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CITIGROUP INC

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Tapewire entity
2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2006 Filed Jan 24, 2006 16:26 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Tax withholdingCommon Stock 4,409.8 $46.52 $205,143.90
Disclosure

SEC source: 0001181431-06-005273 · rrd104511.xml · nonDerivative · entry 2

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,040.2

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:26 UTC
RUBIN ROBERT EDirector · Office of the Chairman
Tax withholdingCommon Stock 9,955.9 $46.52 $463,148.47
Disclosure

SEC source: 0001181431-06-005273 · rrd104511.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,450

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 21:27 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 1,850.5 $46.52 $86,085.26
Disclosure

SEC source: 0001181431-06-005274 · rrd104497.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,114.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 21:27 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 4,111.6 $46.52 $191,271.63
Disclosure

SEC source: 0001181431-06-005274 · rrd104497.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,965.2

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:28 UTC
VOLK STEPHEN RVICE CHAIRMAN
Tax withholdingCommon Stock 4,902.6 $46.52 $228,068.95
Disclosure

SEC source: 0001181431-06-005276 · rrd104506.xml · nonDerivative · entry 2

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,478.9

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:28 UTC
VOLK STEPHEN RVICE CHAIRMAN
Tax withholdingCommon Stock 2,206.6 $46.52 $102,651.03
Disclosure

SEC source: 0001181431-06-005276 · rrd104506.xml · nonDerivative · entry 1

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,381.5

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:31 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 5,085.4 $46.52 $236,572.81
Disclosure

SEC source: 0001181431-06-005286 · rrd104505.xml · nonDerivative · entry 2

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518,289.7

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

F2 · balance_after: Includes 7,097.5 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:31 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 11,299.4 $46.52 $525,648.09
Disclosure

SEC source: 0001181431-06-005286 · rrd104505.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,523,375.1

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:34 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,011.8 $46.52 $605,308.94
Disclosure

SEC source: 0001181431-06-005288 · rrd104496.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,827

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Jan 24, 2006 16:34 UTC
PRINCE CHARLESDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,855.4 $46.52 $272,393.21
Disclosure

SEC source: 0001181431-06-005288 · rrd104496.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,838.8

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.

Read SEC document
January 20, 2006 Filed Dec 21, 2009 16:29 UTC PurchaseCommon Stock 600 $46.56 $27,936.00
Disclosure

SEC source: 0001181431-09-057951 · rrd260301.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 600

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:46 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 4,599.34 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004265 · rrd103904.xml · derivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,599.34

Underlying: Common Stock · 4,599.34 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:46 UTC GrantCommon Stock 2,306.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004265 · rrd103904.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,486.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:47 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 9,198.69 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004266 · rrd103905.xml · derivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198.69

Underlying: Common Stock · 9,198.69 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:47 UTC GrantCommon Stock 1,537.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004266 · rrd103905.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,784.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:47 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 18,397.38 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004267 · rrd103907.xml · derivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397.38

Underlying: Common Stock · 18,397.38 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:48 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004268 · rrd103908.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,058.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:48 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004270 · rrd103910.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,440

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:49 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004272 · rrd103915.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,016.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:48 UTC
FORD GERALD RHonorary Director
GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004271 · rrd103912.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Honorary Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,204

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:49 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004273 · rrd103923.xml · nonDerivative · entry 1

KLEINFELD KLAUS · CIK 0001268014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,731.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 20:49 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 9,198.69 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004274 · rrd103924.xml · derivative · entry 2

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198.69

Underlying: Common Stock · 9,198.69 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 20:49 UTC GrantCommon Stock 1,537.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004274 · rrd103924.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,924.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:50 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004275 · rrd103917.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,804

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 20:50 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004276 · rrd103918.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:51 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 18,397.38 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004277 · rrd103919.xml · derivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397.38

Underlying: Common Stock · 18,397.38 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 20:52 UTC
RODIN JUDITHDirector
GrantEmployee Stock Options (Right to Buy) · Derivative 9,198.69 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-06-004278 · rrd103921.xml · derivative · entry 4

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198.69

Underlying: Common Stock · 9,198.69 shares

Expires 2012-01-17

Read SEC document
January 17, 2006 Filed Jan 19, 2006 20:52 UTC
RODIN JUDITHDirector
GrantCommon Stock 1,537.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004278 · rrd103921.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784.8

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 15:52 UTC GrantCommon Stock 3,075.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004280 · rrd103922.xml · nonDerivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,212.7

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 513.6 shares acquired during 2005 under the Citigroup Dividend Reinvestment Plan.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:52 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
GrantCommon Stock 12,492.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004327 · rrd104104.xml · nonDerivative · entry 2

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,146.3

F1 · shares: Award of deferred stock.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:52 UTC
BISCHOFF WINFRIED F W SIRChairman, Citigroup Europe
GrantCommon Stock 27,761.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004327 · rrd104104.xml · nonDerivative · entry 1

BISCHOFF WINFRIED F W SIR · CIK 0001196150 · Chairman, Citigroup Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,653.5

F1 · shares: Award of deferred stock.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:53 UTC
BANGA AJAYCo-CEO, Global Consumer Group
GrantCommon Stock 41,007.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004328 · rrd103969.xml · nonDerivative · entry 2

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,073.8

F2 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:53 UTC
BANGA AJAYCo-CEO, Global Consumer Group
GrantCommon Stock 18,453.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004328 · rrd103969.xml · nonDerivative · entry 1

BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,066.7

F1 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:54 UTC
DRUSKIN ROBERTPresident & CEO, CIB
GrantCommon Stock 33,830.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004329 · rrd103961.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,667.7

F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:54 UTC
DRUSKIN ROBERTPresident & CEO, CIB
GrantCommon Stock 75,179.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004329 · rrd103961.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,836.8

F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:54 UTC
Freiberg Steven JCo-CEO Global Consumer Group
GrantCommon Stock 41,007.1 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004330 · rrd104041.xml · nonDerivative · entry 2

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,424.1

F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:54 UTC
Freiberg Steven JCo-CEO Global Consumer Group
GrantCommon Stock 18,453.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004330 · rrd104041.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,417

F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:55 UTC
KRAWCHECK SALLIEChief Financial Officer
GrantCommon Stock 27,064.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004331 · rrd103966.xml · nonDerivative · entry 2

KRAWCHECK SALLIE · CIK 0001226642 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,827

F2 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:55 UTC
KRAWCHECK SALLIEChief Financial Officer
GrantCommon Stock 60,143.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004331 · rrd103966.xml · nonDerivative · entry 1

KRAWCHECK SALLIE · CIK 0001226642 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,762.3

F1 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:56 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantCommon Stock 136,690.4 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004332 · rrd103963.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,694.2

F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:56 UTC
PRINCE CHARLESDirector · Chief Executive Officer
GrantCommon Stock 61,510.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004332 · rrd103963.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,003.8

F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:56 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantCommon Stock 43,057.4 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004333 · rrd103962.xml · nonDerivative · entry 2

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,405.9

F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program),

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:56 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantCommon Stock 95,683.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004333 · rrd103962.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,348.5

F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:57 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantCommon Stock 43,057.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004334 · rrd103964.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,076.8

F2 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 21:57 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantCommon Stock 19,375.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004334 · rrd103964.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,019.3

F1 · shares: Award of restricted stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:58 UTC
VOLK STEPHEN RVICE CHAIRMAN
GrantCommon Stock 53,309.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004335 · rrd103958.xml · nonDerivative · entry 2

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,588.1

F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 16:58 UTC
VOLK STEPHEN RVICE CHAIRMAN
GrantCommon Stock 23,989.2 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004335 · rrd103958.xml · nonDerivative · entry 1

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,278.8

F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program).

Read SEC document
January 17, 2006 Filed Jan 19, 2006 17:02 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantCommon Stock 6,746 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 3

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,962.4

F1 · shares: Award of deferred stock.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 17:02 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantCommon Stock 20,298.5 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 2

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,216.4

F1 · shares: Award of deferred stock.

Read SEC document
January 17, 2006 Filed Jan 19, 2006 17:02 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantCommon Stock 33,830.9 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-004336 · rrd104101.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,917.9

F1 · shares: Award of deferred stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.