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Nasdaq · USD

CABA

Cabaletta Bio, Inc.

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Tapewire entity
5418
SEC CIK
0001759138
Parsed reports
139

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202680
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2023 Filed Dec 20, 2023 01:37 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-23-071689 · ownership.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 01:37 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 3,132 $22.22 $69,593.35
Disclosure

SEC source: 0000950170-23-071689 · ownership.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.06 - $22.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 01:37 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 7,868 $21.76 $171,195.88
Disclosure

SEC source: 0000950170-23-071689 · ownership.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,132

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.05 - $22.04. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 01:37 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000950170-23-071689 · ownership.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-23-065521 · ownership.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 7,458 $18.02 $134,405.09
Disclosure

SEC source: 0000950170-23-065521 · ownership.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 - $18.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 3,542 $17.39 $61,608.49
Disclosure

SEC source: 0000950170-23-065521 · ownership.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,458

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 - $17.89. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000950170-23-065521 · ownership.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
October 19, 2023 Filed Oct 19, 2023 23:40 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-23-054234 · ownership.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
October 19, 2023 Filed Oct 19, 2023 23:40 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 408 $14.28 $5,824.61
Disclosure

SEC source: 0000950170-23-054234 · ownership.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 - $14.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 19, 2023 Filed Oct 19, 2023 23:40 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 10,592 $13.32 $141,096.03
Disclosure

SEC source: 0000950170-23-054234 · ownership.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,408

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 - $13.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 19, 2023 Filed Oct 19, 2023 23:40 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000950170-23-054234 · ownership.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-23-049005 · ownership.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 700 $18.50 $12,950.00
Disclosure

SEC source: 0000950170-23-049005 · ownership.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.29 - $18.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 10,300 $17.50 $180,269.57
Disclosure

SEC source: 0000950170-23-049005 · ownership.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,700

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.17 - $18.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 19, 2023 Filed Sep 20, 2023 20:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000950170-23-049005 · ownership.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000950170-23-043920 · ownership.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 300 $13.82 $4,146.99
Disclosure

SEC source: 0000950170-23-043920 · ownership.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.7800 - $14.7799. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:30 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 10,700 $13.41 $143,435.64
Disclosure

SEC source: 0000950170-23-043920 · ownership.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,300

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7800 - $13.7799. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2023 Filed Aug 22, 2023 20:30 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000950170-23-043920 · ownership.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 12:26 UTC GrantStock Option (Right to Buy) · Derivative 44,000 $0.00 Strike: $13.48 $0.00
Disclosure

SEC source: 0000950170-23-033944 · ownership.xml · derivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Stock · 44,000 shares

Expires 2033-07-20

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in twelve substantially equal quarterly installments following July 21, 2023, subject to the reporting person's continued service on each such vesting date.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:37 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000899243-23-017452 · doc4.xml · derivative · entry 4

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F4 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:37 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 2,815 $14.26 $40,143.03
Disclosure

SEC source: 0000899243-23-017452 · doc4.xml · nonDerivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.17 - $14.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:37 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 8,185 $13.67 $111,879.13
Disclosure

SEC source: 0000899243-23-017452 · doc4.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,815

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.17 - $14.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 00:37 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000899243-23-017452 · doc4.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 20:38 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000899243-23-016147 · doc4.xml · derivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 177,756

Underlying: Common Stock · 11,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 20:38 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 11,000 $12.99 $142,925.20
Disclosure

SEC source: 0000899243-23-016147 · doc4.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.36 - $13.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 20, 2023 Filed Jun 21, 2023 20:38 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 11,000 $1.01 $11,110.00
Disclosure

SEC source: 0000899243-23-016147 · doc4.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 11:30 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $11.18 $0.00
Disclosure

SEC source: 0000899243-23-014330 · doc4.xml · derivative · entry 1

Brun Scott C. · CIK 0001863614 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) June 1, 2024 or (ii) the date of the next annual meeting of the Corporation's stockholders.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 11:30 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $11.18 $0.00
Disclosure

SEC source: 0000899243-23-014331 · doc4.xml · derivative · entry 1

HENRIQUES RICHARD C JR · CIK 0001181178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) June 1, 2024 or (ii) the date of the next annual meeting of the Corporation's stockholders.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 11:30 UTC
Simon MarkDirector
GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $11.18 $0.00
Disclosure

SEC source: 0000899243-23-014333 · doc4.xml · derivative · entry 1

Simon Mark · CIK 0001400717 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) June 1, 2024 or (ii) the date of the next annual meeting of the Corporation's stockholders.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 11:30 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $11.18 $0.00
Disclosure

SEC source: 0000899243-23-014332 · doc4.xml · derivative · entry 1

Bollard Catherine · CIK 0001790411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (i) June 1, 2024 or (ii) the date of the next annual meeting of the Corporation's stockholders.

Read SEC document
May 19, 2023 Filed May 20, 2023 00:10 UTC
Binder GwendolynSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000899243-23-013455 · doc4.xml · derivative · entry 3

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,756

Underlying: Common Stock · 22,000 shares

Expires 2028-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F3 · derivative.exercise_date: This option vests over four years, with 25% vested on October 11, 2019, and the remaining shares vesting in 12 equal quarterly installments thereafter.

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May 19, 2023 Filed May 20, 2023 00:10 UTC
Binder GwendolynSee Remarks
SaleCommon Stock 22,000 $11.81 $259,833.20
Disclosure

SEC source: 0000899243-23-013455 · doc4.xml · nonDerivative · entry 2

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,000

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 - $12.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 19, 2023 Filed May 20, 2023 00:10 UTC
Binder GwendolynSee Remarks
Exercise / conversionCommon Stock 22,000 $1.01 $22,220.00
Disclosure

SEC source: 0000899243-23-013455 · doc4.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated January 20, 2023 adopted by the Reporting Person.

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January 18, 2023 Filed Jan 27, 2023 20:52 UTC
Gerard MichaelGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002913 · doc4.xml · derivative · entry 1

Gerard Michael · CIK 0001881529 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 112,500 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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January 18, 2023 Filed Jan 28, 2023 01:54 UTC
Nichtberger StevenDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 411,600 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002914 · doc4.xml · derivative · entry 1

Nichtberger Steven · CIK 0001487989 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,600

Underlying: Common Stock · 411,600 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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January 18, 2023 Filed Jan 28, 2023 01:51 UTC
Das ArunChief Business Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002912 · doc4.xml · derivative · entry 1

Das Arun · CIK 0001903997 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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January 18, 2023 Filed Jan 28, 2023 01:50 UTC
Binder GwendolynSee Remarks
GrantStock Option (Right to Buy) · Derivative 176,000 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002910 · doc4.xml · derivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,000

Underlying: Common Stock · 176,000 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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January 18, 2023 Filed Jan 28, 2023 01:48 UTC
Chang David J.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002908 · doc4.xml · derivative · entry 1

Chang David J. · CIK 0001790552 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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January 18, 2023 Filed Jan 28, 2023 01:47 UTC
Marda AnupChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0000899243-23-002907 · doc4.xml · derivative · entry 1

Marda Anup · CIK 0001790410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2033-01-17

F1 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on January 18, 2024, with the remainder vesting in twelve substantially equal quarterly installments thereafter, subject to the reporting person's continued service on each such vesting date.

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October 19, 2022 Filed Oct 20, 2022 00:19 UTC
Nichtberger StevenDirector · President & CEO
PurchaseCommon Stock 8,127 $1.25 $10,152.25
Disclosure

SEC source: 0000899243-22-033850 · doc4.xml · nonDerivative · entry 1

Nichtberger Steven · CIK 0001487989 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,483

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October 18, 2022 Filed Oct 19, 2022 01:51 UTC PurchaseCommon Stock 1,000 $0.99 $993.50
Disclosure

SEC source: 0000899243-22-033783 · doc4.xml · nonDerivative · entry 1

Bollard Catherine · CIK 0001790411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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October 18, 2022 Filed Oct 19, 2022 01:50 UTC
Marda AnupChief Financial Officer
PurchaseCommon Stock 50,000 $0.99 $49,620.00
Disclosure

SEC source: 0000899243-22-033782 · doc4.xml · nonDerivative · entry 1

Marda Anup · CIK 0001790410 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.98 to $1.00, inclusive. The reporting person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 18, 2022 Filed Oct 19, 2022 01:50 UTC
Simon MarkDirector
PurchaseCommon Stock 7,000 $0.98 $6,834.80
Disclosure

SEC source: 0000899243-22-033781 · doc4.xml · nonDerivative · entry 2

Simon Mark · CIK 0001400717 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.9375 to $0.9899, inclusive.

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October 18, 2022 Filed Oct 19, 2022 01:50 UTC
Simon MarkDirector
PurchaseCommon Stock 118,000 $0.98 $115,286.00
Disclosure

SEC source: 0000899243-22-033781 · doc4.xml · nonDerivative · entry 1

Simon Mark · CIK 0001400717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,144

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.9315 to $0.99, inclusive. The reporting person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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October 18, 2022 Filed Oct 19, 2022 01:50 UTC
Binder GwendolynSee Remarks
PurchaseCommon Stock 20,000 $0.99 $19,894.00
Disclosure

SEC source: 0000899243-22-033780 · doc4.xml · nonDerivative · entry 1

Binder Gwendolyn · CIK 0001791742 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.9894 to $0.9947, inclusive. The reporting person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 18, 2022 Filed Oct 19, 2022 01:50 UTC
Nichtberger StevenDirector · President & CEO
PurchaseCommon Stock 141,873 $0.99 $141,007.57
Disclosure

SEC source: 0000899243-22-033779 · doc4.xml · nonDerivative · entry 1

Nichtberger Steven · CIK 0001487989 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,356

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $0.9473 to $1.00, inclusive. The reporting person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 01, 2022 Filed Jun 3, 2022 20:47 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000899243-22-020999 · doc4.xml · derivative · entry 1

Brun Scott C. · CIK 0001863614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (1) June 1, 2023 or (2) the date of the next annual meeting of the Corporation's stockholders.

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June 01, 2022 Filed Jun 3, 2022 20:45 UTC GrantStock Option (Right to buy) · Derivative 22,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0000899243-22-020995 · doc4.xml · derivative · entry 1

HENRIQUES RICHARD C JR · CIK 0001181178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2032-05-31

F1 · derivative.exercise_date: This option shall vest in full upon the earlier of (1) June 1, 2023 or (2) the date of the next annual meeting of the Corporation's stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.