Last 12 months
Inside the activity.
2 purchase rows · 91 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 16 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 21 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 14 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2024 Filed Mar 8, 2024 18:45 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
Exercise / conversionCommon Stock | 15,393 | $219.76 | $3,382,765.68 |
DisclosureSEC source: 0001104659-24-032271 · tm248344-1_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:50 UTC |
Owens DerekCLO & General Counsel
|
GrantEmployee Stock Options · Derivative | 8,152 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · derivative · entry 3 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,152 Underlying: Common Stock · 8,152 shares Expires 2034-03-04 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:50 UTC |
Owens DerekCLO & General Counsel
|
GrantCommon Stock | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · nonDerivative · entry 2 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,179 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:19 UTC |
Schaupp William EChief Accounting Officer
|
GrantEmployee Stock Options · Derivative | 743 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031365 · tm248078-2_4seq1.xml · derivative · entry 2 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743 Underlying: Common Stock · 743 shares Expires 2034-03-04 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:19 UTC |
Schaupp William EChief Accounting Officer
|
GrantCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031365 · tm248078-2_4seq1.xml · nonDerivative · entry 1 Schaupp William E · CIK 0001739758 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,684 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:20 UTC |
De Lange BobGroup President
|
GrantEmployee Stock Options · Derivative | 8,871 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031366 · tm248078-3_4seq1.xml · derivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:20 UTC |
De Lange BobGroup President
|
GrantCommon Stock | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031366 · tm248078-3_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,771 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:21 UTC |
Johnson Cheryl HChief Human Resources Officer
|
GrantEmployee Stock Options · Derivative | 5,994 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031367 · tm248078-4_4seq1.xml · derivative · entry 3 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,994 Underlying: Common Stock · 5,994 shares Expires 2034-03-04 F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:21 UTC |
Johnson Cheryl HChief Human Resources Officer
|
GrantCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031367 · tm248078-4_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,452 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:22 UTC |
Johnson Denise CGroup President
|
GrantEmployee Stock Options · Derivative | 8,871 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031368 · tm248078-5_4seq1.xml · derivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:22 UTC |
Johnson Denise CGroup President
|
GrantCommon Stock | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031368 · tm248078-5_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,525 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:22 UTC |
Kaiser JasonGroup President
|
GrantEmployee Stock Options · Derivative | 8,871 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031369 · tm248078-6_4seq1.xml · derivative · entry 3 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:22 UTC |
Kaiser JasonGroup President
|
GrantCommon Stock | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031369 · tm248078-6_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,244 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:23 UTC |
Umpleby III Donald JDirector · Chief Executive Officer
|
GrantEmployee Stock Options · Derivative | 39,561 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031370 · tm248078-7_4seq1.xml · derivative · entry 5 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,561 Underlying: Common Stock · 39,561 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:23 UTC |
Umpleby III Donald JDirector · Chief Executive Officer
|
GrantCommon Stock | 12,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031370 · tm248078-7_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,355 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:24 UTC |
Creed Joseph EChief Operating Officer
|
GrantEmployee Stock Options · Derivative | 16,783 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031372 · tm248078-8_4seq1.xml · derivative · entry 3 Creed Joseph E · CIK 0001739859 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,783 Underlying: Common Stock · 16,783 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:24 UTC |
Creed Joseph EChief Operating Officer
|
GrantCommon Stock | 5,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031372 · tm248078-8_4seq1.xml · nonDerivative · entry 1 Creed Joseph E · CIK 0001739859 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,937 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:25 UTC |
Fassino Anthony D.Group President
|
GrantEmployee Stock Options · Derivative | 8,871 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031373 · tm248078-9_4seq1.xml · derivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,871 Underlying: Common Stock · 8,871 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:25 UTC |
Fassino Anthony D.Group President
|
GrantCommon Stock | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031373 · tm248078-9_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,120 Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:27 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantEmployee Stock Options · Derivative | 11,509 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031375 · tm248078-1_4seq1.xml · derivative · entry 2 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,509 Underlying: Common Stock · 11,509 shares Expires 2034-03-04 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:27 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantCommon Stock | 3,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031375 · tm248078-1_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,314 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:50 UTC |
Owens DerekCLO & General Counsel
|
Tax withholdingCommon Stock | 53 | $335.69 | $17,791.57 |
DisclosureSEC source: 0001104659-24-031072 · tm248010-1_4seq1.xml · nonDerivative · entry 1 Owens Derek · CIK 0002006879 · CLO & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,669 F1 · shares: Represents shared withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 1, 2021. F2 · balance_after: Includes adjustments for dividends accrued and an adjustment for previously unreported holdings of 960 shares Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 19:35 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 7,881 | $138.35 Strike: $138.35 | $1,090,336.35 |
DisclosureSEC source: 0001104659-24-029307 · tm247306-4_4seq1.xml · derivative · entry 5 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,881 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 19:35 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 4,575 | $329.80 | $1,508,835.00 |
DisclosureSEC source: 0001104659-24-029307 · tm247306-4_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,474 Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 19:35 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 3,306 | $329.73 | $1,090,087.38 |
DisclosureSEC source: 0001104659-24-029307 · tm247306-4_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,049 Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 19:35 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 7,881 | $138.35 | $1,090,336.35 |
DisclosureSEC source: 0001104659-24-029307 · tm247306-4_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:36 UTC |
Umpleby III Donald JDirector · Chief Executive Officer
|
GiftCommon Stock | 8,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-028184 · tm247306-3_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Children's Irrevocable Trust Disclosed balance after: 36,040 F3 · shares: Represents 8,081 shares received from Grantor Retained Annuity Trusts. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:36 UTC |
Umpleby III Donald JDirector · Chief Executive Officer
|
GiftCommon Stock | 8,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-028184 · tm247306-3_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. F2 · balance_after: Reflects 7,631 shares transferred on February 26, 2024 from Grantor Retained Annuity Trust to the reporting person. Read SEC document |
| February 23, 2024 Filed Feb 26, 2024 22:47 UTC |
MacLennan DavidDirector
|
PurchaseCommon Stock | 350 | $323.37 | $113,179.50 |
DisclosureSEC source: 0001104659-24-027620 · tm247306-1_4seq1.xml · nonDerivative · entry 1 MacLennan David · CIK 0001498535 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,238 F1 · price: This transaction was executed in multiple trades at prices ranging from $323.34 to $323.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 20:47 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 7,880 | $138.35 Strike: $138.35 | $1,090,198.00 |
DisclosureSEC source: 0001104659-24-026998 · tm247117-1_4seq1.xml · derivative · entry 5 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,881 Underlying: Common Stock · 7,880 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 20:47 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 4,494 | $321.96 | $1,446,888.24 |
DisclosureSEC source: 0001104659-24-026998 · tm247117-1_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,389 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 20:47 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 3,386 | $321.95 | $1,090,122.70 |
DisclosureSEC source: 0001104659-24-026998 · tm247117-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,883 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 20:47 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 7,880 | $138.35 | $1,090,198.00 |
DisclosureSEC source: 0001104659-24-026998 · tm247117-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:53 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionEmployee Stock Options · Derivative | 14,073 | $151.12 Strike: $151.12 | $2,126,711.76 |
DisclosureSEC source: 0001104659-24-024881 · tm246539-1_4seq1.xml · derivative · entry 5 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,073 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:53 UTC |
Fassino Anthony D.Group President
|
SaleCommon Stock | 7,469 | $322.00 | $2,405,018.00 |
DisclosureSEC source: 0001104659-24-024881 · tm246539-1_4seq1.xml · nonDerivative · entry 3 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,361 Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:53 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 6,604 | $322.00 | $2,126,488.00 |
DisclosureSEC source: 0001104659-24-024881 · tm246539-1_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,830 Read SEC document |
| February 15, 2024 Filed Feb 16, 2024 20:53 UTC |
Fassino Anthony D.Group President
|
Exercise / conversionCommon Stock | 14,073 | $151.12 | $2,126,711.76 |
DisclosureSEC source: 0001104659-24-024881 · tm246539-1_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:00 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
Tax withholdingCommon Stock | 5,066 | $313.40 | $1,587,684.40 |
DisclosureSEC source: 0001104659-24-024285 · tm245322-3_4seq1.xml · nonDerivative · entry 2 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,771 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:00 UTC |
BONFIELD ANDREW R JChief Financial Officer
|
GrantCommon Stock | 12,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024285 · tm245322-3_4seq1.xml · nonDerivative · entry 1 BONFIELD ANDREW R J · CIK 0001199292 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,837 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC |
De Lange BobGroup President
|
Tax withholdingCommon Stock | 5,334 | $313.40 | $1,671,675.60 |
DisclosureSEC source: 0001104659-24-024288 · tm245322-4_4seq1.xml · nonDerivative · entry 2 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,797 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC |
De Lange BobGroup President
|
GrantCommon Stock | 12,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024288 · tm245322-4_4seq1.xml · nonDerivative · entry 1 De Lange Bob · CIK 0001694342 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,131 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC |
Johnson Cheryl HChief Human Resources Officer
|
Tax withholdingCommon Stock | 1,197 | $313.40 | $375,139.80 |
DisclosureSEC source: 0001104659-24-024291 · tm245322-5_4seq1.xml · nonDerivative · entry 2 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,540 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:01 UTC |
Johnson Cheryl HChief Human Resources Officer
|
GrantCommon Stock | 4,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024291 · tm245322-5_4seq1.xml · nonDerivative · entry 1 Johnson Cheryl H · CIK 0001552649 · Chief Human Resources Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,737 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:02 UTC |
Johnson Denise CGroup President
|
Tax withholdingCommon Stock | 4,369 | $313.40 | $1,369,244.60 |
DisclosureSEC source: 0001104659-24-024295 · tm245322-6_4seq1.xml · nonDerivative · entry 2 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,766 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:02 UTC |
Johnson Denise CGroup President
|
GrantCommon Stock | 12,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024295 · tm245322-6_4seq1.xml · nonDerivative · entry 1 Johnson Denise C · CIK 0001608229 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,135 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:03 UTC |
Kaiser JasonGroup President
|
Tax withholdingCommon Stock | 605 | $313.40 | $189,607.00 |
DisclosureSEC source: 0001104659-24-024301 · tm245322-7_4seq1.xml · nonDerivative · entry 2 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,513 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:03 UTC |
Kaiser JasonGroup President
|
GrantCommon Stock | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024301 · tm245322-7_4seq1.xml · nonDerivative · entry 1 Kaiser Jason · CIK 0002005183 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,118 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:04 UTC |
Fassino Anthony D.Group President
|
Tax withholdingCommon Stock | 4,830 | $313.40 | $1,513,722.00 |
DisclosureSEC source: 0001104659-24-024303 · tm245322-8_4seq1.xml · nonDerivative · entry 2 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,361 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:04 UTC |
Fassino Anthony D.Group President
|
GrantCommon Stock | 12,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024303 · tm245322-8_4seq1.xml · nonDerivative · entry 1 Fassino Anthony D. · CIK 0001839757 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,191 Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:04 UTC |
Umpleby III Donald JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 16,835 | $313.40 | $5,276,089.00 |
DisclosureSEC source: 0001104659-24-024305 · tm245322-9_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,543 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.