230-03-000237 · edgar.xml · nonDerivative · entry 1 GOSSELIN STEPHEN A · CIK 0001172564 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2003 Filed Jun 3, 2003 20:31 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000230 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,190 F1 · balance_after: This amount includes 7125 shares in EIP-1, 332 shares in 401K, 608 shares in SEIP and 1244 shares in dividend reinvestment. Also included are 5,951 (including 720 shares in dividend reinvestment) shares held indirectly by wife. Read SEC document |
| June 02, 2003 Filed Jun 3, 2003 20:47 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionEmployee Stock Option · Derivative | 1,980 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000232 · edgar.xml · derivative · entry 3 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,980 shares Expires 2003-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| June 02, 2003 Filed Jun 3, 2003 20:47 UTC |
COLGAN KEVIN ETreasurer
|
Tax withholdingCommon | 708 | $52.48 | $37,152.30 |
DisclosureSEC source: 0000018230-03-000232 · edgar.xml · nonDerivative · entry 2 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,628 F1 · balance_after: This amount includes 11,542 shares in EIP-1 and 3697 shares in 401K. Read SEC document |
| June 02, 2003 Filed Jun 3, 2003 20:47 UTC |
COLGAN KEVIN ETreasurer
|
Exercise / conversionCommon | 1,980 | $18.77 | $37,155.89 |
DisclosureSEC source: 0000018230-03-000232 · edgar.xml · nonDerivative · entry 1 COLGAN KEVIN E · CIK 0001171789 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 22:13 UTC |
PARKER JAMES JVice President
|
GrantPhantom Stock Units · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000228 · edgar.xml · derivative · entry 1 PARKER JAMES J · CIK 0001173559 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 37 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F1 · balance_after: Directly held shares from Table I are 7,502 shares that includes 3107 shares in EIP-1, 2191 shares in 401K and 751 shares in SEIP. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 21:57 UTC |
WUNNING STEVEN HVice President
|
GrantPhantom Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000227 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 34 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. F1 · balance_after: Directly held shares from Table I are 22,455 that includes 7385 shares in EIP-1, 1966 shares in 401K, 1742 shares in SEIP and 640 shares in dividend reinvestment. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 19:30 UTC |
GOODE DAVID RDirector
|
GrantPhantom Stock Units · Derivative | 194 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000222 · edgar.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 194 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F1 · balance_after: Directly held shares from Table I are 7,856 that include 306 shares in dividend reinvestment. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 19:54 UTC |
MAGOWAN PETER ADirector
|
GrantPhantom Stock Units · Derivative | 119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000224 · edgar.xml · derivative · entry 1 MAGOWAN PETER A · CIK 0001171799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 119 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F1 · balance_after: Directly held shares from Table I are 21,068 that include 450 dividend reinvestment shares. Indirectly held shares by Trust from Table I are 1400 shares Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 14:44 UTC |
GALLARDO JUANDirector
|
GrantCommon | 74 | $51.51 | $3,811.37 |
DisclosureSEC source: 0000018230-03-000220 · edgar.xml · nonDerivative · entry 1 GALLARDO JUAN · CIK 0001173956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,259 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 13 shares in dividend reinvestment. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 14:44 UTC |
POWELL CHARLES DDirector
|
GrantCommon | 27 | $51.51 | $1,390.64 |
DisclosureSEC source: 0000018230-03-000219 · edgar.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559 F1 · kind: Stock received in lieu of director's fees. F2 · balance_after: Included in this amount are 32 shares in dividend reinvestment. Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 400 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · derivative · entry 6 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 400 shares Expires 2003-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,656 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · derivative · entry 5 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,656 shares Expires 2003-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Tax withholdingCommon | 220 | $53.67 | $11,806.30 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · nonDerivative · entry 4 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,717 F1 · balance_after: This amount includes 8738 shares in EIP-1, 1285 shares in SEIP and 728 shares in dividend reinvestment. Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionCommon | 400 | $18.77 | $7,506.24 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · nonDerivative · entry 3 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Tax withholdingCommon | 579 | $53.67 | $31,072.04 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · nonDerivative · entry 2 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,537 Read SEC document |
| May 12, 2003 Filed May 13, 2003 19:25 UTC |
WEST SHERRIL KVice President
|
Exercise / conversionCommon | 1,656 | $18.77 | $31,075.83 |
DisclosureSEC source: 0000018230-03-000206 · edgar.xml · nonDerivative · entry 1 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 1,096 | $0.00 Strike: $18.77 | $0.00 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · derivative · entry 3 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,096 shares Expires 2003-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F2 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Tax withholdingCommon | 609 | $53.26 | $32,435.34 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · nonDerivative · entry 2 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,339 F1 · balance_after: This amount includes 7125 shares in EIP-1, 332 shares in 401K, 608 shares in SEIP and 1244 shares in dividend reinvestment.There are 5,951 (including 720 shares in dividend reinvestment) shares held indirectly by wife. Read SEC document |
| May 06, 2003 Filed May 7, 2003 20:41 UTC |
MCPHEETERS F LYNNV.P./Chief Financial Officer
|
Exercise / conversionCommon | 1,096 | $18.77 | $20,567.10 |
DisclosureSEC source: 0000018230-03-000203 · edgar.xml · nonDerivative · entry 1 MCPHEETERS F LYNN · CIK 0001171766 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2003 Filed May 20, 2003 16:09 UTC |
WESTERN DONALD GVice President
|
GiftCommon | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000212 · edgar.xml · nonDerivative · entry 1 WESTERN DONALD G · CIK 0001171772 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,080 F1 · balance_after: This amount includes 11877 shares in EIP-1, 237 shares in 401K and 3265 shares in SEIP. Read SEC document |
| May 05, 2003 Filed May 7, 2003 14:05 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionEmployee Stock Option · Derivative | 1,300 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-03-000200 · edgar.xml · derivative · entry 3 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,300 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: (Right to Buy) with tandem tax withholding rights. F4 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| May 05, 2003 Filed May 7, 2003 14:05 UTC |
BAHAJ ALI MVice President
|
OtherCommon | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000200 · edgar.xml · nonDerivative · entry 2 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 195 F5 · kind: Wife had no transactions to report. F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| May 05, 2003 Filed May 7, 2003 14:05 UTC |
BAHAJ ALI MVice President
|
Exercise / conversionCommon | 1,300 | $30.16 | $39,203.06 |
DisclosureSEC source: 0000018230-03-000200 · edgar.xml · nonDerivative · entry 1 BAHAJ ALI M · CIK 0001172565 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount includes 8379 shares in EIP-1, 34 shares in SEIP and 10 shares in dividend reinvestment. Read SEC document |
| April 04, 2003 Filed May 20, 2003 16:48 UTC |
BURRITT DAVID BController
|
GiftCommon | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000214 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 3,932 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| April 04, 2003 Filed May 20, 2003 16:48 UTC |
BURRITT DAVID BController
|
GiftCommon | 1,051 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000214 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,205 F1 · balance_after: This amount includes 1105 shares in EIP-1 and 4 shares in dividend reinvestment. Read SEC document |
| April 04, 2003 Filed May 20, 2003 16:46 UTC |
BANWART SIDNEY CVice President
|
GiftCommon | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000213 · edgar.xml · nonDerivative · entry 1 BANWART SIDNEY C · CIK 0001171787 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,095 F1 · balance_after: This amount includes 8586 shares in EIP-1, 1373 shares in 401K, 1859 shares in SEIP and 1516 shares in dividend reinvestment. Also included in this amount are 1,648 shares held indirectly by wife. Read SEC document |
| June 25, 2002 Filed Jan 13, 2004 19:04 UTC |
WEST SHERRIL KVice President
|
OtherCommon | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000028 · edgar.xml · nonDerivative · entry 2 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Husband Disclosed balance after: 253 F3 · kind: Distribution from company's EIP-1 Plan upon person's retirement. F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
| June 25, 2002 Filed Jan 20, 2004 19:50 UTC Amendment |
WEST SHERRIL KVice President
|
OtherCommon | 3,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000091 · edgar.xml · nonDerivative · entry 2 WEST SHERRIL K · CIK 0001171798 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Husband Disclosed balance after: 3,053 F3 · kind: Distribution from company's EIP-1 Plan upon person's retirement. F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.