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person · Reporting owner

Klein Michael Stuart

Disclosed activity across 15 companies

Tapewire entity
17203
SEC CIK
0001327392

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIGROUP INCC · Entity 2837Co-CEO Citi Markets & BankingJanuary 22, 2008January 25, 2008
Churchill Capital Corp IX/CaymanCCIX U · Entity 80603Director · See Remarks · 10% ownerMay 06, 2024May 08, 2024
Churchill Capital Corp VCCV · Entity 10888010% ownerDecember 18, 2020December 22, 2020
Churchill Capital Corp VICCVI · Entity 109345Director · See Remarks · 10% ownerFebruary 11, 2021February 12, 2021
Churchill Capital Corp VIICVII · Entity 88064Director · See Remarks · 10% ownerFebruary 11, 2021February 12, 2021
Churchill Capital Corp XICCXIU · Entity 5195Director · See Remarks · 10% ownerDecember 18, 2025December 19, 2025
Churchill Capital Corp XIICXIIU · Entity 5347Director · See Remarks · 10% ownerApril 29, 2026April 29, 2026
Churchill Capital Corp XIIIXIIIU · Entity 9358Director · See Remarks · 10% ownerAugust 03, 2026August 05, 2026
Claritev CorpCTEV · Entity 5238DirectorApril 29, 2026May 01, 2026
Hall of Fame Resort & Entertainment CoHOFV · Entity 70592DirectorJuly 22, 2020July 25, 2020
Lucid Group, Inc.CCIV · Entity 1530Director · See Remarks · 10% ownerJuly 29, 2020July 29, 2020
Oklo Inc.OKLO · Entity 593Director · 10% ownerSeptember 22, 2025September 25, 2025
Skillsoft Corp.SKIL · Entity 2275DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIGROUP INC

Report date January 22, 2008 · Filed January 25, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,152,254.5 Reported balance After 2008-01-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2008-01-22 · Grant · Acquired 524,117 · Balance 1,152,254.5

F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.

F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.

Common StockSEC Table I · non-derivativeIndirectBy GRAT143,350 Reported balance Holding disclosure · report date 2008-01-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 143,350

F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.

Common StockSEC Table I · non-derivativeIndirectBy Trust127 Reported balance Holding disclosure · report date 2008-01-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 127

Filing footnotes · ownership attribution and instrument terms

F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.

F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.

Churchill Capital Corp IX/Cayman

Report date May 06, 2024 · Filed May 08, 2024

Jointly reported with Churchill Sponsor IX LLC, M. Klein Associates, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote725,000 Reported balance After 2024-05-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-06 · Purchase · Acquired 725,000 · Balance 725,000

F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).

F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).

F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp V

Report date December 18, 2020 · Filed December 22, 2020

Jointly reported with Churchill Sponsor V LLC, M. Klein Associates, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stockSEC Table II · derivative / convertible securityIndirectSee footnote12,500,000 Reported balance After 2020-12-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-12-18 · Other · Disposed 437,500 · Balance 12,500,000

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.

Churchill Capital Corp VI

Report date February 11, 2021 · Filed February 12, 2021

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VI LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2021-02-11 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Churchill Capital Corp VII

Report date February 11, 2021 · Filed February 12, 2021

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VII LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2021-02-11 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Churchill Capital Corp XI

Report date December 18, 2025 · Filed December 19, 2025

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XI LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote14,300,000 Reported balance After 2025-12-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-12-18 · Purchase · Acquired 500,000 · Balance 14,300,000

F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).

F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).

F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp XII

Report date April 29, 2026 · Filed April 29, 2026

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XII LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote350,000 Reported balance After 2026-04-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-04-29 · Purchase · Acquired 350,000 · Balance 350,000

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.

F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.

F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp XIII

Report date August 03, 2026 · Filed August 05, 2026

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XIII LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectSee footnote350,000 Reported balance After 2026-08-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-08-03 · Purchase · Acquired 350,000 · Balance 350,000

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.

F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.

F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Claritev Corp

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect24,334 Reported balance After 2026-04-29 transaction · row 1
1 source row

Row 1 · 2026-04-29 · Grant · Acquired 8,977 · Balance 24,334

F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

Class A common stockSEC Table I · non-derivativeIndirectSee note195,490 Reported balance Holding disclosure · report date 2026-04-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 195,490

F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member.

F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member.

F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.

Hall of Fame Resort & Entertainment Co

Report date July 22, 2020 · Filed July 25, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectM. Klein & Company, LLC419,382 Reported balance After 2020-07-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-07-22 · Sale · Disposed 90,287 · Balance 419,382

F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectThe Klein Group1,078,984 Reported balance Holding disclosure · report date 2020-07-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,078,984

F2: Mr. Klein owns The Klein Group.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein.

F2: Mr. Klein owns The Klein Group.

Lucid Group, Inc.

Report date July 29, 2020 · Filed July 29, 2020

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor IV LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee Explanation of ReponsesNot disclosed Reported balance Holding disclosure · report date 2020-07-29 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC.

Oklo Inc.

Report date September 22, 2025 · Filed September 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee Footnote160,000 Reported balance After 2025-09-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-09-22 · Sale · Disposed 40,000 · Balance 160,000

F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee Footnote150,000 Reported balance After 2025-09-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-09-22 · Sale · Disposed 10,000 · Balance 150,000

F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

Skillsoft Corp.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,500 Reported balance After 2026-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-30 · Grant · Acquired 17,500 · Balance 17,500

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Churchill Capital Corp

Report date May 11, 2019 · Filed May 15, 2019

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor LLC

Section 16 reporting ended · disclosed 2019-05-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityDirect500,000 Reported balance After 2019-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-05-13 · Grant · Acquired 500,000 · Balance 500,000

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-05-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-13 · Disposition to issuer · Acquired 500,000 · Balance 0

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.

Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee Footnote17,050,000 Reported balance After 2019-05-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-11 · Sale · Acquired 200,000 · Balance 17,050,000

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.

Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2019-05-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-05-13 · Disposition to issuer · Acquired 17,050,000 · Balance 0

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.

F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.

F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.

Infleqtion, Inc.

Report date February 12, 2026 · Filed February 17, 2026

Jointly reported with Churchill Sponsor X LLC, M. Klein Associates, Inc.

Section 16 reporting ended · disclosed 2026-02-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote10,650,000 Reported balance After 2026-02-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-02-12 · Conversion · Acquired 10,650,000 · Balance 10,650,000

F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.

F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

Class B ordinary sharesSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2026-02-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-12 · Conversion · Disposed 10,350,000 · Balance 0

F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-02-13IndirectSee footnote75,000 Reported balance After 2026-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-12 · Other · Acquired 75,000 · Balance 75,000

F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.

F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.

F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 22:21 UTC Churchill Capital Corp XIII XIIIU · Entity 9358 PurchaseClass A Ordinary Shares 350,000 $10.00 $3,500,000.00
Disclosure

SEC source: 0001213900-26-085827 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

CHURCHILL SPONSOR XIII LLC · CIK 0002124749 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 350,000

F1 · shares: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.

F1 · balance_after: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.

F2 · ownership.nature: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 23:23 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001327392-26-000004 · form4-07022026_110759.xml · derivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Read SEC document
June 25, 2026 Filed Jun 26, 2026 22:19 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionRestricted Stock Units · Derivative 12,430 $0.00 $0.00
Disclosure

SEC source: 0001327392-26-000002 · form4-06262026_100657.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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June 25, 2026 Filed Jun 26, 2026 22:19 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A Common Stock 12,430 $0.00 $0.00
Disclosure

SEC source: 0001327392-26-000002 · form4-06262026_100657.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2026 Filed Apr 29, 2026 20:50 UTC Churchill Capital Corp XII CXIIU · Entity 5347 PurchaseClass A Ordinary Shares 350,000 $10.00 $3,500,000.00
Disclosure

SEC source: 0001213900-26-049361 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner

CHURCHILL SPONSOR XII LLC · CIK 0002124744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 350,000

F1 · shares: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.

F1 · balance_after: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.

F2 · ownership.nature: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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April 29, 2026 Filed May 1, 2026 20:22 UTC Claritev Corp CTEV · Entity 5238 GrantClass A common stock 8,977 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-029356 · wk-form4_1777666944.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,334

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 16:30 UTC Infleqtion, Inc. INFQ · Entity 4264 OtherWarrant (Right to Buy) · Derivative 75,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001193125-26-054778 · ownership.xml · derivative · entry 3

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-02-13

F6 · price: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.

F6 · balance_after: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.

F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 16:30 UTC Infleqtion, Inc. INFQ · Entity 4264 ConversionClass B ordinary shares · Derivative 10,350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-054778 · ownership.xml · derivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,350,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · derivative.exercise_price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · derivative.exercise_price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F1 · price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F1 · derivative.exercise_date: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · derivative.exercise_date: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · derivative.exercise_date: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F1 · derivative.expiration_date: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · derivative.expiration_date: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · derivative.expiration_date: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F5 · ownership.direct: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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February 12, 2026 Filed Feb 17, 2026 16:30 UTC Infleqtion, Inc. INFQ · Entity 4264 ConversionCommon Stock 10,650,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-054778 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,650,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · shares: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · shares: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F4 · shares: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.

F1 · price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2 · price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3 · price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F4 · price: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.

F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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December 18, 2025 Filed Dec 19, 2025 22:16 UTC Churchill Capital Corp XI CCXIU · Entity 5195 PurchaseClass A Ordinary Shares 500,000 $10.00 $5,000,000.00
Disclosure

SEC source: 0001213900-25-123947 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

CHURCHILL SPONSOR XI LLC · CIK 0002078043 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,300,000

F1 · shares: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).

F1 · balance_after: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).

F2 · ownership.nature: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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September 22, 2025 Filed Sep 25, 2025 00:36 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 10,000 $135.20 $1,352,000.00
Disclosure

SEC source: 0001193125-25-216154 · ownership.xml · nonDerivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 150,000

F2 · ownership.nature: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

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September 22, 2025 Filed Sep 25, 2025 00:36 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 40,000 $133.40 $5,335,912.00
Disclosure

SEC source: 0001193125-25-216154 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 160,000

F1 · price: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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July 17, 2025 Filed Jul 18, 2025 23:17 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 12,430 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-020036 · form4-07182025_110741.xml · derivative · entry 5

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,430

Underlying: Class A Common Stock · 12,430 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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July 17, 2025 Filed Jul 18, 2025 23:17 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionRestricted Stock Units · Derivative 20,306 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-020036 · form4-07182025_110741.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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July 17, 2025 Filed Jul 18, 2025 23:17 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A Common Stock 20,306 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-020036 · form4-07182025_110741.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2025 Filed Jun 25, 2025 23:09 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 12,900 $55.22 $712,292.85
Disclosure

SEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 3

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 200,000

F3 · price: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

F3 · balance_after: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

F3 · ownership.nature: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

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June 23, 2025 Filed Jun 25, 2025 23:09 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 12,100 $53.71 $649,847.44
Disclosure

SEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 212,900

F2 · price: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

F2 · balance_after: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

F2 · ownership.nature: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

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June 23, 2025 Filed Jun 25, 2025 23:09 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 25,000 $55.22 $1,380,512.50
Disclosure

SEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 225,000

F1 · price: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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June 20, 2025 Filed Jun 23, 2025 21:39 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 150,000 $62.74 $9,411,705.00
Disclosure

SEC source: 0001104659-25-061762 · tm2518684-1_4seq1.xml · nonDerivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 250,000

F2 · price: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 21:39 UTC Oklo Inc. OKLO · Entity 593 SaleCommon Stock, par value $0.0001 per share 100,000 $63.53 $6,352,570.00
Disclosure

SEC source: 0001104659-25-061762 · tm2518684-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 400,000

F1 · price: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 15, 2025 Filed May 19, 2025 20:05 UTC Infleqtion, Inc. CCCXU · Entity 4264 PurchaseClass A Ordinary Shares 300,000 $10.00 $3,000,000.00
Disclosure

SEC source: 0000950170-25-074309 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 10,650,000

F1 · shares: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor X LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp X (the "Issuer"); and (2) 10,350,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-286799) and the registration statement on Form S-1MEF (File No. 333-287245).

F1 · balance_after: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor X LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp X (the "Issuer"); and (2) 10,350,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-286799) and the registration statement on Form S-1MEF (File No. 333-287245).

F2 · ownership.nature: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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April 30, 2025 Filed May 2, 2025 20:32 UTC Claritev Corp CTEV · Entity 5238 GrantClass A common stock 7,356 $0.00 $0.00
Disclosure

SEC source: 0001793229-25-000095 · wk-form4_1746217933.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,357

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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November 14, 2024 Filed Nov 18, 2024 22:15 UTC Oklo Inc. OKLO · Entity 593 OtherCommon Stock, par value $0.0001 per share 13,450,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-120191 · tm2428710-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F1 · kind: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein.

F1 · price: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein.

F2 · balance_after: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp.

F2 · ownership.nature: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp.

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July 19, 2024 Filed Jul 23, 2024 21:50 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 20,306 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019959 · form4-07232024_090739.xml · derivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,306

Underlying: Class A Common Stock · 20,306 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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July 18, 2024 Filed Jul 22, 2024 23:10 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019888 · form4-07222024_110714.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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July 18, 2024 Filed Jul 22, 2024 23:10 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019888 · form4-07222024_110714.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: All amounts of securities reported in this Form 4 reflect a 1-for-20 reverse stock split that became effective September 29, 2023.

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May 09, 2024 Filed May 13, 2024 20:39 UTC Oklo Inc. OKLO · Entity 593 Exercise / conversionClass B Common Stock, par value $0.0001 per share · Derivative 12,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060612 · tm2414002-1_4seq1.xml · derivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 12,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.exercise_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.expiration_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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May 09, 2024 Filed May 13, 2024 20:39 UTC Oklo Inc. OKLO · Entity 593 Exercise / conversionClass A Common Stock, par value $0.0001 per share 12,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-060612 · tm2414002-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,935,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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May 09, 2024 Filed Jul 2, 2024 20:42 UTC Amendment Oklo Inc. OKLO · Entity 593 Exercise / conversionClass B Common Stock, par value $0.0001 per share · Derivative 12,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-077386 · tm2417538-2_4aseq1.xml · derivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 12,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.exercise_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.expiration_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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May 09, 2024 Filed Jul 2, 2024 20:42 UTC Amendment Oklo Inc. OKLO · Entity 593 Exercise / conversionClass A Common Stock, par value $0.0001 per share 12,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-077386 · tm2417538-2_4aseq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 13,950,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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May 06, 2024 Filed May 8, 2024 16:05 UTC Churchill Capital Corp IX/Cayman CCIX U · Entity 80603 PurchaseClass A Ordinary Shares 725,000 $10.00 $7,250,000.00
Disclosure

SEC source: 0000950170-24-055620 · ownership.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner

Churchill Sponsor IX LLC · CIK 0001848785 · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 725,000

F1 · shares: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).

F1 · balance_after: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).

F2 · ownership.nature: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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April 24, 2024 Filed Apr 26, 2024 21:14 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 172,413 $0.00 $0.00
Disclosure

SEC source: 0001793229-24-000072 · wk-form4_1714166088.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,082

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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July 20, 2023 Filed Jul 24, 2023 21:48 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011432 · form4-07242023_090748.xml · derivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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June 23, 2023 Filed Jun 23, 2023 23:39 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionRestricted Stock Units · Derivative 35,398 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010276 · form4-06232023_110627.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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June 23, 2023 Filed Jun 23, 2023 23:39 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A Common Stock 35,398 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010276 · form4-06232023_110627.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 20:34 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 106,382 $0.00 $0.00
Disclosure

SEC source: 0001793229-23-000064 · wf-form4_168271406874937.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,669

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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June 23, 2022 Filed Jun 24, 2022 23:49 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 35,398 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015431 · form4.xml · derivative · entry 5

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,398

Underlying: Class A Common Stock · 35,398 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F4 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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June 23, 2022 Filed Jun 24, 2022 23:49 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionRestricted Stock Units · Derivative 21,621 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015431 · form4.xml · derivative · entry 4

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The restricted stock units vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

F3 · derivative.expiration_date: The restricted stock units vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

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June 23, 2022 Filed Jun 24, 2022 23:49 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A Common Stock 21,621 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015431 · form4.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 26, 2022 Filed Apr 28, 2022 21:26 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 22,271 $0.00 $0.00
Disclosure

SEC source: 0001793229-22-000069 · wf-form4_165118108031477.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,287

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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December 28, 2021 Filed Dec 31, 2021 01:55 UTC Skillsoft Corp. SKIL · Entity 2275 GrantRestricted Stock Units · Derivative 21,621 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-154847 · tm2136620-4_4seq1.xml · derivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,621

Underlying: Class A common stock · 21,621 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of the Issuer.

F2 · derivative.exercise_date: On December 28, 2021 (the "Grant Date"), the Reporting Person was granted 21,621 restricted stock units, which vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the Grant Date, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: On December 28, 2021 (the "Grant Date"), the Reporting Person was granted 21,621 restricted stock units, which vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the Grant Date, subject to the Reporting Person's continued service with the Issuer.

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July 12, 2021 Filed Jul 14, 2021 23:15 UTC Oklo Inc. ALCC · Entity 593 GrantClass A common stock, par value $0.0001 per share 1,435,000 $10.00 $14,350,000.00
Disclosure

SEC source: 0001104659-21-092204 · tm2122217-1_4seq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · Chairman · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · Chairman · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,435,500

F1 · ownership.nature: The reported shares of AltC Acquisition Corp. (the "Issuer") are directly held by AltC Sponsor LLC (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc. which is the managing member of the Sponsor.

F2 · ownership.nature: On July 12, 2021 in connection with the Issuer's initial public offering, the Sponsor purchased from the Issuer 1,450,000 shares of Class A common stock, par value $0.0001, at a purchase price of $10.00 per share.

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July 12, 2021 Filed Jul 2, 2024 20:40 UTC Amendment Oklo Inc. OKLO · Entity 593 GrantClass A common stock, par value $0.0001 per share 1,450,000 $10.00 $14,500,000.00
Disclosure

SEC source: 0001104659-24-077384 · tm2417538-1_4aseq1.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director · Chairman · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · Director · Chairman · 10% owner

AltC Sponsor LLC · CIK 0001849019 · Director · Chairman · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,450,000

F1 · ownership.nature: The reported shares of AltC Acquisition Corp. (the "Issuer") are directly held by AltC Sponsor LLC (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc. which is the managing member of the Sponsor.

F2 · ownership.nature: On July 12, 2021 in connection with the Issuer's initial public offering, the Sponsor purchased from the Issuer 1,450,000 shares of Class A common stock, par value $0.0001, at a purchase price of $10.00 per share.

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June 11, 2021 Filed Jun 14, 2021 21:58 UTC Skillsoft Corp. SKIL · Entity 2275 GrantWarrants · Derivative 1,500,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · derivative · entry 3

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Churchill Sponsor II LLC · CIK 0001774674 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 16,300,000

Underlying: Class A common stock · 1,500,000 shares

Expires 2026-06-11

F3 · price: In connection with the consummation of the Business Combination, the Issuer issued 1,500,000 warrants to purchase one share of Class A common stock of the Issuer, subject to adjustment pursuant to the terms of the warrants, to Sponsor in satisfaction of the $1,500,000 working capital loan from the Sponsor to the Issuer. The warrants become exercisable on July 10, 2021 and expire at 5:00 p.m., New York City time, on June 11, 2026, or earlier upon their redemption or the liquidation of the Issuer pursuant to the terms of the warrants.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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June 11, 2021 Filed Jun 14, 2021 21:58 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass B common stock · Derivative 17,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · derivative · entry 2

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Churchill Sponsor II LLC · CIK 0001774674 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A common stock · 17,250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.exercise_date: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F2 · derivative.expiration_date: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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June 11, 2021 Filed Jun 14, 2021 21:58 UTC Skillsoft Corp. SKIL · Entity 2275 Exercise / conversionClass A common stock 17,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Churchill Sponsor II LLC · CIK 0001774674 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination.

F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests.

F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

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May 27, 2021 Filed Jun 1, 2021 21:11 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 11,723 $0.00 $0.00
Disclosure

SEC source: 0001793229-21-000037 · wf-form4_162258186126852.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,016

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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December 23, 2020 Filed Dec 29, 2020 01:50 UTC Claritev Corp MPLN · Entity 5238 GrantClass A common stock 7,293 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-139947 · tm2039364d4_4.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293

F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

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December 18, 2020 Filed Dec 22, 2020 20:45 UTC Churchill Capital Corp V CCV · Entity 108880 OtherClass B common stock · Derivative 437,500 $0.00 $0.00
Disclosure

SEC source: 0000950142-20-002862 · es2001211197_4-ccvmka.xml · derivative · entry 1

Churchill Sponsor V LLC · CIK 0001812232 · 10% owner

M. Klein Associates, Inc. · CIK 0001751504 · 10% owner

Klein Michael Stuart · CIK 0001327392 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,500,000

Underlying: Class A Common Stock · 437,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.

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November 17, 2020 Filed Nov 17, 2020 23:03 UTC Claritev Corp MPLN · Entity 5238 PurchaseClass A common stock 700,000 $7.04 $4,925,900.00
Disclosure

SEC source: 0001104659-20-126455 · tm2036308d1_form4.xml · nonDerivative · entry 1

Klein Michael Stuart · CIK 0001327392 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 30,122,711

F1 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $6.92 to $7.20. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote (1).

F2 · balance_after: Includes shares of Class A common stock directly held by M. Klein & Company, LLC and Churchill Sponsor III, LLC.

F3 · ownership.nature: The Reporting Person has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor III, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.