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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2004 Filed Jan 22, 2004 16:09 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003776 · rrd29691.xml · derivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:09 UTC GrantEmploye Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003776 · rrd29691.xml · derivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:10 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003777 · rrd29707.xml · derivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:10 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003777 · rrd29707.xml · derivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:13 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 7,550.5 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003779 · rrd29756.xml · derivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550.5

Underlying: Common Stock · 7,550.5 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:13 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 7,550.5 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003779 · rrd29756.xml · derivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,550.5

Underlying: Common Stock · 7,550.5 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:14 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003781 · rrd29724.xml · derivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:14 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003781 · rrd29724.xml · derivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:15 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003782 · rrd29727.xml · derivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:15 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003782 · rrd29727.xml · derivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:17 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003783 · rrd29765.xml · derivative · entry 2

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:17 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003783 · rrd29765.xml · derivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:19 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003788 · rrd29734.xml · derivative · entry 2

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:19 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003788 · rrd29734.xml · derivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:18 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003786 · rrd29731.xml · derivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:18 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003786 · rrd29731.xml · derivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:21 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003790 · rrd29737.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:21 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003790 · rrd29737.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:25 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003794 · rrd29739.xml · derivative · entry 2

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:25 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003794 · rrd29739.xml · derivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:29 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 1,262.63 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003796 · rrd29761.xml · derivative · entry 2

ZANKEL ARTHUR · CIK 0001098466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262.63

Underlying: Common Stock · 1,262.63 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 16:29 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 1,262.63 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003796 · rrd29761.xml · derivative · entry 1

ZANKEL ARTHUR · CIK 0001098466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262.63

Underlying: Common Stock · 1,262.63 shares

Expires 2010-01-20

Read SEC document
January 20, 2004 Filed Jan 22, 2004 23:16 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 70,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003879 · rrd29800.xml · derivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 23:16 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantCommon Stock 23,478.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003879 · rrd29800.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,668.8

F1 · shares: Award of restricted stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:15 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
GrantEmployee Stock Options (Right to Buy) · Derivative 16,666.67 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003878 · rrd29799.xml · derivative · entry 2

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666.67

Underlying: Common Stock · 16,666.67 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:15 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
GrantCommon Stock 25,238.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003878 · rrd29799.xml · nonDerivative · entry 1

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,410.6

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:17 UTC
CARPENTER MICHAEL ACEO Global Investments
GrantEmployee Stock Options (Right to Buy) · Derivative 70,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003880 · rrd29909.xml · derivative · entry 4

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:17 UTC
CARPENTER MICHAEL ACEO Global Investments
GrantCommon Stock 34,882.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003880 · rrd29909.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,114.6

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:17 UTC
FISCHER STANLEYVice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 55,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003881 · rrd29803.xml · derivative · entry 2

FISCHER STANLEY · CIK 0001226194 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 18:17 UTC
FISCHER STANLEYVice Chairman
GrantCommon Stock 20,124.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003881 · rrd29803.xml · nonDerivative · entry 1

FISCHER STANLEY · CIK 0001226194 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,675.9

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:22 UTC
MENEZES VICTOR JSenior Vice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003933 · rrd29796.xml · derivative · entry 4

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2010-01-20

F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:22 UTC
MENEZES VICTOR JSenior Vice Chairman
Exercise / conversionDeferred Share Units (1 for 1) · Derivative 12,678.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003933 · rrd29796.xml · derivative · entry 3

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,678.7 shares

Expires 2004-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Cash settlement of Deferred Share Units.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:22 UTC
MENEZES VICTOR JSenior Vice Chairman
GrantCommon Stock 9,056.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003933 · rrd29796.xml · nonDerivative · entry 1

MENEZES VICTOR J · CIK 0001225177 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936,499.1

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:22 UTC
MAGNER MARJORIECEO Global Consumer
GrantEmployee Stock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003936 · rrd29808.xml · derivative · entry 3

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:22 UTC
MAGNER MARJORIECEO Global Consumer
GrantCommon Stock 34,882.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003936 · rrd29808.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,015.8

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 11,333.33 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003937 · rrd29804.xml · derivative · entry 6

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,333.33

Underlying: Common Stock · 11,333.33 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC GrantCommon Stock 11,747.4 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003937 · rrd29804.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,555.5

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 66,666.67 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003938 · rrd29802.xml · derivative · entry 4

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666.67

Underlying: Common Stock · 66,666.67 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC GrantCommon Stock 48,918.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003938 · rrd29802.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,387.1

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 02:22 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 66,666.67 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003940 · rrd29806.xml · derivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666.67

Underlying: Common Stock · 66,666.67 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 23, 2004 02:22 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantCommon Stock 47,241.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003940 · rrd29806.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,431.4

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:23 UTC
HELFER MICHAEL SGeneral Counsel
GrantEmployee Stock Options (Right to Buy) · Derivative 16,666.67 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003942 · rrd29805.xml · derivative · entry 2

HELFER MICHAEL S · CIK 0001197732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666.67

Underlying: Common Stock · 16,666.67 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:23 UTC
HELFER MICHAEL SGeneral Counsel
GrantCommon Stock 20,195.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003942 · rrd29805.xml · nonDerivative · entry 1

HELFER MICHAEL S · CIK 0001197732 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695.6

F1 · shares: Award of restricted stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GrantEmployee Stock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003944 · rrd29814.xml · derivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2010-01-20

F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:25 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GrantCommon Stock 69,095.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003944 · rrd29814.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,567,197.6

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

F2 · balance_after: Includes 64,320 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 20:51 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantCommon Stock 100,623.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003945 · rrd29813.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,131.2

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:23 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 133,333.33 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003946 · rrd29812.xml · derivative · entry 4

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333.33

Underlying: Common Stock · 133,333.33 shares

Expires 2010-01-20

F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

Read SEC document
January 20, 2004 Filed Jan 22, 2004 21:23 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantCommon Stock 84,678.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003946 · rrd29812.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,082.4

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Plan.

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January 20, 2004 Filed Jan 22, 2004 21:23 UTC
MAUGHAN DERYCK CVice Chairman
GrantEmployee Stock Options (Right to Buy) · Derivative 66,666.67 $0.00 Strike: $49.50 $0.00
Disclosure

SEC source: 0001181431-04-003947 · rrd29811.xml · derivative · entry 4

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666.67

Underlying: Common Stock · 66,666.67 shares

Expires 2010-01-20

F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005.

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January 20, 2004 Filed Jan 22, 2004 21:23 UTC
MAUGHAN DERYCK CVice Chairman
GrantCommon Stock 47,408.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-003947 · rrd29811.xml · nonDerivative · entry 1

MAUGHAN DERYCK C · CIK 0001225176 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,617,974.7

F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.