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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2003 Filed Jun 19, 2003 12:54 UTC
MAGNER MARJORIECOO - Global Consumer
Tax withholdingCommon Stock 45,966 $45.24 $2,079,501.84
Disclosure

SEC source: 0000831001-03-000391 · primary_doc.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,920

Read SEC document
June 17, 2003 Filed Jun 19, 2003 12:54 UTC
MAGNER MARJORIECOO - Global Consumer
Exercise / conversionCommon Stock 55,233 $37.65 $2,079,522.45
Disclosure

SEC source: 0000831001-03-000391 · primary_doc.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · COO - Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 13:57 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 57,500 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000392 · primary_doc.xml · derivative · entry 5

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 57,500 shares

Expires 2008-11-02

F1 · balance_after: In addition, the Reporting Person directly beneficially owns (1) 1,216,250 options to purchase 1,216,250 shares of common stock which have various exercise prices, exercise dates and expiration dates and (2) 7,404 Deferred Share Units, calculated as of March 31, 2003, which are payable in cash upon vesting.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 13:57 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 64,199 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000392 · primary_doc.xml · derivative · entry 4

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,199 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 13:57 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 4,072 $45.24 $184,217.28
Disclosure

SEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,322

Read SEC document
June 17, 2003 Filed Jun 19, 2003 13:57 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 53,428 $45.24 $2,417,082.72
Disclosure

SEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,394

Read SEC document
June 17, 2003 Filed Jun 19, 2003 13:57 UTC
RHODES WILLIAM RSenior Vice Chairman
Exercise / conversionCommon Stock 64,199 $37.65 $2,417,092.35
Disclosure

SEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 14:01 UTC
CARPENTER MICHAEL ACEO - Global Investments
GrantEmployee Stock Options (Right to Buy) · Derivative 139,486 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000393 · primary_doc.xml · derivative · entry 5

CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,486

Underlying: Common Stock · 139,486 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,778,337 options to purchase 1,778,337 shares of common stock which have various exercise prices, exercise dates and expiration dates.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 14:01 UTC
CARPENTER MICHAEL ACEO - Global Investments
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 156,913 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000393 · primary_doc.xml · derivative · entry 4

CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,913 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 14:01 UTC
CARPENTER MICHAEL ACEO - Global Investments
Tax withholdingCommon Stock 8,899 $45.24 $402,590.76
Disclosure

SEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 3

CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,220

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 153 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan and (2) 150,000 shares of common stock held in a grantor retained annuity trust, for which the Reporting Person is the trustee.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 14:01 UTC
CARPENTER MICHAEL ACEO - Global Investments
Tax withholdingCommon Stock 130,587 $45.24 $5,907,755.88
Disclosure

SEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,119

Read SEC document
June 17, 2003 Filed Jun 19, 2003 14:01 UTC
CARPENTER MICHAEL ACEO - Global Investments
Exercise / conversionCommon Stock 156,913 $37.65 $5,907,774.45
Disclosure

SEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:02 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 12,554 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000394 · primary_doc.xml · derivative · entry 5

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,554

Underlying: Common Stock · 12,554 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 213,322 options to purchase 213,322 shares of common stock which have various exercise prices, exercise dates and expiration dates.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:02 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 14,122 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000394 · primary_doc.xml · derivative · entry 4

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,122 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:02 UTC Tax withholdingCommon Stock 802 $45.24 $36,282.48
Disclosure

SEC source: 0000831001-03-000394 · primary_doc.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,279

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2,935 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan, (2) 18,000 shares of common stock in his wife's name and (3) 2,313 shares of common stock in his children's names.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:02 UTC Tax withholdingCommon Stock 11,752 $45.24 $531,660.48
Disclosure

SEC source: 0000831001-03-000394 · primary_doc.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,081

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:02 UTC Exercise / conversionCommon Stock 14,122 $37.65 $531,693.30
Disclosure

SEC source: 0000831001-03-000394 · primary_doc.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:04 UTC
MENEZES VICTOR JSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 139,486 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000395 · primary_doc.xml · derivative · entry 5

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,486

Underlying: Common Stock · 139,486 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns (1) 1,075,664 options to purchase 1,075,664 shares of common stock which have various exercise prices, exercise dates and expiration dates and (2) 12,423 Deferred Share Units, calculated as of March 31, 2003, which are payable in cash upon vesting.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:04 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 156,913 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000395 · primary_doc.xml · derivative · entry 4

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,913 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:04 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 8,899 $45.24 $402,590.76
Disclosure

SEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 3

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907,760

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 35,000 shares of common stock held by the Menezes Family Limited Liability Company and (2) 30,000 shares of common stock held by the Menezes 2002 LLC.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:04 UTC
MENEZES VICTOR JSenior Vice Chairman
Tax withholdingCommon Stock 130,587 $45.24 $5,907,755.88
Disclosure

SEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 2

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,659

Read SEC document
June 17, 2003 Filed Jun 19, 2003 15:04 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionCommon Stock 156,913 $37.65 $5,907,774.45
Disclosure

SEC source: 0000831001-03-000395 · primary_doc.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 20:25 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 83,692 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000397 · primary_doc.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,692

Underlying: Common Stock · 83,692 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,279,261 options to purchase 1,279,261 shares of common stock which have various exercise prices, exercise dates and expiration dates.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 20:25 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 94,148 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000397 · primary_doc.xml · derivative · entry 4

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,148 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 20:25 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 5,340 $45.24 $241,581.60
Disclosure

SEC source: 0000831001-03-000397 · primary_doc.xml · nonDerivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,192

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 2,061 shares of common stock as of May 31, 2003 under the Issuer's 401(k) Plan.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 20:25 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 78,352 $45.24 $3,544,644.48
Disclosure

SEC source: 0000831001-03-000397 · primary_doc.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,532

Read SEC document
June 17, 2003 Filed Jun 19, 2003 20:25 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionCommon Stock 94,148 $37.65 $3,544,672.20
Disclosure

SEC source: 0000831001-03-000397 · primary_doc.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:17 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 86,249 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000396 · primary_doc.xml · derivative · entry 5

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,249

Underlying: Common Stock · 86,249 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,386,979 options to purchase 1,386,979 shares of common stock which have various exercise prices, exercise dates and expiration dates.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:17 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 96,298 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000396 · primary_doc.xml · derivative · entry 4

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,298 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:17 UTC Tax withholdingCommon Stock 6,108 $45.24 $276,325.92
Disclosure

SEC source: 0000831001-03-000396 · primary_doc.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,090

F1 · balance_after: Includes 98,681 shares of common stock directly beneficially owned by the Reporting Person in his capacity as trustee of two grantor retained annuity trusts. In addition, the Reporting Person indirectly beneficially owns 8,596 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:17 UTC Tax withholdingCommon Stock 80,141 $45.24 $3,625,578.84
Disclosure

SEC source: 0000831001-03-000396 · primary_doc.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,198

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:17 UTC Exercise / conversionCommon Stock 96,298 $37.65 $3,625,619.70
Disclosure

SEC source: 0000831001-03-000396 · primary_doc.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:55 UTC
DRUSKIN ROBERTChief Operations/Tech Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 41,846 $0.00 Strike: $45.24 $0.00
Disclosure

SEC source: 0000831001-03-000398 · primary_doc.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,846

Underlying: Common Stock · 41,846 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 774,026 options to purchase 774,026 shares of common stock which have various exercise prices, exercise dates and expiration dates.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:55 UTC
DRUSKIN ROBERTChief Operations/Tech Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 47,074 $0.00 Strike: $37.65 $0.00
Disclosure

SEC source: 0000831001-03-000398 · primary_doc.xml · derivative · entry 4

DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,074 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:55 UTC
DRUSKIN ROBERTChief Operations/Tech Officer
Tax withholdingCommon Stock 2,670 $45.24 $120,790.80
Disclosure

SEC source: 0000831001-03-000398 · primary_doc.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,728

F1 · balance_after: In addition,the Reporting Person indirectly beneficially owns 5,407 shares of common stock as of May 31,2003 under the Issuer's 401(k) Plan.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:55 UTC
DRUSKIN ROBERTChief Operations/Tech Officer
Tax withholdingCommon Stock 39,176 $45.24 $1,772,322.24
Disclosure

SEC source: 0000831001-03-000398 · primary_doc.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,398

Read SEC document
June 17, 2003 Filed Jun 19, 2003 16:55 UTC
DRUSKIN ROBERTChief Operations/Tech Officer
Exercise / conversionCommon Stock 47,074 $37.65 $1,772,336.10
Disclosure

SEC source: 0000831001-03-000398 · primary_doc.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · Chief Operations/Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2003 Filed May 30, 2003 19:44 UTC
JONES THOMAS WCEO Global Investment Mgt.
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001192374-03-000006 · primary_doc.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,736

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 2,051 shares of common stock as of April 30, 2003 under the Issuer's 401(k) Plan.

Read SEC document
February 12, 2003 Filed Mar 12, 2004 23:08 UTC Amendment
KRAWCHECK SALLIECEO Smith Barney
GrantEmployee Stock Options (Right to Buy) · Derivative 33,334 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-04-015446 · rrd36494.xml · derivative · entry 5

KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,334 shares

Expires 2013-02-12

F1 · derivative.exercise_date: The original Form 4 incorrectly stated that the employee stock option grant reported herein vests in five annual installments beginning on July 12, 2004.

Read SEC document
February 12, 2003 Filed Mar 12, 2004 23:08 UTC Amendment
KRAWCHECK SALLIECEO Smith Barney
GrantEmployee Stock Options (Right to Buy) · Derivative 33,333 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-04-015446 · rrd36494.xml · derivative · entry 4

KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2013-02-12

F1 · derivative.exercise_date: The original Form 4 incorrectly stated that the employee stock option grant reported herein vests in five annual installments beginning on July 12, 2004.

Read SEC document
February 12, 2003 Filed Mar 12, 2004 23:08 UTC Amendment
KRAWCHECK SALLIECEO Smith Barney
GrantEmployee Stock Options (Right to Buy) · Derivative 33,333 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-04-015446 · rrd36494.xml · derivative · entry 3

KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2013-02-12

F1 · derivative.exercise_date: The original Form 4 incorrectly stated that the employee stock option grant reported herein vests in five annual installments beginning on July 12, 2004.

Read SEC document
February 12, 2003 Filed Mar 12, 2004 23:08 UTC Amendment
KRAWCHECK SALLIECEO Smith Barney
GrantEmployee Stock Options (Right to Buy) · Derivative 33,333 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-04-015446 · rrd36494.xml · derivative · entry 2

KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2013-02-12

F1 · derivative.exercise_date: The original Form 4 incorrectly stated that the employee stock option grant reported herein vests in five annual installments beginning on July 12, 2004.

Read SEC document
February 12, 2003 Filed Mar 12, 2004 23:08 UTC Amendment
KRAWCHECK SALLIECEO Smith Barney
GrantEmployee Stock Options (Right to Buy) · Derivative 33,333 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-04-015446 · rrd36494.xml · derivative · entry 1

KRAWCHECK SALLIE · CIK 0001226642 · CEO Smith Barney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2013-02-12

F1 · derivative.exercise_date: The original Form 4 incorrectly stated that the employee stock option grant reported herein vests in five annual installments beginning on July 12, 2004.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.