Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 5, 2021 16:48 UTC |
Timperman JurgenPresident, Fire & Security
|
Exercise / conversionCommon Stock | 5,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012918 · doc4.xml · nonDerivative · entry 1 Timperman Jurgen · CIK 0001808090 · President, Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantStock Appreciation Right · Derivative | 42,549 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 6 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,549 Underlying: Common Stock · 42,549 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantStock Appreciation Right · Derivative | 42,548 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 5 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,548 Underlying: Common Stock · 42,548 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantStock Appreciation Right · Derivative | 42,548 | $0.00 Strike: $57.89 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 4 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,548 Underlying: Common Stock · 42,548 shares Expires 2031-08-31 Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantRestricted Stock Units · Derivative | 10,319 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 3 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,319 Underlying: Common Stock · 10,319 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantRestricted Stock Units · Derivative | 10,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 2 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Stock · 10,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 16:15 UTC |
White Timothy NPresident, Refrigeration
|
GrantRestricted Stock Units · Derivative | 10,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-21-002814 · es210181970_4-white.xml · derivative · entry 1 White Timothy N · CIK 0001879699 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,318 Underlying: Common Stock · 10,318 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionStock Appreciation Right · Derivative | 7,916 | $0.00 Strike: $15.98 | $0.00 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 20 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,916 shares Expires 2026-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionStock Appreciation Right · Derivative | 4,171 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 19 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,171 shares Expires 2027-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionStock Appreciation Right · Derivative | 4,852 | $0.00 Strike: $19.24 | $0.00 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 18 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,852 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionStock Appreciation Right · Derivative | 4,426 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 17 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,426 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionStock Appreciation Right · Derivative | 6,044 | $0.00 Strike: $14.05 | $0.00 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · derivative · entry 16 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,044 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
SaleCommon Stock | 5,621 | $55.13 | $309,904.84 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 15 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,239 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
SaleCommon Stock | 4,504 | $55.13 | $248,320.83 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 14 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,860 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
SaleCommon Stock | 3,159 | $55.13 | $174,166.41 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 13 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,364 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
SaleCommon Stock | 2,916 | $55.13 | $160,768.99 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 12 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,523 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
SaleCommon Stock | 2,769 | $55.13 | $152,664.38 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 11 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,439 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $55.11 to $55.185 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Disposition to issuerCommon Stock | 2,295 | $55.11 | $126,477.45 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 10 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,208 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Disposition to issuerCommon Stock | 1,693 | $55.11 | $93,301.23 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 9 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,503 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Disposition to issuerCommon Stock | 1,540 | $55.11 | $84,869.40 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 8 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,196 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Disposition to issuerCommon Stock | 1,510 | $55.11 | $83,216.10 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 7 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,736 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Disposition to issuerCommon Stock | 1,402 | $55.11 | $77,264.22 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 6 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,246 Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 4,171 | $18.53 | $77,288.63 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 5 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 4,426 | $18.81 | $83,253.06 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 4 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 4,852 | $19.24 | $93,352.48 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 6,044 | $14.05 | $84,918.20 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 21:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 7,916 | $15.98 | $126,497.68 |
DisclosureSEC source: 0001225208-21-011614 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 20:22 UTC |
Nelson Christopher JohnPresident, HVAC
|
SaleCommon Stock | 96,583 | $55.08 | $5,319,588.82 |
DisclosureSEC source: 0001225208-21-011548 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630 F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $54.75 to $55.475 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionStock Appreciation Right · Derivative | 38,867 | $0.00 Strike: $18.81 | $0.00 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · derivative · entry 8 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,867 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionStock Appreciation Right · Derivative | 10,725 | $0.00 Strike: $14.05 | $0.00 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · derivative · entry 7 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,725 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
SaleCommon Stock | 26,154 | $57.38 | $1,500,661.60 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 6 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,071 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Disposition to issuerCommon Stock | 12,713 | $57.50 | $730,997.50 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 5 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,225 Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
SaleCommon Stock | 8,105 | $57.38 | $465,047.88 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 4 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $57.275 to $57.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Disposition to issuerCommon Stock | 2,620 | $57.50 | $150,650.00 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 3 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,043 Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 10,725 | $14.05 | $150,686.25 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 2 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 07:20 UTC |
Appel DavidPresident, Refrigeration
|
Exercise / conversionCommon Stock | 38,867 | $18.81 | $731,088.27 |
DisclosureSEC source: 0001225208-21-011250 · doc4.xml · nonDerivative · entry 1 Appel David · CIK 0001808516 · President, Refrigeration 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:20 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 106,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009509 · doc4.xml · derivative · entry 3 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 106,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · shares: The reporting person was granted these RSUs on June 15, 2017 by United Technologies Corporation (UTC), the former parent company of this issuer. F2 · derivative.expiration_date: The reporting person was granted these RSUs on June 15, 2017 by United Technologies Corporation (UTC), the former parent company of this issuer. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:20 UTC |
Nelson Christopher JohnPresident, HVAC
|
Tax withholdingCommon Stock | 47,665 | $46.53 | $2,217,852.45 |
DisclosureSEC source: 0001225208-21-009509 · doc4.xml · nonDerivative · entry 2 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,213 Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:20 UTC |
Nelson Christopher JohnPresident, HVAC
|
Exercise / conversionCommon Stock | 106,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009509 · doc4.xml · nonDerivative · entry 1 Nelson Christopher John · CIK 0001808520 · President, HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:14 UTC |
Wozniak BethDirector
|
GrantDirector DSU · Derivative | 4,026.8456 | $46.19 | $186,000.00 |
DisclosureSEC source: 0001225208-21-009200 · doc4.xml · derivative · entry 1 Wozniak Beth · CIK 0001654174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026.8456 Underlying: Common Stock · 4,026.8456 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 39,779 | $43.58 | $1,733,568.82 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · derivative · entry 3 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · shares: The reporting person was granted these RSUs on May 1, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. F2 · derivative.expiration_date: The reporting person was granted these RSUs on May 1, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Tax withholdingCommon Stock | 15,654 | $43.58 | $682,201.32 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · nonDerivative · entry 2 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,239 Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:19 UTC |
Agrawal AjaySenior VP, Strategy & Services
|
Exercise / conversionCommon Stock | 39,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007476 · doc4.xml · nonDerivative · entry 1 Agrawal Ajay · CIK 0001808151 · Senior VP, Strategy & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC |
FARACI JOHN VDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Unit RSU · Derivative | 46,625 | $43.58 | $2,031,917.50 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · derivative · entry 3 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. F2 · shares: The reporting person was granted these RSUs on May 14, 2020 F3 · derivative.exercise_date: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. F2 · derivative.expiration_date: The reporting person was granted these RSUs on May 14, 2020 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC |
FARACI JOHN VDirector · Executive Chairman
|
Tax withholdingCommon Stock | 16,065 | $43.58 | $700,112.70 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · nonDerivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,560 Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:19 UTC |
FARACI JOHN VDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 46,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007477 · doc4.xml · nonDerivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC |
HOLLEY CHARLES MDirector
|
GrantDirector DSU · Derivative | 7,636.1979 | $43.87 | $335,000.00 |
DisclosureSEC source: 0001225208-21-006871 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,320.091 Underlying: Common Stock · 7,636.1979 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC |
GREISCH JOHN JDirector
|
GrantDirector DSU · Derivative | 7,522.2248 | $43.87 | $330,000.00 |
DisclosureSEC source: 0001225208-21-006870 · doc4.xml · derivative · entry 1 GREISCH JOHN J · CIK 0001278569 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513.7651 Underlying: Common Stock · 7,522.2248 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC |
FARACI JOHN VDirector · Executive Chairman
|
GrantDirector DSU · Derivative | 4,239.7994 | $43.87 | $186,000.00 |
DisclosureSEC source: 0001225208-21-006869 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,359.9621 Underlying: Common Stock · 4,239.7994 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC |
GARNIER JEAN PIERREDirector
|
GrantDirector DSU · Derivative | 8,320.0365 | $43.87 | $365,000.00 |
DisclosureSEC source: 0001225208-21-006868 · doc4.xml · derivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,779.1787 Underlying: Common Stock · 8,320.0365 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.