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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2007 Filed Oct 3, 2007 16:57 UTC GrantCommon Stock 285 $46.05 $13,122.83
Disclosure

SEC source: 0001181431-07-060669 · rrd174000.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 24,696.2

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:58 UTC GrantCommon Stock 72.1 $46.05 $3,319.84
Disclosure

SEC source: 0001181431-07-060670 · rrd174018.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,380.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:58 UTC GrantCommon Stock 190 $46.05 $8,748.55
Disclosure

SEC source: 0001181431-07-060670 · rrd174018.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,308.7

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:59 UTC GrantCommon Stock 71.7 $46.05 $3,301.43
Disclosure

SEC source: 0001181431-07-060675 · rrd174024.xml · nonDerivative · entry 3

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,888.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F3 · balance_after: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,656.1 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,477.5 shares of common stock.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:59 UTC GrantCommon Stock 323.4 $46.05 $14,890.95
Disclosure

SEC source: 0001181431-07-060675 · rrd174024.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 28,163.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 46,656.1 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 13,477.5 shares of common stock.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:59 UTC GrantCommon Stock 407.2 $46.05 $18,749.52
Disclosure

SEC source: 0001181431-07-060675 · rrd174024.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 27,840.1

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:00 UTC GrantCommon Stock 40.7 $46.05 $1,874.03
Disclosure

SEC source: 0001181431-07-060677 · rrd174041.xml · nonDerivative · entry 1

LIVERIS ANDREW N · CIK 0001269971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:59 UTC GrantCommon Stock 71.7 $46.05 $3,301.43
Disclosure

SEC source: 0001181431-07-060676 · rrd174031.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,648.7

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 16:59 UTC GrantCommon Stock 98 $46.05 $4,512.41
Disclosure

SEC source: 0001181431-07-060676 · rrd174031.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (3)

Disclosed balance after: 8,415

F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3 · balance_after: In addition, the Reporting Person directly beneficially owns 1,956.7 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 565.2 shares of common stock.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:00 UTC
RODIN JUDITHDirector
GrantCommon Stock 35.8 $46.05 $1,648.41
Disclosure

SEC source: 0001181431-07-060678 · rrd174052.xml · nonDerivative · entry 3

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:00 UTC
RODIN JUDITHDirector
GrantCommon Stock 88.7 $46.05 $4,084.19
Disclosure

SEC source: 0001181431-07-060678 · rrd174052.xml · nonDerivative · entry 2

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 7,901.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:00 UTC
RODIN JUDITHDirector
GrantCommon Stock 285 $46.05 $13,122.83
Disclosure

SEC source: 0001181431-07-060678 · rrd174052.xml · nonDerivative · entry 1

RODIN JUDITH · CIK 0001102075 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 7,812.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:11 UTC GrantCommon Stock 71.7 $46.05 $3,301.43
Disclosure

SEC source: 0001181431-07-060694 · rrd174044.xml · nonDerivative · entry 3

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,152.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:11 UTC GrantCommon Stock 70.7 $46.05 $3,255.38
Disclosure

SEC source: 0001181431-07-060694 · rrd174044.xml · nonDerivative · entry 2

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,149.3

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 21:11 UTC GrantCommon Stock 81.4 $46.05 $3,748.06
Disclosure

SEC source: 0001181431-07-060694 · rrd174044.xml · nonDerivative · entry 1

MULCAHY ANNE M · CIK 0001201725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 6,078.6

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 17:27 UTC GrantCommon Stock 1,609.4 $46.05 $74,104.82
Disclosure

SEC source: 0001181431-07-060708 · rrd174177.xml · nonDerivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614.4

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 17:34 UTC GrantCommon Stock 33.2 $46.05 $1,528.69
Disclosure

SEC source: 0001181431-07-060722 · rrd174046.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 17:34 UTC GrantCommon Stock 308.2 $46.05 $14,191.07
Disclosure

SEC source: 0001181431-07-060722 · rrd174046.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (2) and (4)

Disclosed balance after: 26,941.2

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 42,603.2 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 12,306.8 shares of common stock.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 17:34 UTC GrantCommon Stock 488.6 $46.05 $22,497.59
Disclosure

SEC source: 0001181431-07-060722 · rrd174046.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 26,633

F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
August 16, 2007 Filed Aug 22, 2007 19:41 UTC
Gerspach John CController
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-053584 · rrd170055.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,501

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 4,014 $0.00 Strike: $50.86 $0.00
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · derivative · entry 10

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,014

Underlying: Common Stock · 4,014 shares

Expires 2012-02-13

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 7,795 $0.00 Strike: $50.86 $0.00
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · derivative · entry 9

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,795

Underlying: Common Stock · 7,795 shares

Expires 2012-02-13

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,577 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · derivative · entry 8

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,577 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 4,427 $0.00 Strike: $41.90 $0.00
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · derivative · entry 7

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,427 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 358 $50.73 $18,161.34
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,202.9

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 3,656 $50.73 $185,468.88
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,560.9

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 4,427 $41.90 $185,478.46
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,216.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 675 $50.73 $34,242.75
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,789.9

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 7,120 $50.73 $361,197.60
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,464.9

Read SEC document
July 23, 2007 Filed Jul 25, 2007 16:12 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 8,577 $42.11 $361,174.90
Disclosure

SEC source: 0001181431-07-047538 · rrd166740.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,584.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2007 Filed Jul 24, 2007 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
GrantEmployee Stock Options (Right to Buy) · Derivative 11,591 $0.00 Strike: $50.73 $0.00
Disclosure

SEC source: 0001181431-07-047295 · rrd166667.xml · derivative · entry 6

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,591

Underlying: Common Stock · 11,591 shares

Expires 2012-02-13

Read SEC document
July 20, 2007 Filed Jul 24, 2007 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,866 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-047295 · rrd166667.xml · derivative · entry 5

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,866 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2007 Filed Jul 24, 2007 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 995 $51.13 $50,874.35
Disclosure

SEC source: 0001181431-07-047295 · rrd166667.xml · nonDerivative · entry 3

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,228.5

Read SEC document
July 20, 2007 Filed Jul 24, 2007 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 10,596 $51.13 $541,773.48
Disclosure

SEC source: 0001181431-07-047295 · rrd166667.xml · nonDerivative · entry 2

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,223.5

Read SEC document
July 20, 2007 Filed Jul 24, 2007 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionCommon Stock 12,866 $42.11 $541,783.40
Disclosure

SEC source: 0001181431-07-047295 · rrd166667.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,819.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:41 UTC
CRITTENDEN GARY LChief Financial Officer
GrantCommon Stock 277,574 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-046690 · rrd166273.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,574

F1 · shares: Award of restricted stock pursuant to the Reporting Person's offer letter dated February 23, 2007 that was filed as Exhibit 10.01 to the Issuer's quarterly report on Form 10-Q for the quarter ended March 31, 2007, which was filed with the Securities and Exchange Commission on May 4, 2007. The restricted stock vests 50% on March 12, 2008 and 50% on March 12, 2009.

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC
Klein Michael StuartCo-CEO Citi Markets & Banking
GrantEmployee Stock Options (Right to Buy) · Derivative 19,282 $0.00 Strike: $52.46 $0.00
Disclosure

SEC source: 0001181431-07-046700 · rrd166418.xml · derivative · entry 7

Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,282

Underlying: Common Stock · 19,282 shares

Expires 2012-02-13

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC
Klein Michael StuartCo-CEO Citi Markets & Banking
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 21,444 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-046700 · rrd166418.xml · derivative · entry 6

Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,444 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC
Klein Michael StuartCo-CEO Citi Markets & Banking
Tax withholdingCommon Stock 1,980 $52.19 $103,336.20
Disclosure

SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 3

Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,551.5

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC
Klein Michael StuartCo-CEO Citi Markets & Banking
Tax withholdingCommon Stock 17,302 $52.19 $902,991.38
Disclosure

SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,531.5

Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC
Klein Michael StuartCo-CEO Citi Markets & Banking
Exercise / conversionCommon Stock 21,444 $42.11 $903,000.41
Disclosure

SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,833.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:59 UTC
MAHERAS THOMAS GCo-CEO Citi Markets & Banking
GrantEmployee Stock Options (Right to Buy) · Derivative 23,964 $0.00 Strike: $52.52 $0.00
Disclosure

SEC source: 0001181431-07-046202 · rrd166059.xml · derivative · entry 6

MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,964

Underlying: Common Stock · 23,964 shares

Expires 2012-02-13

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:59 UTC
MAHERAS THOMAS GCo-CEO Citi Markets & Banking
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 26,805 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-046202 · rrd166059.xml · derivative · entry 5

MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,805 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:59 UTC
MAHERAS THOMAS GCo-CEO Citi Markets & Banking
Tax withholdingCommon Stock 2,602 $52.84 $137,489.68
Disclosure

SEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 3

MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,440,092.01

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:59 UTC
MAHERAS THOMAS GCo-CEO Citi Markets & Banking
Tax withholdingCommon Stock 21,362 $52.84 $1,128,768.08
Disclosure

SEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 2

MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442,694.01

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:59 UTC
MAHERAS THOMAS GCo-CEO Citi Markets & Banking
Exercise / conversionCommon Stock 26,805 $42.11 $1,128,750.51
Disclosure

SEC source: 0001181431-07-046202 · rrd166059.xml · nonDerivative · entry 1

MAHERAS THOMAS G · CIK 0001389100 · Co-CEO Citi Markets & Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464,056.01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 13, 2007 Filed Jul 17, 2007 16:56 UTC
DRUSKIN ROBERTChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 23,885 $0.00 Strike: $52.52 $0.00
Disclosure

SEC source: 0001181431-07-046199 · rrd166056.xml · derivative · entry 7

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,885

Underlying: Common Stock · 23,885 shares

Expires 2012-02-13

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July 13, 2007 Filed Jul 17, 2007 16:56 UTC
DRUSKIN ROBERTChief Operating Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 26,805 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-07-046199 · rrd166056.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,805 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:56 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 2,523 $52.84 $133,315.32
Disclosure

SEC source: 0001181431-07-046199 · rrd166056.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,472.9

Read SEC document
July 13, 2007 Filed Jul 17, 2007 16:56 UTC
DRUSKIN ROBERTChief Operating Officer
Tax withholdingCommon Stock 21,362 $52.84 $1,128,768.08
Disclosure

SEC source: 0001181431-07-046199 · rrd166056.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,995.9

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.