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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2005 Filed Apr 5, 2005 17:09 UTC GrantCommon Stock 473.9 $48.14 $22,813.55
Disclosure

SEC source: 0001181431-05-020839 · rrd73443.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 99,859.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC OtherCommon Stock 28.7 $48.14 $1,381.62
Disclosure

SEC source: 0001181431-05-020840 · rrd73455.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC OtherCommon Stock 139.8 $48.14 $6,729.97
Disclosure

SEC source: 0001181431-05-020840 · rrd73455.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4).

Disclosed balance after: 15,971.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,081.5 shares of common stock.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC GrantCommon Stock 571.3 $48.14 $27,502.38
Disclosure

SEC source: 0001181431-05-020840 · rrd73455.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 15,831.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC OtherCommon Stock 35.2 $48.14 $1,694.53
Disclosure

SEC source: 0001181431-05-020841 · rrd73456.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 4,061.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC GrantCommon Stock 181.8 $48.14 $8,751.85
Disclosure

SEC source: 0001181431-05-020841 · rrd73456.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 4,026.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC OtherCommon Stock 28.6 $48.14 $1,376.80
Disclosure

SEC source: 0001181431-05-020842 · rrd73459.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,274.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:10 UTC OtherCommon Stock 69.1 $48.14 $3,326.47
Disclosure

SEC source: 0001181431-05-020842 · rrd73459.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3).

Disclosed balance after: 7,609.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 475.8 shares of common stock.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC OtherCommon Stock 28.7 $48.14 $1,381.62
Disclosure

SEC source: 0001181431-05-020843 · rrd73467.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,893.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC OtherCommon Stock 165.7 $48.14 $7,976.80
Disclosure

SEC source: 0001181431-05-020843 · rrd73467.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4).

Disclosed balance after: 18,649.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,345.3 shares of common stock.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC GrantCommon Stock 389.5 $48.14 $18,750.53
Disclosure

SEC source: 0001181431-05-020843 · rrd73467.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 18,483.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC GrantCommon Stock 292 $48.14 $14,056.88
Disclosure

SEC source: 0001181431-05-020844 · rrd73527.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 97,578

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC OtherCommon Stock 28.7 $48.14 $1,381.62
Disclosure

SEC source: 0001181431-05-020846 · rrd73549.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,851.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 17:11 UTC OtherCommon Stock 102.2 $48.14 $4,919.91
Disclosure

SEC source: 0001181431-05-020846 · rrd73549.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 11,258.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 21:12 UTC OtherCommon Stock 28.7 $48.14 $1,381.62
Disclosure

SEC source: 0001181431-05-020847 · rrd73553.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 21:12 UTC OtherCommon Stock 3.1 $48.14 $149.23
Disclosure

SEC source: 0001181431-05-020847 · rrd73553.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 730.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2005 Filed Apr 5, 2005 21:12 UTC GrantCommon Stock 389.5 $48.14 $18,750.53
Disclosure

SEC source: 0001181431-05-020847 · rrd73553.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 727.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:44 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 21,833.6 $49.25 $1,075,304.80
Disclosure

SEC source: 0001181431-05-010336 · rrd68968.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,774.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

F2 · balance_after: Reflects a distribution of 35,017 shares to the Reporting Person on February 1, 2005 in accordance with the terms of two Grantor Retained Annuity Trusts.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 17:44 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 9,940.8 $49.25 $489,584.40
Disclosure

SEC source: 0001181431-05-010337 · rrd68966.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,478.3

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:45 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Tax withholdingCommon Stock 55,040 $49.25 $2,710,720.00
Disclosure

SEC source: 0001181431-05-010338 · rrd68961.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,222.2

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:46 UTC
RHODES WILLIAM RSenior Vice Chairman
Tax withholdingCommon Stock 11,834.4 $49.25 $582,844.20
Disclosure

SEC source: 0001181431-05-010339 · rrd68959.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,746.9

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:48 UTC
MAGNER MARJORIEChair CEO Global Consumer
Tax withholdingCommon Stock 10,192.8 $49.25 $501,995.40
Disclosure

SEC source: 0001181431-05-010341 · rrd68934.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · Chair CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,573.6

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:47 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,944 $49.25 $686,742.00
Disclosure

SEC source: 0001181431-05-010340 · rrd68948.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323,267.3

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:48 UTC Tax withholdingCommon Stock 1,525.3 $49.25 $75,121.03
Disclosure

SEC source: 0001181431-05-010342 · rrd68927.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,940.1

F1 · balance_after: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:49 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
Tax withholdingCommon Stock 16,490.7 $49.25 $812,166.98
Disclosure

SEC source: 0001181431-05-010343 · rrd68920.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,620.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:50 UTC
CARPENTER MICHAEL AChair CEO Global Investments
Tax withholdingCommon Stock 39,176.8 $49.25 $1,929,457.40
Disclosure

SEC source: 0001181431-05-010344 · rrd68918.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,346

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 17:53 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 6,146.6 $49.25 $302,720.05
Disclosure

SEC source: 0001181431-05-010345 · rrd68914.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,935.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 14, 2005 Filed Feb 16, 2005 12:53 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
Tax withholdingCommon Stock 8,132.7 $49.25 $400,535.48
Disclosure

SEC source: 0001181431-05-010346 · rrd68908.xml · nonDerivative · entry 1

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,487.5

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of deferred stock awarded under the Issuer's Capital Accumulation Program.

Read SEC document
February 11, 2005 Filed Feb 16, 2005 12:54 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-010347 · rrd68900.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,728.5

Read SEC document
February 10, 2005 Filed Feb 16, 2005 12:48 UTC
MAGNER MARJORIEChair CEO Global Consumer
GiftCommon Stock 4,059 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-010341 · rrd68934.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · Chair CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,766.4

F1 · balance_after: Reflects a distribution of 5,674 shares to the Reporting Person on February 1, 2005 in accordance with the terms of a Grantor Retained Annuity Trust.

Read SEC document
February 10, 2005 Filed Feb 16, 2005 12:50 UTC
CARPENTER MICHAEL AChair CEO Global Investments
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-010344 · rrd68918.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,522.8

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,611 $0.00 Strike: $48.21 $0.00
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · derivative · entry 8

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,611 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · nonDerivative · entry 5

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child.

Disclosed balance after: 806

F1 · balance_after: The Reporting Person disclaims beneficial ownership of these securities.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · nonDerivative · entry 4

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,465.4

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC Tax withholdingCommon Stock 146 $49.48 $7,224.08
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,965.4

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC Tax withholdingCommon Stock 12,286 $49.48 $607,911.28
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,111.4

Read SEC document
February 09, 2005 Filed Feb 11, 2005 11:24 UTC Exercise / conversionCommon Stock 12,611 $48.21 $607,938.48
Disclosure

SEC source: 0001181431-05-008871 · rrd68112.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,397.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2005 Filed Feb 8, 2005 20:41 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 6,486 $0.00 Strike: $49.78 $0.00
Disclosure

SEC source: 0001181431-05-007831 · rrd67687.xml · derivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,486

Underlying: Common Stock · 6,486 shares

Expires 2010-04-18

Read SEC document
February 07, 2005 Filed Feb 8, 2005 20:41 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,148 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-05-007831 · rrd67687.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148

Underlying: Common Stock · 7,148 shares

Expires 2010-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2005 Filed Feb 8, 2005 20:41 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 535 $49.78 $26,632.30
Disclosure

SEC source: 0001181431-05-007831 · rrd67687.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,081.7

Read SEC document
February 07, 2005 Filed Feb 8, 2005 20:41 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 5,951 $49.78 $296,240.78
Disclosure

SEC source: 0001181431-05-007831 · rrd67687.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,616.7

Read SEC document
February 07, 2005 Filed Feb 8, 2005 20:41 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 7,148 $41.45 $296,250.29
Disclosure

SEC source: 0001181431-05-007831 · rrd67687.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,567.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2005 Filed Feb 8, 2005 15:42 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
GrantEmployee Stock Options (Right to Buy) · Derivative 16,863 $0.00 Strike: $49.78 $0.00
Disclosure

SEC source: 0001181431-05-007832 · rrd67686.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,863

Underlying: Common Stock · 16,863 shares

Expires 2010-04-18

Read SEC document
February 07, 2005 Filed Feb 8, 2005 15:42 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 18,585 $0.00 Strike: $41.45 $0.00
Disclosure

SEC source: 0001181431-05-007832 · rrd67686.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,584

Underlying: Common Stock · 18,585 shares

Expires 2010-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2005 Filed Feb 8, 2005 15:42 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
Tax withholdingCommon Stock 1,390 $49.78 $69,194.20
Disclosure

SEC source: 0001181431-05-007832 · rrd67686.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,111.5

Read SEC document
February 07, 2005 Filed Feb 8, 2005 15:42 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
Tax withholdingCommon Stock 15,473 $49.78 $770,245.94
Disclosure

SEC source: 0001181431-05-007832 · rrd67686.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,501.5

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February 07, 2005 Filed Feb 8, 2005 15:42 UTC
DRUSKIN ROBERTCEO PRESIDENT GCIB
Exercise / conversionCommon Stock 18,585 $41.45 $770,259.04
Disclosure

SEC source: 0001181431-05-007832 · rrd67686.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO PRESIDENT GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,974.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 07, 2005 Filed Feb 8, 2005 15:54 UTC
WEILL SANFORD IDirector · Chairman
GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-007837 · rrd67708.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,458,708.5

F1 · balance_after: Includes 509,800 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,838.5 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

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February 03, 2005 Filed Feb 7, 2005 15:15 UTC
CARPENTER MICHAEL AChair CEO Global Investments
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,849 $0.00 Strike: $49.62 $0.00
Disclosure

SEC source: 0001181431-05-007501 · rrd67313.xml · derivative · entry 6

CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,849 shares

Expires 2005-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2005 Filed Feb 7, 2005 15:15 UTC
CARPENTER MICHAEL AChair CEO Global Investments
Tax withholdingCommon Stock 3 $49.68 $149.04
Disclosure

SEC source: 0001181431-05-007501 · rrd67313.xml · nonDerivative · entry 3

CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,522.8

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.