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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 16, 2007 Filed Jan 18, 2007 19:32 UTC
RHODES WILLIAM RSenior Vice Chairman
GrantCommon Stock 32,133.7 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004749 · rrd143317.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,353.9

F1 · shares: Award of deferred stock.

F2 · balance_after: Includes 3.4488 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program.

Read SEC document
January 16, 2007 Filed Jan 18, 2007 19:34 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantCommon Stock 38,560.4 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004752 · rrd143318.xml · nonDerivative · entry 2

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,440.1

F1 · shares: Award of deferred stock.

Read SEC document
January 16, 2007 Filed Jan 18, 2007 19:34 UTC
RUBIN ROBERT EDirector · Office of the Chairman
GrantCommon Stock 85,689.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004752 · rrd143318.xml · nonDerivative · entry 1

RUBIN ROBERT E · CIK 0001225178 · Director · Office of the Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,879.7

F1 · shares: Award of deferred stock.

Read SEC document
January 16, 2007 Filed Jan 18, 2007 19:35 UTC
VOLK STEPHEN RVICE CHAIRMAN
GrantCommon Stock 26,028.3 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004753 · rrd143322.xml · nonDerivative · entry 2

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,951.8

F1 · shares: Award of deferred stock.

Read SEC document
January 16, 2007 Filed Jan 18, 2007 19:35 UTC
VOLK STEPHEN RVICE CHAIRMAN
GrantCommon Stock 57,840.6 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004753 · rrd143322.xml · nonDerivative · entry 1

VOLK STEPHEN R · CIK 0001167954 · VICE CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,923.5

F1 · shares: Award of deferred stock.

Read SEC document
January 16, 2007 Filed Jan 19, 2007 16:00 UTC Amendment
MEDINA-MORA MANUELCEO Latin America & Mexico
GrantCommon Stock 42,578.8 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-004901 · rrd143619.xml · nonDerivative · entry 1

MEDINA-MORA MANUEL · CIK 0001339253 · CEO Latin America & Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,538.7

F1 · shares: The original Form 4 incorrectly reported the number of shares awarded to the Reporting Person.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:40 UTC GrantCommon Stock 46.9 $51.38 $2,409.68
Disclosure

SEC source: 0001181431-07-000923 · rrd140962.xml · nonDerivative · entry 4

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:40 UTC GrantCommon Stock 293.8 $51.38 $15,095.15
Disclosure

SEC source: 0001181431-07-000923 · rrd140962.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 111,280.3

F4 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:40 UTC GrantCommon Stock 757.3 $51.38 $38,909.32
Disclosure

SEC source: 0001181431-07-000923 · rrd140962.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 110,986.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:40 UTC GrantCommon Stock 444 $51.38 $22,812.28
Disclosure

SEC source: 0001181431-07-000923 · rrd140962.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 110,229.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:42 UTC GrantCommon Stock 47.2 $51.38 $2,425.09
Disclosure

SEC source: 0001181431-07-000933 · rrd140963.xml · nonDerivative · entry 3

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:42 UTC GrantCommon Stock 187.5 $51.38 $9,633.56
Disclosure

SEC source: 0001181431-07-000933 · rrd140963.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 20,027.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,076.6 shares of common stock.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:42 UTC GrantCommon Stock 255.5 $51.38 $13,127.33
Disclosure

SEC source: 0001181431-07-000933 · rrd140963.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 19,840.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:43 UTC GrantCommon Stock 52 $51.38 $2,671.71
Disclosure

SEC source: 0001181431-07-000940 · rrd140966.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,658.9

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:43 UTC GrantCommon Stock 170.3 $51.38 $8,749.84
Disclosure

SEC source: 0001181431-07-000940 · rrd140966.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 5,606.9

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:44 UTC GrantCommon Stock 62.4 $51.38 $3,206.05
Disclosure

SEC source: 0001181431-07-000945 · rrd140967.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,316.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:44 UTC GrantCommon Stock 212.5 $51.38 $10,918.04
Disclosure

SEC source: 0001181431-07-000945 · rrd140967.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 22,772.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,331.8 shares of common stock.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:44 UTC GrantCommon Stock 364.9 $51.38 $18,748.20
Disclosure

SEC source: 0001181431-07-000945 · rrd140967.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 22,560

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:45 UTC GrantCommon Stock 62.4 $51.38 $3,206.05
Disclosure

SEC source: 0001181431-07-000946 · rrd140969.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,697.6

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:45 UTC GrantCommon Stock 77.2 $51.38 $3,966.46
Disclosure

SEC source: 0001181431-07-000946 · rrd140969.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3)

Disclosed balance after: 8,145

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 475.2 shares of common stock.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:45 UTC GrantCommon Stock 62.4 $51.38 $3,206.05
Disclosure

SEC source: 0001181431-07-000948 · rrd140974.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,274.2

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:45 UTC GrantCommon Stock 114.3 $51.38 $5,872.62
Disclosure

SEC source: 0001181431-07-000948 · rrd140974.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 12,050.9

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:49 UTC GrantCommon Stock 234 $51.38 $12,022.69
Disclosure

SEC source: 0001181431-07-000951 · rrd140982.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) & (4)

Disclosed balance after: 24,747.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,347.5 shares of common stock.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 17:49 UTC GrantCommon Stock 73 $51.38 $3,750.67
Disclosure

SEC source: 0001181431-07-000951 · rrd140982.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 24,513.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:47 UTC GrantCommon Stock 19 $51.38 $976.20
Disclosure

SEC source: 0001181431-07-000949 · rrd140978.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.5

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:48 UTC GrantCommon Stock 62.4 $51.38 $3,206.05
Disclosure

SEC source: 0001181431-07-000950 · rrd140980.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,580.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:48 UTC GrantCommon Stock 21.6 $51.38 $1,109.79
Disclosure

SEC source: 0001181431-07-000950 · rrd140980.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,351.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:48 UTC GrantCommon Stock 73 $51.38 $3,750.67
Disclosure

SEC source: 0001181431-07-000950 · rrd140980.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 2,329.5

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:50 UTC
RODIN JUDITHDirector
GrantCommon Stock 47.2 $51.38 $2,425.09
Disclosure

SEC source: 0001181431-07-000953 · rrd141001.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979.7

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:50 UTC
RODIN JUDITHDirector
GrantCommon Stock 30.7 $51.38 $1,577.34
Disclosure

SEC source: 0001181431-07-000953 · rrd141001.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 3,492.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
January 01, 2007 Filed Jan 3, 2007 22:50 UTC
RODIN JUDITHDirector
GrantCommon Stock 255.5 $51.38 $13,127.33
Disclosure

SEC source: 0001181431-07-000953 · rrd141001.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 3,462.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,900 $0.00 Strike: $56.41 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 15

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2008-03-25

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,942 $0.00 Strike: $56.41 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 14

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942

Underlying: Common Stock · 2,942 shares

Expires 2008-03-25

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 1,311 $0.00 Strike: $56.41 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 13

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Underlying: Common Stock · 1,311 shares

Expires 2008-11-02

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,200 $0.00 Strike: $46.53 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 12

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,248 $0.00 Strike: $46.48 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 11

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,248 shares

Expires 2008-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,449 $0.00 Strike: $46.34 $0.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · derivative · entry 10

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,449 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 121 $56.41 $6,825.61
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 9

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,757.2

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 1,190 $56.41 $67,127.90
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 8

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,878.2

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 1,449 $46.34 $67,149.12
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 7

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,068.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 265 $56.41 $14,948.65
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,619.2

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,677 $56.41 $151,009.57
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,884.2

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 3,248 $46.48 $150,979.71
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,561.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 261 $56.41 $14,723.01
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,313.2

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December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,639 $56.41 $148,865.99
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,574.2

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December 28, 2006 Filed Jan 3, 2007 17:18 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 3,200 $46.53 $148,896.00
Disclosure

SEC source: 0001181431-07-000406 · rrd140871.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,213.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 37,401 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 22

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,401

Underlying: Common Stock · 37,401 shares

Expires 2008-11-02

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December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 37,807 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 21

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,807

Underlying: Common Stock · 37,807 shares

Expires 2008-11-02

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December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 11,766 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 20

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,766

Underlying: Common Stock · 11,766 shares

Expires 2008-03-25

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December 28, 2006 Filed Jan 3, 2007 12:19 UTC
DRUSKIN ROBERTChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 11,599 $0.00 Strike: $55.88 $0.00
Disclosure

SEC source: 0001181431-07-000408 · rrd140867.xml · derivative · entry 19

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,599

Underlying: Common Stock · 11,599 shares

Expires 2008-03-25

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.