Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2006 Filed Jan 4, 2006 22:09 UTC |
MULCAHY ANNE MDirector
|
OtherCommon Stock | 14.1 | $48.92 | $689.81 |
DisclosureSEC source: 0001181431-06-001124 · rrd101326.xml · nonDerivative · entry 2 MULCAHY ANNE M · CIK 0001201725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 1,960.7 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2006 Filed Jan 4, 2006 22:09 UTC |
MULCAHY ANNE MDirector
|
GrantCommon Stock | 383.3 | $48.92 | $18,752.19 |
DisclosureSEC source: 0001181431-06-001124 · rrd101326.xml · nonDerivative · entry 1 MULCAHY ANNE M · CIK 0001201725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2). Disclosed balance after: 1,946.6 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 16:17 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 161,389 | $0.00 Strike: $49.37 | $0.00 |
DisclosureSEC source: 0001181431-05-068106 · rrd100747.xml · derivative · entry 5 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,389 Underlying: Common Stock · 161,389 shares Expires 2009-10-26 Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 16:17 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 192,832 | $0.00 Strike: $33.44 | $0.00 |
DisclosureSEC source: 0001181431-05-068106 · rrd100747.xml · derivative · entry 4 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951,566 Underlying: Common Stock · 192,832 shares Expires 2009-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 16:17 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
Tax withholdingCommon Stock | 30,759 | $49.37 | $1,518,571.83 |
DisclosureSEC source: 0001181431-05-068106 · rrd100747.xml · nonDerivative · entry 3 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,665.2 Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 16:17 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
Tax withholdingCommon Stock | 130,630 | $49.37 | $6,449,203.10 |
DisclosureSEC source: 0001181431-05-068106 · rrd100747.xml · nonDerivative · entry 2 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,424.2 Read SEC document |
| December 19, 2005 Filed Dec 21, 2005 16:17 UTC |
RUBIN ROBERT EDirector · Office of the Chairman
|
Exercise / conversionCommon Stock | 192,832 | $33.44 | $6,449,208.39 |
DisclosureSEC source: 0001181431-05-068106 · rrd100747.xml · nonDerivative · entry 1 RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,054.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 19,846 | $0.00 Strike: $47.10 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 18 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,846 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,541 | $0.00 Strike: $46.34 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 17 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,541 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 16,411 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 16 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,411 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,392 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · derivative · entry 15 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,392 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 486 | $49.09 | $23,857.74 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 12 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,905.4 F1 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 16,559 | $49.09 | $812,881.31 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 11 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322,051.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 17,541 | $46.34 | $812,879.76 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 10 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,610.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 895 | $49.09 | $43,935.55 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 9 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,069.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,582 | $49.09 | $764,920.38 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 8 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,964.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 17,392 | $43.98 | $764,915.81 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 7 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,337,546.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 845 | $49.09 | $41,481.05 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 6 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,154.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 14,703 | $49.09 | $721,770.27 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 5 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,999.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 16,411 | $43.98 | $721,770.55 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 4 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335,702.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 399 | $49.09 | $19,586.91 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 3 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,291.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 19,041 | $49.09 | $934,722.69 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 2 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,690.4 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 16:36 UTC |
PRINCE CHARLESDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 19,846 | $47.10 | $934,736.68 |
DisclosureSEC source: 0001181431-05-064297 · rrd98600.xml · nonDerivative · entry 1 PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338,731.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 22:08 UTC |
Gerspach John CController
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 10,800 | $0.00 Strike: $20.61 | $0.00 |
DisclosureSEC source: 0001181431-05-063738 · rrd98391.xml · derivative · entry 5 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,876.3 Underlying: Common Stock · 10,800 shares Expires 2007-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 22:08 UTC |
Gerspach John CController
|
Tax withholdingCommon Stock | 2,816 | $49.52 | $139,448.32 |
DisclosureSEC source: 0001181431-05-063738 · rrd98391.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,250.8 Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 22:08 UTC |
Gerspach John CController
|
Tax withholdingCommon Stock | 4,495 | $49.52 | $222,592.40 |
DisclosureSEC source: 0001181431-05-063738 · rrd98391.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,066.8 Read SEC document |
| November 28, 2005 Filed Nov 30, 2005 22:08 UTC |
Gerspach John CController
|
Exercise / conversionCommon Stock | 10,800 | $20.61 | $222,607.44 |
DisclosureSEC source: 0001181431-05-063738 · rrd98391.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,561.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2005 Filed Nov 30, 2005 22:04 UTC |
THOMSON TODD SChair/CEO Global Wealth Mgt.
|
GiftCommon Stock | 10,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-063735 · rrd98293.xml · nonDerivative · entry 1 THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,643.4 F1 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee stock purchase program. Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 12,368 | $0.00 Strike: $47.10 | $0.00 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · derivative · entry 10 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,368 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 11,694 | $0.00 Strike: $46.34 | $0.00 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · derivative · entry 9 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,694 shares Expires 2005-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Tax withholdingCommon Stock | 175 | $47.94 | $8,389.50 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 6 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,421.8 Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Tax withholdingCommon Stock | 11,304 | $47.94 | $541,913.76 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 5 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,596.8 Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Exercise / conversionCommon Stock | 11,694 | $46.34 | $541,919.84 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 4 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,900.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Tax withholdingCommon Stock | 97 | $47.94 | $4,650.18 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 3 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,206.8 Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Tax withholdingCommon Stock | 12,152 | $47.94 | $582,566.88 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 2 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,303.8 Read SEC document |
| November 18, 2005 Filed Nov 22, 2005 16:32 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
Exercise / conversionCommon Stock | 12,368 | $47.10 | $582,526.62 |
DisclosureSEC source: 0001181431-05-062793 · rrd97777.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,455.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2005 Filed Nov 16, 2005 16:11 UTC |
DRUSKIN ROBERTPresident & CEO, CIB
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061754 · rrd97285.xml · nonDerivative · entry 1 DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,087.8 F1 · balance_after: On July 25, 2005 the Reporting Person transferred 25,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee. Read SEC document |
| November 14, 2005 Filed Nov 16, 2005 16:09 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
GiftCommon Stock | 21,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061752 · rrd97278.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,087 Read SEC document |
| November 14, 2005 Filed Nov 16, 2005 16:09 UTC |
RHODES WILLIAM RSenior Vice Chairman
|
SaleCommon Stock | 6,500 | $47.89 | $311,285.00 |
DisclosureSEC source: 0001181431-05-061752 · rrd97278.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,587 F1 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| November 02, 2005 Filed Nov 4, 2005 16:01 UTC |
CARPENTER MICHAEL ACEO Alternative Investments
|
SaleCommon Stock | 72,089 | $45.46 | $3,277,165.94 |
DisclosureSEC source: 0001181431-05-059712 · rrd96174.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,307 Read SEC document |
| November 02, 2005 Filed Nov 4, 2005 16:01 UTC |
CARPENTER MICHAEL ACEO Alternative Investments
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-059712 · rrd96174.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,396 F1 · balance_after: Reflects a distribution of 33,750 shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 20:16 UTC |
Gerspach John CController
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 10,348 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001181431-05-058280 · rrd95550.xml · derivative · entry 5 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,348 shares Expires 2006-01-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 20:16 UTC |
Gerspach John CController
|
Tax withholdingCommon Stock | 3,370 | $45.65 | $153,840.50 |
DisclosureSEC source: 0001181431-05-058280 · rrd95550.xml · nonDerivative · entry 3 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,761.8 Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 20:16 UTC |
Gerspach John CController
|
Tax withholdingCommon Stock | 2,801 | $45.65 | $127,865.65 |
DisclosureSEC source: 0001181431-05-058280 · rrd95550.xml · nonDerivative · entry 2 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,131.8 Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 20:16 UTC |
Gerspach John CController
|
Exercise / conversionCommon Stock | 10,348 | $12.36 | $127,877.48 |
DisclosureSEC source: 0001181431-05-058280 · rrd95550.xml · nonDerivative · entry 1 Gerspach John C · CIK 0001321140 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,932.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 16:40 UTC |
WEILL SANFORD IDirector · Chairman
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 499,950 | $0.00 Strike: $32.05 | $0.00 |
DisclosureSEC source: 0001181431-05-058295 · rrd95549.xml · derivative · entry 6 WEILL SANFORD I · CIK 0001127316 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,100 Underlying: Common Stock · 499,950 shares Expires 2009-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 16:40 UTC |
WEILL SANFORD IDirector · Chairman
|
Tax withholdingCommon Stock | 73,654 | $45.65 | $3,362,305.10 |
DisclosureSEC source: 0001181431-05-058295 · rrd95549.xml · nonDerivative · entry 3 WEILL SANFORD I · CIK 0001127316 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,371,095 F1 · balance_after: Includes 7,034 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 16:40 UTC |
WEILL SANFORD IDirector · Chairman
|
Tax withholdingCommon Stock | 351,005 | $45.65 | $16,023,378.25 |
DisclosureSEC source: 0001181431-05-058295 · rrd95549.xml · nonDerivative · entry 2 WEILL SANFORD I · CIK 0001127316 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,444,749 F1 · balance_after: Includes 7,034 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person. Read SEC document |
| October 27, 2005 Filed Oct 28, 2005 16:40 UTC |
WEILL SANFORD IDirector · Chairman
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Exercise / conversionCommon Stock | 499,950 | $32.05 | $16,023,397.50 |
DisclosureSEC source: 0001181431-05-058295 · rrd95549.xml · nonDerivative · entry 1 WEILL SANFORD I · CIK 0001127316 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,795,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 7,034 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person. Read SEC document |
| October 18, 2005 Filed Oct 20, 2005 16:16 UTC |
HELFER MICHAEL SGeneral Counsel
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GrantCommon Stock | 66,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-057176 · rrd94314.xml · nonDerivative · entry 1 HELFER MICHAEL S · CIK 0001197732 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,745.3 F1 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan. F2 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.