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CAL

CALERES INC

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5657
SEC CIK
0000014707
Parsed reports
498

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2017 Filed Mar 13, 2017 22:21 UTC
Schmidt John WDiv Pres, Contemporary Fashion
Exercise / conversionCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011480 · form4.xml · derivative · entry 6

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:21 UTC
Schmidt John WDiv Pres, Contemporary Fashion
GrantCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011480 · form4.xml · derivative · entry 5

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:21 UTC
Schmidt John WDiv Pres, Contemporary Fashion
Disposition to issuerCommon Stock 2,197 $30.11 $66,151.67
Disclosure

SEC source: 0001127602-17-011480 · form4.xml · nonDerivative · entry 3

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,181

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:21 UTC
Schmidt John WDiv Pres, Contemporary Fashion
Tax withholdingCommon Stock 1,540 $30.11 $46,369.40
Disclosure

SEC source: 0001127602-17-011480 · form4.xml · nonDerivative · entry 2

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,378

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:21 UTC
Schmidt John WDiv Pres, Contemporary Fashion
Exercise / conversionCommon Stock 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011480 · form4.xml · nonDerivative · entry 1

Schmidt John W · CIK 0001511976 · Div Pres, Contemporary Fashion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:20 UTC
Koch DouglasSVP, Chief Talent & Strategy
Exercise / conversionCash-settled performance share units · Derivative 4,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011478 · form4.xml · derivative · entry 6

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,671 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:20 UTC
Koch DouglasSVP, Chief Talent & Strategy
GrantCash-settled performance share units · Derivative 4,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011478 · form4.xml · derivative · entry 5

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

Underlying: Common Stock · 4,671 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:20 UTC
Koch DouglasSVP, Chief Talent & Strategy
Disposition to issuerCommon Stock 3,050 $30.11 $91,835.50
Disclosure

SEC source: 0001127602-17-011478 · form4.xml · nonDerivative · entry 3

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,144

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:20 UTC
Koch DouglasSVP, Chief Talent & Strategy
Tax withholdingCommon Stock 1,621 $30.11 $48,808.31
Disclosure

SEC source: 0001127602-17-011478 · form4.xml · nonDerivative · entry 2

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,194

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:20 UTC
Koch DouglasSVP, Chief Talent & Strategy
Exercise / conversionCommon Stock 4,671 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011478 · form4.xml · nonDerivative · entry 1

Koch Douglas · CIK 0001328688 · SVP, Chief Talent & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011476 · form4.xml · derivative · entry 6

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
GrantCash-settled performance share units · Derivative 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011476 · form4.xml · derivative · entry 5

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,737

Underlying: Common Stock · 3,737 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Disposition to issuerCommon Stock 2,105 $30.11 $63,381.55
Disclosure

SEC source: 0001127602-17-011476 · form4.xml · nonDerivative · entry 3

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,373

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Tax withholdingCommon Stock 1,632 $30.11 $49,139.52
Disclosure

SEC source: 0001127602-17-011476 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,478

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:19 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionCommon Stock 3,737 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011476 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:18 UTC
Ausick Richard MDivision President, Retail
Exercise / conversionCash-settled performance share units · Derivative 10,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011474 · form4.xml · derivative · entry 7

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,192 shares

Expires 2017-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:18 UTC
Ausick Richard MDivision President, Retail
GrantCash-settled performance share units · Derivative 10,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011474 · form4.xml · derivative · entry 6

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Underlying: Common Stock · 10,192 shares

Expires 2017-03-09

F2 · derivative.exercise_price: 1 - for - 1

F3 · shares: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:18 UTC
Ausick Richard MDivision President, Retail
Disposition to issuerCommon Stock 6,654 $30.11 $200,351.94
Disclosure

SEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 3

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,834

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:18 UTC
Ausick Richard MDivision President, Retail
Tax withholdingCommon Stock 3,538 $30.11 $106,529.18
Disclosure

SEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 2

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,488

Read SEC document
March 09, 2017 Filed Mar 13, 2017 22:18 UTC
Ausick Richard MDivision President, Retail
Exercise / conversionCommon Stock 10,192 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-011474 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 23:45 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 5,000 $30.63 $153,125.50
Disclosure

SEC source: 0001127602-17-004674 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,373

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 30, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.39 to $31.08, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
January 28, 2017 Filed Jan 30, 2017 22:48 UTC GrantCommon Stock 624 $30.02 $18,732.48
Disclosure

SEC source: 0001127602-17-002956 · form4.xml · nonDerivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,078

F1 · shares: Represents shares of stock granted in lieu of quarterly cash payment for services rendered as a member of the Company's Board of Directors.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 19:52 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001127602-17-001598 · form4.xml · derivative · entry 4

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires 2019-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in ten equal annual installments beginning 3/4/2010

Read SEC document
January 10, 2017 Filed Jan 12, 2017 19:52 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
SaleCommon Stock 2,000 $32.00 $64,005.00
Disclosure

SEC source: 0001127602-17-001598 · form4.xml · nonDerivative · entry 2

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.025, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
January 10, 2017 Filed Jan 12, 2017 19:52 UTC
Freidman Daniel RDiv Pres, Whls Prod & Source
Exercise / conversionCommon Stock 2,000 $3.33 $6,660.00
Disclosure

SEC source: 0001127602-17-001598 · form4.xml · nonDerivative · entry 1

Freidman Daniel R · CIK 0001481947 · Div Pres, Whls Prod & Source

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 18:17 UTC Exercise / conversionRestricted Stock Units · Derivative 8,773.01 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000045 · form4.xml · derivative · entry 3

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,773.01 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

F2 · derivative.exercise_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

F2 · derivative.expiration_date: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 18:17 UTC Disposition to issuerCommon Stock 8,773.01 $32.93 $288,895.22
Disclosure

SEC source: 0001127602-17-000045 · form4.xml · nonDerivative · entry 2

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,555

Read SEC document
December 30, 2016 Filed Jan 3, 2017 18:17 UTC Exercise / conversionCommon Stock 8,773.01 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-000045 · form4.xml · nonDerivative · entry 1

MCGINNIS PATRICIA G · CIK 0001227951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,328.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 17:04 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
SaleCommon Stock 21,630 $33.41 $722,578.27
Disclosure

SEC source: 0001127602-16-070919 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.22 to $33.59, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 14:46 UTC
Ausick Richard MDivision President, Retail
SaleCommon Stock 15,000 $35.39 $530,908.50
Disclosure

SEC source: 0001127602-16-070745 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 83,528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.60, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:10 UTC
Ausick Richard MDivision President, Retail
SaleCommon Stock 15,000 $34.74 $521,026.50
Disclosure

SEC source: 0001127602-16-070416 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 98,528

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.46 to $35.10, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:26 UTC
Ausick Richard MDivision President, Retail
SaleCommon Stock 9,300 $31.78 $295,537.26
Disclosure

SEC source: 0001127602-16-068487 · form4.xml · nonDerivative · entry 2

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 113,528

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.24 to $31.99, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:26 UTC
Ausick Richard MDivision President, Retail
SaleCommon Stock 700 $30.38 $21,265.02
Disclosure

SEC source: 0001127602-16-068487 · form4.xml · nonDerivative · entry 1

Ausick Richard M · CIK 0001368132 · Division President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by the Ausick Revocable Living Trust 2000

Disclosed balance after: 122,828

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:20 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001127602-16-066912 · form4.xml · derivative · entry 4

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options become exercisable in four equal installements beginning 3/4/2011.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:20 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Tax withholdingCommon Stock 25,325 $27.62 $699,476.50
Disclosure

SEC source: 0001127602-16-066912 · form4.xml · nonDerivative · entry 2

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,053

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:20 UTC
SULLIVAN DIANE MDirector · CEO, Pres. & Chair. of Board
Exercise / conversionCommon Stock 50,000 $13.99 $699,500.00
Disclosure

SEC source: 0001127602-16-066912 · form4.xml · nonDerivative · entry 1

SULLIVAN DIANE M · CIK 0001245939 · Director · CEO, Pres. & Chair. of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2016 Filed Nov 1, 2016 17:47 UTC GrantCommon Stock 767 $24.42 $18,730.14
Disclosure

SEC source: 0001127602-16-065609 · form4.xml · nonDerivative · entry 1

Gupta Mahendra R · CIK 0001532287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,454

F1 · shares: Represents shares of stock granted in lieu of quarterly cash payment for services rendered as a member of the Company's Board of Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.