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CAT

CATERPILLAR INC

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Tapewire entity
2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2003 Filed Jul 23, 2003 12:55 UTC
GOSSELIN STEPHEN AVice President
SaleCommon 135 $64.31 $8,681.85
Disclosure

SEC source: 0000018230-03-000307 · edgar.xml · nonDerivative · entry 3

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Accounts for Daughters

Disclosed balance after: 395

F1 · balance_after: In addition, 4,773 shares are held directly by reporting person (this amount includes 1304 shares in EIP-1 and 1495 shares in 401K).

Read SEC document
July 22, 2003 Filed Jul 23, 2003 12:55 UTC
GOSSELIN STEPHEN AVice President
SaleCommon 200 $64.32 $12,864.00
Disclosure

SEC source: 0000018230-03-000307 · edgar.xml · nonDerivative · entry 2

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Accounts for Daughters

Disclosed balance after: 530

Read SEC document
July 22, 2003 Filed Jul 23, 2003 12:55 UTC
GOSSELIN STEPHEN AVice President
SaleCommon 140 $64.33 $9,006.20
Disclosure

SEC source: 0000018230-03-000307 · edgar.xml · nonDerivative · entry 1

GOSSELIN STEPHEN A · CIK 0001172564 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial Accounts for Daughters

Disclosed balance after: 730

Read SEC document
July 22, 2003 Filed Jul 23, 2003 12:53 UTC
OWENS JAMES WGroup President
GiftCommon 495 $0.00 $0.00
Disclosure

SEC source: 0000018230-03-000306 · edgar.xml · nonDerivative · entry 1

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,122

F1 · balance_after: This amount includes 13,938 shares in EIP-1 and 2,197 shares in SEIP. In addition, 40,934 shares are held indirectly in revocable trust.

Read SEC document
July 22, 2003 Filed Jul 22, 2003 17:52 UTC
WESTERN DONALD GVice President
SaleCommon 2,160 $65.10 $140,616.00
Disclosure

SEC source: 0000018230-03-000301 · edgar.xml · nonDerivative · entry 3

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,014

F1 · balance_after: This amount includes 12050 shares in EIP-1, 239 shares in 401K and 3292 shares in SEIP.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Exercise / conversionEmployee Stock Option · Derivative 2,762 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · derivative · entry 6

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,762 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Exercise / conversionEmployee Stock Option · Derivative 3,038 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · derivative · entry 5

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,038 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Tax withholdingCommon 1,794 $65.33 $117,193.05
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · nonDerivative · entry 4

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,384

F1 · balance_after: This amount includes 1654 shares in EIP-1 and 702 shares in dividend reinvestment. In addition, 5,193 shares are held indirectly by wife.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Exercise / conversionCommon 2,762 $32.91 $90,886.92
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · nonDerivative · entry 3

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Tax withholdingCommon 1,530 $65.33 $99,947.25
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · nonDerivative · entry 2

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,416

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:09 UTC
BUSSELL RODNEY LVice President
Exercise / conversionCommon 3,038 $32.91 $99,969.04
Disclosure

SEC source: 0000018230-03-000315 · edgar.xml · nonDerivative · entry 1

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Exercise / conversionEmployee Stock Option · Derivative 1,013 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · derivative · entry 7

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,013 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Exercise / conversionEmployee Stock Option · Derivative 46,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · derivative · entry 6

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 46,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Tax withholdingCommon 510 $65.33 $33,315.75
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · nonDerivative · entry 5

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,521

F1 · balance_after: This amount includes 6660 shares in EIP-1, 4080 shares in SEIP and 6546 shares in dividend reinvestment.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Exercise / conversionCommon 1,013 $32.91 $33,333.98
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · nonDerivative · entry 4

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Tax withholdingCommon 28,951 $65.33 $1,891,224.08
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · nonDerivative · entry 3

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,018

Read SEC document
July 21, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
Exercise / conversionCommon 46,684 $30.16 $1,407,812.04
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · nonDerivative · entry 2

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 15:15 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 1,950 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000311 · edgar.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,950 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 15:15 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 1,382 $65.33 $90,279.15
Disclosure

SEC source: 0000018230-03-000311 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,260

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. In addition, 1 share is owned indirectly by daughter.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 15:15 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 1,950 $38.41 $74,892.29
Disclosure

SEC source: 0000018230-03-000311 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 14:41 UTC Exercise / conversionEmployee Stock Option · Derivative 4,000 $0.00 Strike: $28.34 $0.00
Disclosure

SEC source: 0000018230-03-000309 · edgar.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,000 shares

Expires 2004-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 14:41 UTC Tax withholdingCommon 1,735 $65.33 $113,338.88
Disclosure

SEC source: 0000018230-03-000309 · edgar.xml · nonDerivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,121

F1 · balance_after: Included in this amount are 306 shares in dividend reinvestment.

Read SEC document
July 21, 2003 Filed Jul 23, 2003 14:41 UTC Exercise / conversionCommon 4,000 $28.34 $113,374.80
Disclosure

SEC source: 0000018230-03-000309 · edgar.xml · nonDerivative · entry 1

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 23, 2003 16:03 UTC
BARTON GLEN ADirector · Chairman of the Board/CEO
GiftCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0000018230-03-000314 · edgar.xml · nonDerivative · entry 1

BARTON GLEN A · CIK 0001145439 · Director · Chairman of the Board/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,285

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 685 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · derivative · entry 6

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 685 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 1,453 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · derivative · entry 5

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,453 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 488 $64.63 $31,539.44
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · nonDerivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,692

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. In addition, 1 share is owned indirectly by daughter.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 685 $38.41 $26,308.32
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · nonDerivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 949 $64.63 $61,333.87
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,495

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:54 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 1,453 $32.91 $47,812.71
Disclosure

SEC source: 0000018230-03-000303 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 34,266 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · derivative · entry 6

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 34,266 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionEmployee Stock Option · Derivative 1,734 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · derivative · entry 5

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,734 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 24,456 $64.63 $1,580,591.28
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · nonDerivative · entry 4

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,204

F1 · balance_after: This amount includes 12,055 shares in EIP-1, 6059 shares in 401K, 7317 shares in SEIP and 5816 shares in dividend reinvestment. In addition, 25,039 shares are held indirectly by wife (this amount includes 3667 shares in dividend reinvestment.)

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 34,266 $38.41 $1,316,030.28
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · nonDerivative · entry 3

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Tax withholdingCommon 1,030 $64.63 $66,568.90
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · nonDerivative · entry 2

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,394

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:53 UTC
THOMPSON RICHARD LGroup President
Exercise / conversionCommon 1,734 $38.41 $66,596.52
Disclosure

SEC source: 0000018230-03-000302 · edgar.xml · nonDerivative · entry 1

THOMPSON RICHARD L · CIK 0001122800 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:52 UTC
WESTERN DONALD GVice President
Exercise / conversionEmployee Stock Option · Derivative 7,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000301 · edgar.xml · derivative · entry 4

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 7,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:52 UTC
WESTERN DONALD GVice President
Tax withholdingCommon 4,792 $64.63 $309,706.96
Disclosure

SEC source: 0000018230-03-000301 · edgar.xml · nonDerivative · entry 2

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,174

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:52 UTC
WESTERN DONALD GVice President
Exercise / conversionCommon 7,684 $30.16 $231,720.24
Disclosure

SEC source: 0000018230-03-000301 · edgar.xml · nonDerivative · entry 1

WESTERN DONALD G · CIK 0001171772 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Exercise / conversionEmployee Stock Option · Derivative 46,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · derivative · entry 6

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 46,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Exercise / conversionEmployee Stock Option · Derivative 3,316 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · derivative · entry 5

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,316 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Tax withholdingCommon 29,115 $64.63 $1,881,702.45
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · nonDerivative · entry 4

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,617

F1 · balance_after: This amount includes 13,938 shares in EIP-1 and 2,197 shares in SEIP. In addition, 40,934 shares are held indirectly in revocable trust.

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July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Exercise / conversionCommon 46,684 $30.16 $1,407,812.04
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · nonDerivative · entry 3

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Tax withholdingCommon 1,547 $64.63 $99,982.61
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · nonDerivative · entry 2

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,048

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July 18, 2003 Filed Jul 22, 2003 17:51 UTC
OWENS JAMES WGroup President
Exercise / conversionCommon 3,316 $30.16 $99,997.96
Disclosure

SEC source: 0000018230-03-000300 · edgar.xml · nonDerivative · entry 1

OWENS JAMES W · CIK 0001171767 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2003 Filed Jul 22, 2003 17:50 UTC
STROUP GARY AVice President
Exercise / conversionEmployee Stock Option · Derivative 21,399 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000299 · edgar.xml · derivative · entry 6

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 21,399 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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July 18, 2003 Filed Jul 22, 2003 17:50 UTC
STROUP GARY AVice President
Exercise / conversionEmployee Stock Option · Derivative 2,601 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000299 · edgar.xml · derivative · entry 5

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,601 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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July 18, 2003 Filed Jul 22, 2003 17:50 UTC
STROUP GARY AVice President
Tax withholdingCommon 15,273 $64.63 $987,093.99
Disclosure

SEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 4

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,150

F1 · balance_after: This amount includes 9295 shares in EIP-1 and 482 shares in SEIP.

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July 18, 2003 Filed Jul 22, 2003 17:50 UTC
STROUP GARY AVice President
Exercise / conversionCommon 21,399 $38.41 $821,856.41
Disclosure

SEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 3

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2003 Filed Jul 22, 2003 17:50 UTC
STROUP GARY AVice President
Tax withholdingCommon 1,545 $64.63 $99,853.35
Disclosure

SEC source: 0000018230-03-000299 · edgar.xml · nonDerivative · entry 2

STROUP GARY A · CIK 0001171795 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,024

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.