person · Reporting owner
Klein Michael Stuart
Disclosed activity across 15 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Co-CEO Citi Markets & Banking | January 22, 2008 | January 25, 2008 |
| Churchill Capital Corp IX/CaymanCCIX U · Entity 80603 | Director · See Remarks · 10% owner | May 06, 2024 | May 08, 2024 |
| Churchill Capital Corp VCCV · Entity 108880 | 10% owner | December 18, 2020 | December 22, 2020 |
| Churchill Capital Corp VICCVI · Entity 109345 | Director · See Remarks · 10% owner | February 11, 2021 | February 12, 2021 |
| Churchill Capital Corp VIICVII · Entity 88064 | Director · See Remarks · 10% owner | February 11, 2021 | February 12, 2021 |
| Churchill Capital Corp XICCXIU · Entity 5195 | Director · See Remarks · 10% owner | December 18, 2025 | December 19, 2025 |
| Churchill Capital Corp XIICXIIU · Entity 5347 | Director · See Remarks · 10% owner | April 29, 2026 | April 29, 2026 |
| Churchill Capital Corp XIIIXIIIU · Entity 9358 | Director · See Remarks · 10% owner | August 03, 2026 | August 05, 2026 |
| Claritev CorpCTEV · Entity 5238 | Director | April 29, 2026 | May 01, 2026 |
| Hall of Fame Resort & Entertainment CoHOFV · Entity 70592 | Director | July 22, 2020 | July 25, 2020 |
| Lucid Group, Inc.CCIV · Entity 1530 | Director · See Remarks · 10% owner | July 29, 2020 | July 29, 2020 |
| Oklo Inc.OKLO · Entity 593 | Director · 10% owner | September 22, 2025 | September 25, 2025 |
| Skillsoft Corp.SKIL · Entity 2275 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 22, 2008 · Filed January 25, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,152,254.5 |
Reported balance
After 2008-01-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-01-22 · Grant · Acquired 524,117 · Balance 1,152,254.5 F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 143,350 |
Reported balance
Holding disclosure · report date 2008-01-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 143,350 F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 127 |
Reported balance
Holding disclosure · report date 2008-01-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 127 |
Filing footnotes · ownership attribution and instrument terms
F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.
F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.
Churchill Capital Corp IX/Cayman
Report date May 06, 2024 · Filed May 08, 2024
Jointly reported with Churchill Sponsor IX LLC, M. Klein Associates, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 725,000 |
Reported balance
After 2024-05-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-06 · Purchase · Acquired 725,000 · Balance 725,000 F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192). F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).
F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Churchill Capital Corp V
Report date December 18, 2020 · Filed December 22, 2020
Jointly reported with Churchill Sponsor V LLC, M. Klein Associates, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | IndirectSee footnote | 12,500,000 |
Reported balance
After 2020-12-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-18 · Other · Disposed 437,500 · Balance 12,500,000 F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them. F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.
F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.
Churchill Capital Corp VI
Report date February 11, 2021 · Filed February 12, 2021
Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VI LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date. F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date.
F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.
Churchill Capital Corp VII
Report date February 11, 2021 · Filed February 12, 2021
Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VII LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-11 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date. F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date.
F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.
Churchill Capital Corp XI
Report date December 18, 2025 · Filed December 19, 2025
Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XI LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 14,300,000 |
Reported balance
After 2025-12-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-12-18 · Purchase · Acquired 500,000 · Balance 14,300,000 F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183). F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).
F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Churchill Capital Corp XII
Report date April 29, 2026 · Filed April 29, 2026
Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XII LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 350,000 |
Reported balance
After 2026-04-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-04-29 · Purchase · Acquired 350,000 · Balance 350,000 F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII. F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.
F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Churchill Capital Corp XIII
Report date August 03, 2026 · Filed August 05, 2026
Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XIII LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 350,000 |
Reported balance
After 2026-08-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-08-03 · Purchase · Acquired 350,000 · Balance 350,000 F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII. F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.
F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Claritev Corp
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 24,334 |
Reported balance
After 2026-04-29 transaction · row 1
1 source rowRow 1 · 2026-04-29 · Grant · Acquired 8,977 · Balance 24,334 F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. |
| Class A common stockSEC Table I · non-derivative | IndirectSee note | 195,490 |
Reported balance
Holding disclosure · report date 2026-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 195,490 F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member. F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.
F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member.
F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.
Hall of Fame Resort & Entertainment Co
Report date July 22, 2020 · Filed July 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectM. Klein & Company, LLC | 419,382 |
Reported balance
After 2020-07-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-07-22 · Sale · Disposed 90,287 · Balance 419,382 F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectThe Klein Group | 1,078,984 |
Reported balance
Holding disclosure · report date 2020-07-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,078,984 F2: Mr. Klein owns The Klein Group. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein.
F2: Mr. Klein owns The Klein Group.
Lucid Group, Inc.
Report date July 29, 2020 · Filed July 29, 2020
Jointly reported with M. Klein Associates, Inc., Churchill Sponsor IV LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Explanation of Reponses | Not disclosed |
Reported balance
Holding disclosure · report date 2020-07-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date. F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date.
F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC.
Oklo Inc.
Report date September 22, 2025 · Filed September 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 160,000 |
Reported balance
After 2025-09-22 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-22 · Sale · Disposed 40,000 · Balance 160,000 F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 150,000 |
Reported balance
After 2025-09-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-09-22 · Sale · Disposed 10,000 · Balance 150,000 F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.
Skillsoft Corp.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,500 |
Reported balance
After 2026-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 17,500 · Balance 17,500 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Churchill Capital Corp
Report date May 11, 2019 · Filed May 15, 2019
Jointly reported with M. Klein Associates, Inc., Churchill Sponsor LLC
Section 16 reporting ended · disclosed 2019-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 500,000 |
Reported balance
After 2019-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 500,000 · Balance 500,000 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. |
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-13 · Disposition to issuer · Acquired 500,000 · Balance 0 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate. |
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnote | 17,050,000 |
Reported balance
After 2019-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-11 · Sale · Acquired 200,000 · Balance 17,050,000 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC. |
| Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2019-05-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-13 · Disposition to issuer · Acquired 17,050,000 · Balance 0 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate. F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.
F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.
F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.
Infleqtion, Inc.
Report date February 12, 2026 · Filed February 17, 2026
Jointly reported with Churchill Sponsor X LLC, M. Klein Associates, Inc.
Section 16 reporting ended · disclosed 2026-02-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,650,000 |
Reported balance
After 2026-02-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-02-12 · Conversion · Acquired 10,650,000 · Balance 10,650,000 F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2026-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-12 · Conversion · Disposed 10,350,000 · Balance 0 F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-02-13 | IndirectSee footnote | 75,000 |
Reported balance
After 2026-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-12 · Other · Acquired 75,000 · Balance 75,000 F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),
F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").
F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.
F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.
F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.
F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 22:21 UTC | Churchill Capital Corp XIII XIIIU · Entity 9358 | PurchaseClass A Ordinary Shares | 350,000 | $10.00 | $3,500,000.00 |
DisclosureSEC source: 0001213900-26-085827 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner CHURCHILL SPONSOR XIII LLC · CIK 0002124749 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 350,000 F1 · shares: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII. F1 · balance_after: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII. F2 · ownership.nature: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:23 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001327392-26-000004 · form4-07022026_110759.xml · derivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Class A Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 22:19 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001327392-26-000002 · form4-06262026_100657.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 22:19 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001327392-26-000002 · form4-06262026_100657.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2026 Filed Apr 29, 2026 20:50 UTC | Churchill Capital Corp XII CXIIU · Entity 5347 | PurchaseClass A Ordinary Shares | 350,000 | $10.00 | $3,500,000.00 |
DisclosureSEC source: 0001213900-26-049361 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner CHURCHILL SPONSOR XII LLC · CIK 0002124744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 350,000 F1 · shares: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII. F1 · balance_after: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII. F2 · ownership.nature: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| April 29, 2026 Filed May 1, 2026 20:22 UTC | Claritev Corp CTEV · Entity 5238 | GrantClass A common stock | 8,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-029356 · wk-form4_1777666944.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,334 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 16:30 UTC | Infleqtion, Inc. INFQ · Entity 4264 | OtherWarrant (Right to Buy) · Derivative | 75,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001193125-26-054778 · ownership.xml · derivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2031-02-13 F6 · price: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers. F6 · balance_after: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers. F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 16:30 UTC | Infleqtion, Inc. INFQ · Entity 4264 | ConversionClass B ordinary shares · Derivative | 10,350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-054778 · ownership.xml · derivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,350,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · derivative.exercise_price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · derivative.exercise_price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F1 · price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F1 · derivative.exercise_date: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · derivative.exercise_date: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · derivative.exercise_date: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F1 · derivative.expiration_date: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · derivative.expiration_date: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · derivative.expiration_date: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F5 · ownership.direct: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 16:30 UTC | Infleqtion, Inc. INFQ · Entity 4264 | ConversionCommon Stock | 10,650,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-054778 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner Churchill Sponsor X LLC · CIK 0001848787 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · See Remarks · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,650,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · shares: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · shares: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F4 · shares: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. F1 · price: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2 · price: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3 · price: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F4 · price: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. F5 · ownership.nature: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 22:16 UTC | Churchill Capital Corp XI CCXIU · Entity 5195 | PurchaseClass A Ordinary Shares | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001213900-25-123947 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner CHURCHILL SPONSOR XI LLC · CIK 0002078043 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 14,300,000 F1 · shares: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183). F1 · balance_after: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183). F2 · ownership.nature: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| September 22, 2025 Filed Sep 25, 2025 00:36 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 10,000 | $135.20 | $1,352,000.00 |
DisclosureSEC source: 0001193125-25-216154 · ownership.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 150,000 F2 · ownership.nature: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Read SEC document |
| September 22, 2025 Filed Sep 25, 2025 00:36 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 40,000 | $133.40 | $5,335,912.00 |
DisclosureSEC source: 0001193125-25-216154 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 160,000 F1 · price: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 23:17 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020036 · form4-07182025_110741.xml · derivative · entry 5 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,430 Underlying: Class A Common Stock · 12,430 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 23:17 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020036 · form4-07182025_110741.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 17, 2025 Filed Jul 18, 2025 23:17 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020036 · form4-07182025_110741.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 23:09 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 12,900 | $55.22 | $712,292.85 |
DisclosureSEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 200,000 F3 · price: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. F3 · balance_after: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. F3 · ownership.nature: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 23:09 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 12,100 | $53.71 | $649,847.44 |
DisclosureSEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 212,900 F2 · price: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. F2 · balance_after: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. F2 · ownership.nature: The Shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 23:09 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 25,000 | $55.22 | $1,380,512.50 |
DisclosureSEC source: 0001104659-25-062672 · tm2519018-1_4seq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 225,000 F1 · price: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · balance_after: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 12,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.2165 to $55.2248, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 21:39 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 150,000 | $62.74 | $9,411,705.00 |
DisclosureSEC source: 0001104659-25-061762 · tm2518684-1_4seq1.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 250,000 F2 · price: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: 212,900 of the Shares are held of record by M. Klein Associates, Inc. and 37,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.920 to $63.512, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 21:39 UTC | Oklo Inc. OKLO · Entity 593 | SaleCommon Stock, par value $0.0001 per share | 100,000 | $63.53 | $6,352,570.00 |
DisclosureSEC source: 0001104659-25-061762 · tm2518684-1_4seq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 400,000 F1 · price: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · balance_after: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: 212,900 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 187,100 of the Shares are held of record by Allies Capital Corp. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.. Michael Klein is the sole stockholder of Allies Capital Corp. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.5000 to $63.6400, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:05 UTC | Infleqtion, Inc. CCCXU · Entity 4264 | PurchaseClass A Ordinary Shares | 300,000 | $10.00 | $3,000,000.00 |
DisclosureSEC source: 0000950170-25-074309 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,650,000 F1 · shares: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor X LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp X (the "Issuer"); and (2) 10,350,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-286799) and the registration statement on Form S-1MEF (File No. 333-287245). F1 · balance_after: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor X LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp X (the "Issuer"); and (2) 10,350,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-286799) and the registration statement on Form S-1MEF (File No. 333-287245). F2 · ownership.nature: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| April 30, 2025 Filed May 2, 2025 20:32 UTC | Claritev Corp CTEV · Entity 5238 | GrantClass A common stock | 7,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001793229-25-000095 · wk-form4_1746217933.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,357 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:15 UTC | Oklo Inc. OKLO · Entity 593 | OtherCommon Stock, par value $0.0001 per share | 13,450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-120191 · tm2428710-1_4seq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 500,000 F1 · kind: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein. F1 · price: Represents pro rata distribution by AltC Sponsor LLC (the "Sponsor") to its members (the "Distribution") following the business combination of AltC Acquisition Corp. with Oklo Inc., which closed on May 9, 2024. No consideration was paid in connection with the transaction reported herein. F2 · balance_after: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp. F2 · ownership.nature: 212,920 of the shares reported (the "Shares") are held of record by M. Klein Associates, Inc. and 287,100 of the Shares are held of record by Allies Capital Corp., each of which received the Shares in the Distribution. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. Michael Klein is the sole stockholder of Allies Capital Corp. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 21:50 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 20,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019959 · form4-07232024_090739.xml · derivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,306 Underlying: Class A Common Stock · 20,306 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 18, 2024 Filed Jul 22, 2024 23:10 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019888 · form4-07222024_110714.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| July 18, 2024 Filed Jul 22, 2024 23:10 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-019888 · form4-07222024_110714.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: All amounts of securities reported in this Form 4 reflect a 1-for-20 reverse stock split that became effective September 29, 2023. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:39 UTC | Oklo Inc. OKLO · Entity 593 | Exercise / conversionClass B Common Stock, par value $0.0001 per share · Derivative | 12,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-060612 · tm2414002-1_4seq1.xml · derivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 12,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.exercise_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.expiration_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 09, 2024 Filed May 13, 2024 20:39 UTC | Oklo Inc. OKLO · Entity 593 | Exercise / conversionClass A Common Stock, par value $0.0001 per share | 12,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-060612 · tm2414002-1_4seq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 13,935,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 09, 2024 Filed Jul 2, 2024 20:42 UTC Amendment | Oklo Inc. OKLO · Entity 593 | Exercise / conversionClass B Common Stock, par value $0.0001 per share · Derivative | 12,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-077386 · tm2417538-2_4aseq1.xml · derivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 12,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.exercise_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.expiration_date: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 09, 2024 Filed Jul 2, 2024 20:42 UTC Amendment | Oklo Inc. OKLO · Entity 593 | Exercise / conversionClass A Common Stock, par value $0.0001 per share | 12,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-077386 · tm2417538-2_4aseq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 13,950,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · price: Upon the consummation of AltC Acquisition Corp.'s business combination with Oklo Inc. on May 9, 2024 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer (formerly, AltC Acquisition Corp.) automatically converted into one share of Class A common stock, par value $0.0001 per share, of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and AltC Sponsor LLC (the "Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F3 · ownership.nature: The reported shares of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:05 UTC | Churchill Capital Corp IX/Cayman CCIX U · Entity 80603 | PurchaseClass A Ordinary Shares | 725,000 | $10.00 | $7,250,000.00 |
DisclosureSEC source: 0000950170-24-055620 · ownership.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · See Remarks · 10% owner Churchill Sponsor IX LLC · CIK 0001848785 · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 725,000 F1 · shares: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192). F1 · balance_after: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192). F2 · ownership.nature: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:14 UTC | Claritev Corp MPLN · Entity 5238 | GrantClass A common stock | 172,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001793229-24-000072 · wk-form4_1714166088.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,082 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 21:48 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011432 · form4-07242023_090748.xml · derivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 23, 2023 Filed Jun 23, 2023 23:39 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 35,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010276 · form4-06232023_110627.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,398 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 23, 2023 Filed Jun 23, 2023 23:39 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 35,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-010276 · form4-06232023_110627.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 20:34 UTC | Claritev Corp MPLN · Entity 5238 | GrantClass A common stock | 106,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001793229-23-000064 · wf-form4_168271406874937.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,669 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 23:49 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 35,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015431 · form4.xml · derivative · entry 5 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,398 Underlying: Class A Common Stock · 35,398 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F4 · derivative.expiration_date: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 23:49 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionRestricted Stock Units · Derivative | 21,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015431 · form4.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The restricted stock units vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. F3 · derivative.expiration_date: The restricted stock units vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 23:49 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A Common Stock | 21,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015431 · form4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 21:26 UTC | Claritev Corp MPLN · Entity 5238 | GrantClass A common stock | 22,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001793229-22-000069 · wf-form4_165118108031477.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,287 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| December 28, 2021 Filed Dec 31, 2021 01:55 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantRestricted Stock Units · Derivative | 21,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-154847 · tm2136620-4_4seq1.xml · derivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,621 Underlying: Class A common stock · 21,621 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of the Issuer. F2 · derivative.exercise_date: On December 28, 2021 (the "Grant Date"), the Reporting Person was granted 21,621 restricted stock units, which vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the Grant Date, subject to the Reporting Person's continued service with the Issuer. F2 · derivative.expiration_date: On December 28, 2021 (the "Grant Date"), the Reporting Person was granted 21,621 restricted stock units, which vest on the earlier of December 28, 2022 or the date of the Issuer's next annual meeting of stockholders following the Grant Date, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 23:15 UTC | Oklo Inc. ALCC · Entity 593 | GrantClass A common stock, par value $0.0001 per share | 1,435,000 | $10.00 | $14,350,000.00 |
DisclosureSEC source: 0001104659-21-092204 · tm2122217-1_4seq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · Chairman · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · Chairman · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,435,500 F1 · ownership.nature: The reported shares of AltC Acquisition Corp. (the "Issuer") are directly held by AltC Sponsor LLC (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc. which is the managing member of the Sponsor. F2 · ownership.nature: On July 12, 2021 in connection with the Issuer's initial public offering, the Sponsor purchased from the Issuer 1,450,000 shares of Class A common stock, par value $0.0001, at a purchase price of $10.00 per share. Read SEC document |
| July 12, 2021 Filed Jul 2, 2024 20:40 UTC Amendment | Oklo Inc. OKLO · Entity 593 | GrantClass A common stock, par value $0.0001 per share | 1,450,000 | $10.00 | $14,500,000.00 |
DisclosureSEC source: 0001104659-24-077384 · tm2417538-1_4aseq1.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · Chairman · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · Chairman · 10% owner AltC Sponsor LLC · CIK 0001849019 · Director · Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,450,000 F1 · ownership.nature: The reported shares of AltC Acquisition Corp. (the "Issuer") are directly held by AltC Sponsor LLC (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc. which is the managing member of the Sponsor. F2 · ownership.nature: On July 12, 2021 in connection with the Issuer's initial public offering, the Sponsor purchased from the Issuer 1,450,000 shares of Class A common stock, par value $0.0001, at a purchase price of $10.00 per share. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:58 UTC | Skillsoft Corp. SKIL · Entity 2275 | GrantWarrants · Derivative | 1,500,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · derivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor II LLC · CIK 0001774674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,300,000 Underlying: Class A common stock · 1,500,000 shares Expires 2026-06-11 F3 · price: In connection with the consummation of the Business Combination, the Issuer issued 1,500,000 warrants to purchase one share of Class A common stock of the Issuer, subject to adjustment pursuant to the terms of the warrants, to Sponsor in satisfaction of the $1,500,000 working capital loan from the Sponsor to the Issuer. The warrants become exercisable on July 10, 2021 and expire at 5:00 p.m., New York City time, on June 11, 2026, or earlier upon their redemption or the liquidation of the Issuer pursuant to the terms of the warrants. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:58 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass B common stock · Derivative | 17,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · derivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor II LLC · CIK 0001774674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A common stock · 17,250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.exercise_date: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F2 · derivative.expiration_date: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:58 UTC | Skillsoft Corp. SKIL · Entity 2275 | Exercise / conversionClass A common stock | 17,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-002016 · es210159254_4-kleinmichael.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor II LLC · CIK 0001774674 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the consummation of the Issuer's business combination with Software Luxembourg Holding S.A. on June 11, 2021 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor II LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F4 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 21:11 UTC | Claritev Corp MPLN · Entity 5238 | GrantClass A common stock | 11,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001793229-21-000037 · wf-form4_162258186126852.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,016 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| December 23, 2020 Filed Dec 29, 2020 01:50 UTC | Claritev Corp MPLN · Entity 5238 | GrantClass A common stock | 7,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-139947 · tm2039364d4_4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,293 F1 · kind: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 20:45 UTC | Churchill Capital Corp V CCV · Entity 108880 | OtherClass B common stock · Derivative | 437,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-20-002862 · es2001211197_4-ccvmka.xml · derivative · entry 1 Churchill Sponsor V LLC · CIK 0001812232 · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Klein Michael Stuart · CIK 0001327392 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,500,000 Underlying: Class A Common Stock · 437,500 shares Expires not disclosed F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them. F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 23:03 UTC | Claritev Corp MPLN · Entity 5238 | PurchaseClass A common stock | 700,000 | $7.04 | $4,925,900.00 |
DisclosureSEC source: 0001104659-20-126455 · tm2036308d1_form4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 30,122,711 F1 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $6.92 to $7.20. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote (1). F2 · balance_after: Includes shares of Class A common stock directly held by M. Klein & Company, LLC and Churchill Sponsor III, LLC. F3 · ownership.nature: The Reporting Person has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor III, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.