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Nasdaq · USD

BYRN

Byrna Technologies Inc.

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Tapewire entity
6938
SEC CIK
0001354866
Parsed reports
177

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 2026120
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2024 Filed Mar 29, 2024 00:32 UTC Amendment
Hughes HerbertDirector · Board Chair
SaleCommon Stock 5,229 $12.03 $62,913.76
Disclosure

SEC source: 0001437749-24-009901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,425

F1 · price: The shares were sold in multiple transactions. The stated price of $12.0317 represents the weighted average price of the purchases. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. This amendment is being filed to carry forward a correction to the Reporting Person's previous filing on February 16, 2024 resulting from the transposition of digits, that was carried over to the Reporting Person's filing on February 22, 2024.

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February 16, 2024 Filed Feb 17, 2024 01:49 UTC
Hughes HerbertDirector · Board Chair
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · derivative · entry 4

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

F4 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

Read SEC document
February 16, 2024 Filed Feb 17, 2024 01:49 UTC
Hughes HerbertDirector · Board Chair
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:11 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004695 · rdgdoc.xml · derivative · entry 2

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:11 UTC Exercise / conversionCommon Stock 9,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004695 · rdgdoc.xml · nonDerivative · entry 1

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 9,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004693 · rdgdoc.xml · derivative · entry 2

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:09 UTC Exercise / conversionCommon Stock 9,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004693 · rdgdoc.xml · nonDerivative · entry 1

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:10 UTC
Rooney EmilyDirector
Exercise / conversionRestricted Stock Unit · Derivative 9,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-004694 · rdgdoc.xml · derivative · entry 2

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

F2 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were required to be settled by March 15, 2024, and were settled on February 16, 2024.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 11:10 UTC
Rooney EmilyDirector
Exercise / conversionCommon Stock 9,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-004694 · rdgdoc.xml · nonDerivative · entry 1

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
February 16, 2024 Filed Mar 29, 2024 00:31 UTC Amendment
Hughes HerbertDirector · Board Chair
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · derivative · entry 5

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

F6 · derivative.expiration_date: The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024.

Read SEC document
February 16, 2024 Filed Mar 29, 2024 00:31 UTC Amendment
Hughes HerbertDirector · Board Chair
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 3

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: This transaction represents the settlement of restricted stock units in shares of common stock following vesting. Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash

F4 · balance_after: This amendment corrects the number of shares of Byrna Technologies Common Stock that the Reporting Person owns following the transactions reported herein. The original filing transposed two digits in inputting the Reporting Peron's holdings following the reported transactions.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 01:49 UTC
Hughes HerbertDirector · Board Chair
Exercise / conversionStock Option (right to buy) · Derivative 17,500 $1.90 Strike: $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · derivative · entry 3

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Options became exercisable upon issuance.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 01:49 UTC
Hughes HerbertDirector · Board Chair
Exercise / conversionCommon Stock 14,131 $1.90 $26,848.90
Disclosure

SEC source: 0001437749-24-004685 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but rather the Reporting Person forfeited his right to the number of shares equivalent to the exercise price of the Options.

Read SEC document
February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment
Hughes HerbertDirector · Board Chair
Exercise / conversionStock Option (right to buy) · Derivative 17,500 $1.90 Strike: $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · derivative · entry 4

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2024-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Options became exercisable upon issuance.

Read SEC document
February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment
Hughes HerbertDirector · Board Chair
Tax withholdingCommon Stock 3,369 $9.87 $33,252.03
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 2

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,154

F2 · shares: Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but the Reporting Person forfeited his right to 3,369 shares, the number of shares equivalent to the exercise price of the Options.

Read SEC document
February 14, 2024 Filed Mar 29, 2024 00:31 UTC Amendment
Hughes HerbertDirector · Board Chair
Exercise / conversionCommon Stock 17,500 $1.90 $33,250.00
Disclosure

SEC source: 0001437749-24-009900 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). This amendment is being filed to clarify the full number of common shares to be issued upon the option exercise prior to the Reporting Person's forfeiture of the right to a portion of those shares in lieu of tendering cash for the exercise price.

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January 28, 2024 Filed Jan 30, 2024 20:05 UTC
North DavidChief Financial Officer
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0001437749-24-002600 · rdgdoc.xml · derivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2034-01-28

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 1/28/2025 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 1/28/2026 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 1/28/2027 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, non-qualified stock options) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

Read SEC document
January 28, 2024 Filed Jan 30, 2024 20:03 UTC
Wager LisaCorporate Secretary, CGO
GrantStock Option (right to buy) · Derivative 10,500 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0001437749-24-002598 · rdgdoc.xml · derivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 10,500 shares

Expires 2034-01-28

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 1/28/2025 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 1/28/2026 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 1/28/2027 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, non-qualified stock options) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

Read SEC document
January 28, 2024 Filed Jan 31, 2024 01:04 UTC
Pham LuanChief Mktg and Rev Officer
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0001437749-24-002599 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2034-01-28

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 1/28/2025 (the "ear Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 1/28/2026 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 1/28/2027 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, non-qualified stock options) pursuant and subject to Company' Amended and Restated 2020 Equity Incentive Plan (the "Plan").

Read SEC document
December 05, 2023 Filed Dec 16, 2023 01:02 UTC
Ganz BryanDirector · President and CEO
GrantRestricted Stock Units · Derivative 600,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034626 · rdgdoc.xml · derivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F3 · derivative.exercise_date: Pursuant to the terms of an employment agreement entered into effective September 1, 2023 (the "Agreement") and attached in full to the Form 8-K filed by the Issuer on September 18, 2023, the vesting of the units is subject to a double trigger of performance and time providing that (i) performance hurdles for three equal tranches, each consisting 200,000 units, will be met when the Issuer's common stock trades above $6.00, $9.00 and $12..00, respectively on a 20-day volume weighted average closing price ("VWAP"), and (ii) subject to specific modifications detailed in the Agreement for a termination through a "Qualified Retirement" without cause, by resignation, by virtue of death or disability, or through a "Change in Control", the reporting person must remain employed by the Issuer until August 31, 2026 for the restricted stock units to vest. See the Form 8K for a fuller summary of its terms and the Agreement attached thereto for additional details.

F3 · derivative.expiration_date: Pursuant to the terms of an employment agreement entered into effective September 1, 2023 (the "Agreement") and attached in full to the Form 8-K filed by the Issuer on September 18, 2023, the vesting of the units is subject to a double trigger of performance and time providing that (i) performance hurdles for three equal tranches, each consisting 200,000 units, will be met when the Issuer's common stock trades above $6.00, $9.00 and $12..00, respectively on a 20-day volume weighted average closing price ("VWAP"), and (ii) subject to specific modifications detailed in the Agreement for a termination through a "Qualified Retirement" without cause, by resignation, by virtue of death or disability, or through a "Change in Control", the reporting person must remain employed by the Issuer until August 31, 2026 for the restricted stock units to vest. See the Form 8K for a fuller summary of its terms and the Agreement attached thereto for additional details.

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December 01, 2023 Filed Dec 15, 2023 20:01 UTC
North DavidChief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034624 · rdgdoc.xml · derivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2023-12-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F2 · derivative.exercise_date: The restricted stock units ("Units") consisted of 50,000 Units with no performance trigger and 25,000 Units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through December 1, 2023 for any units to vest. On December 1, 2023, 50,000 of the restricted stock units vested, but have not yet been settled, and 25,000 of the restricted stock units were forfeited.

F2 · balance_after: The restricted stock units ("Units") consisted of 50,000 Units with no performance trigger and 25,000 Units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through December 1, 2023 for any units to vest. On December 1, 2023, 50,000 of the restricted stock units vested, but have not yet been settled, and 25,000 of the restricted stock units were forfeited.

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October 19, 2023 Filed Oct 23, 2023 20:25 UTC
North DavidChief Financial Officer
PurchaseCommon Stock 1,200 $4.00 $4,800.00
Disclosure

SEC source: 0001437749-23-028791 · rdgdoc.xml · nonDerivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,989

Read SEC document
October 17, 2023 Filed Oct 19, 2023 20:00 UTC
North DavidChief Financial Officer
PurchaseCommon Stock 5,000 $3.93 $19,636.50
Disclosure

SEC source: 0001437749-23-028637 · rdgdoc.xml · nonDerivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,789

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.91 to $3.93. The reported price of $3.9272 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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October 16, 2023 Filed Oct 18, 2023 00:00 UTC
Ganz BryanDirector · President and CEO
PurchaseCommon Stock 5,000 $3.51 $17,550.00
Disclosure

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 2

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,148

Read SEC document
October 13, 2023 Filed Oct 17, 2023 20:01 UTC
North DavidChief Financial Officer
PurchaseCommon Stock 4,700 $3.19 $14,986.89
Disclosure

SEC source: 0001437749-23-028445 · rdgdoc.xml · nonDerivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,789

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.10 to $3.24. The reported price of $3.1887 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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October 13, 2023 Filed Oct 18, 2023 00:00 UTC
Ganz BryanDirector · President and CEO
PurchaseCommon Stock 12,000 $3.05 $36,643.20
Disclosure

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,148

F1 · price: The shares were purchased in multiple transactions at prices ranging from $2.98 to $3.10. The reported price of $3.0536 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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September 05, 2023 Filed Sep 7, 2023 23:01 UTC
Hughes HerbertDirector · Board Chair
GrantRestricted Stock Unit · Derivative 30,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025418 · rdgdoc.xml · derivative · entry 1

Hughes Herbert · CIK 0001861816 · Director · Board Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,137

Underlying: Common stock · 30,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:02 UTC GrantRestricted Stock Unit · Derivative 21,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025419 · rdgdoc.xml · derivative · entry 1

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Underlying: Common stock · 21,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 23:03 UTC GrantRestricted Stock Unit · Derivative 21,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025420 · rdgdoc.xml · derivative · entry 1

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Underlying: Common stock · 21,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

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September 05, 2023 Filed Sep 7, 2023 23:05 UTC
Rooney EmilyDirector
GrantRestricted Stock Unit · Derivative 21,918 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025421 · rdgdoc.xml · derivative · entry 1

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Underlying: Common stock · 21,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash.

F2 · derivative.exercise_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

F2 · derivative.expiration_date: Pursuant to the terms of the grant, the restricted stock units vest on the earlier of one year from the grant date or the next Annual Meeting of Shareholders provided it is held within 50 weeks of the last meeting, and vesting is conditional upon Director's continued service as such through the vesting date.

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August 31, 2023 Filed Dec 15, 2023 20:00 UTC
Wager LisaCorporate Secretary, CGO
Disposition to issuerRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034622 · rdgdoc.xml · derivative · entry 1

Wager Lisa · CIK 0001862056 · Corporate Secretary, CGO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2023-08-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F2 · derivative.exercise_date: The restricted stock units ("Units") consisted of 50,000 Units with no performance trigger and 25,000 Units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 50,000 of the restricted stock units vested, but have not yet been settled, and 25,000 of the restricted stock units were forfeited.

F2 · balance_after: The restricted stock units ("Units") consisted of 50,000 Units with no performance trigger and 25,000 Units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 50,000 of the restricted stock units vested, but have not yet been settled, and 25,000 of the restricted stock units were forfeited.

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August 31, 2023 Filed Dec 16, 2023 01:02 UTC
Ganz BryanDirector · President and CEO
Disposition to issuerRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034626 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2023-08-31

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock of Byrna Technologies Inc. (the "Issuer")

F2 · derivative.exercise_date: The restricted stock units consisted of 300,000 Units with a $20 20-day volume weighted average price ("VWAP") performance trigger and 150,000 restricted stock units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 300,000 of the restricted stock units vested, but have not yet been settled, and 150,000 of the restricted stock units were forfeited.

F2 · balance_after: The restricted stock units consisted of 300,000 Units with a $20 20-day volume weighted average price ("VWAP") performance trigger and 150,000 restricted stock units with a $30 20-day VWAP performance trigger ("$30 Trigger"). The reporting person was required to remain in service to the Company through August 31, 2023 for any units to vest. On August 31, 2023, 300,000 of the restricted stock units vested, but have not yet been settled, and 150,000 of the restricted stock units were forfeited.

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July 17, 2023 Filed Jul 19, 2023 00:01 UTC
Pham LuanChief Mktg and Rev Officer
PurchaseCommon Stock 3,003 $3.79 $11,381.07
Disclosure

SEC source: 0001437749-23-020175 · rdgdoc.xml · nonDerivative · entry 2

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,387

Read SEC document
July 14, 2023 Filed Jul 19, 2023 00:01 UTC
Pham LuanChief Mktg and Rev Officer
PurchaseCommon Stock 2,505 $3.66 $9,165.54
Disclosure

SEC source: 0001437749-23-020175 · rdgdoc.xml · nonDerivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,384

F1 · price: The shares were purchased in multiple transactions at prices ranging from $3.645 to $3.66. The reported price of $3.6589 represents the volume weighted average price for the reported transaction. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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January 09, 2023 Filed Jan 12, 2023 01:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000901 · rdgdoc.xml · derivative · entry 2

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F2 · derivative.exercise_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

F2 · derivative.expiration_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:14 UTC Exercise / conversionCommon Stock 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000901 · rdgdoc.xml · nonDerivative · entry 1

Hughes Herbert · CIK 0001861816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:14 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000900 · rdgdoc.xml · derivative · entry 2

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

F2 · derivative.expiration_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:14 UTC Exercise / conversionCommon Stock 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000900 · rdgdoc.xml · nonDerivative · entry 1

Reed Chris Lavern · CIK 0001862127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000902 · rdgdoc.xml · derivative · entry 2

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F2 · derivative.exercise_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

F2 · derivative.expiration_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:15 UTC Exercise / conversionCommon Stock 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000902 · rdgdoc.xml · nonDerivative · entry 1

ELMORE LEONARD J · CIK 0001250690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:15 UTC
Rooney EmilyDirector
Exercise / conversionRestricted Stock Units · Derivative 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000903 · rdgdoc.xml · derivative · entry 2

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

F2 · derivative.exercise_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

F2 · derivative.expiration_date: Represents a grant of restricted stock units that was made on August 3, 2022, vested on November 30, 2022, and was settled on January 9, 2023.

Read SEC document
January 09, 2023 Filed Jan 12, 2023 01:15 UTC
Rooney EmilyDirector
Exercise / conversionCommon Stock 3,409 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000903 · rdgdoc.xml · nonDerivative · entry 1

Rooney Emily · CIK 0001888288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash. This transaction represents the settlement of restricted stock units in shares of common stock following vesting.

Read SEC document
December 31, 2022 Filed Oct 18, 2023 00:00 UTC
Ganz BryanDirector · President and CEO
OtherCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 4

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the David Ganz Trust FBO Madelyn Hyland

Disclosed balance after: 0

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: The reporting person served as trustee of each trust, of which certain members of the reporting person's immediate family were beneficiaries. On December 31, 2022, the trusts distributed all shares of the issuer's common stock to the beneficiaries of the trusts. Prior to distribution, the reporting person disclaimed beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.

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December 31, 2022 Filed Oct 18, 2023 00:00 UTC
Ganz BryanDirector · President and CEO
OtherCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-028444 · rdgdoc.xml · nonDerivative · entry 3

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By the David Ganz Trust FBO Kathryn R. Ganz

Disclosed balance after: 0

F3 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · balance_after: The reporting person served as trustee of each trust, of which certain members of the reporting person's immediate family were beneficiaries. On December 31, 2022, the trusts distributed all shares of the issuer's common stock to the beneficiaries of the trusts. Prior to distribution, the reporting person disclaimed beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.

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December 08, 2022 Filed Dec 12, 2022 20:00 UTC
North DavidChief Financial Officer
GrantStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $8.96 $0.00
Disclosure

SEC source: 0001437749-22-028942 · rdgdoc.xml · derivative · entry 1

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2032-12-08

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 12/08/2023 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 12/08/2024 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 12/08/2025 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, a non-qualified stock option) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

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December 08, 2022 Filed Dec 13, 2022 01:00 UTC
Ganz BryanDirector · President and CEO
GrantStock Option (right to buy) · Derivative 66,667 $0.00 Strike: $8.96 $0.00
Disclosure

SEC source: 0001437749-22-028943 · rdgdoc.xml · derivative · entry 1

Ganz Bryan · CIK 0001318455 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 66,667 shares

Expires 2032-12-08

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 12/08/2023 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 12/08/2024 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 12/08/2025 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, a non-qualified stock option) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

Read SEC document
December 08, 2022 Filed Dec 13, 2022 01:00 UTC
Pham LuanChief Mktg and Rev Officer
GrantStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $8.96 $0.00
Disclosure

SEC source: 0001437749-22-028941 · rdgdoc.xml · derivative · entry 1

Pham Luan · CIK 0001819373 · Chief Mktg and Rev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires 2032-12-08

F1 · derivative.exercise_date: Twenty percent (20%) of the grant (the "Option Shares") will vest and become exercisable on 12/08/2023 (the "Year Anniversary"); another thirty percent (30%)the Option Shares will vest and become exercisable on 12/08/2024 (the "Two Year Anniversary"), and the balance of the Option Shares will vest and become exercisable 12/08/2025 (the "Three Year Anniversary"). The Option Shares were granted as incentive stock options (and, with respect to any portion of such award that would not qualify as an incentive stock option, a non-qualified stock option) pursuant and subject to Company's Amended and Restated 2020 Equity Incentive Plan (the "Plan").

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:16 UTC
North DavidChief Financial Officer
PurchaseCommon Stock 5,000 $5.15 $25,750.00
Disclosure

SEC source: 0001437749-22-023984 · rdgdoc.xml · nonDerivative · entry 2

North David · CIK 0001861977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:16 UTC
Wager MichaelChief Strategy Officer
PurchaseCommon Stock 6,200 $5.13 $31,799.80
Disclosure

SEC source: 0001437749-22-023985 · rdgdoc.xml · nonDerivative · entry 2

Wager Michael · CIK 0001224159 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F2 · price: The shares were purchased in multiple transactions at prices ranging from $5.099 to $5.13. The reported price of $5.129 represents the volume weighted average price for the reported transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:16 UTC
Wager MichaelChief Strategy Officer
PurchaseCommon Stock 13,800 $5.10 $70,348.26
Disclosure

SEC source: 0001437749-22-023985 · rdgdoc.xml · nonDerivative · entry 1

Wager Michael · CIK 0001224159 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,800

F1 · price: The shares were purchased in multiple transactions at prices ranging from $5.06 to $5.10. The reported price of $5.0977 represents the volume weighted average price for the reported transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.