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Nasdaq · USD

BYFC

BROADWAY FINANCIAL CORP DE

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Tapewire entity
6703
SEC CIK
0001001171
Parsed reports
195

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026022
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2017 Filed Nov 14, 2017 21:31 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 200 $2.40 $480.00
Disclosure

SEC source: 0001179110-17-014118 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,733

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:06 UTC Disposition to issuerCommon Stock 6,569 $2.36 $15,496.93
Disclosure

SEC source: 0001179110-17-014157 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,671

Read SEC document
November 14, 2017 Filed Nov 22, 2017 22:49 UTC Amendment Disposition to issuerCommon Stock 6,569 $2.36 $15,496.93
Disclosure

SEC source: 0001179110-17-014582 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,017

F1 · balance_after: Adjusted to reflect correct amount of securities beneficially owned following reported transaction.

Read SEC document
November 13, 2017 Filed Nov 14, 2017 17:54 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 267 $2.47 $659.49
Disclosure

SEC source: 0001179110-17-014085 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,933

Read SEC document
November 10, 2017 Filed Nov 13, 2017 18:12 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.50 $250.00
Disclosure

SEC source: 0001179110-17-014012 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

Read SEC document
November 10, 2017 Filed Nov 13, 2017 18:12 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.48 $248.00
Disclosure

SEC source: 0001179110-17-014012 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,300

Read SEC document
November 09, 2017 Filed Nov 9, 2017 22:03 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 900 $2.45 $2,205.00
Disclosure

SEC source: 0001179110-17-013939 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,400

Read SEC document
November 09, 2017 Filed Nov 9, 2017 22:03 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.46 $246.00
Disclosure

SEC source: 0001179110-17-013939 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,300

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:44 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.45 $980.00
Disclosure

SEC source: 0001179110-17-013909 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Read SEC document
November 08, 2017 Filed Nov 9, 2017 17:44 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.42 $242.00
Disclosure

SEC source: 0001179110-17-013909 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Read SEC document
November 07, 2017 Filed Nov 8, 2017 19:12 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.48 $248.00
Disclosure

SEC source: 0001179110-17-013871 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:38 UTC
CHAN KELLOGGDirector
GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006236 · edgar.xml · nonDerivative · entry 1

CHAN KELLOGG · CIK 0001208205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,194

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:37 UTC GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006235 · edgar.xml · nonDerivative · entry 1

MADDOX ALBERT O · CIK 0001208203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,411

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:36 UTC GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006234 · edgar.xml · nonDerivative · entry 1

MEDINA DANIEL A · CIK 0001208200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,160

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:35 UTC
ROBERTS VIRGIL PDirector · Chairman
GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006233 · edgar.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,240

F1 · security: Represents Award of unrestricted stock on April 26,2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:34 UTC GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006232 · edgar.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,286

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:30 UTC
Selleck ErinDirector
GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006231 · edgar.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 23:28 UTC GrantCommon Stock 4,286 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006230 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,586

F1 · security: Represents Award of unrestricted stock on April 26, 2017 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
April 26, 2017 Filed Apr 27, 2017 22:13 UTC
Bradshaw Wayne-Kent A.Director · President/CEO
GrantRestricted Stock Units · Derivative 129,270 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006226 · edgar.xml · derivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,984

Underlying: Common Stock · 129,270 shares

Expires 2017-04-26

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

Read SEC document
April 26, 2017 Filed May 1, 2017 21:57 UTC Amendment
Bradshaw Wayne-Kent A.Director · President/CEO
GrantRestricted Stock Units · Derivative 129,270 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006321 · edgar.xml · derivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,270

Underlying: Common Stock · 129,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

F1 · derivative.expiration_date: Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.