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Nasdaq · USD

BYFC

BROADWAY FINANCIAL CORP DE

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6703
SEC CIK
0001001171
Parsed reports
195

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026022
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2018 Filed Jun 12, 2018 21:58 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.08 $208.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 200 $2.14 $428.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 433 $2.11 $913.63
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:58 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 1,000 $2.06 $2,060.00
Disclosure

SEC source: 0001179110-18-008413 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.10 $840.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 200 $2.17 $434.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.14 $214.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,433

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.08 $832.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.12 $212.00
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,933

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 387 $2.03 $785.61
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,033

Read SEC document
June 08, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 413 $2.04 $842.52
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Read SEC document
June 07, 2018 Filed Jun 11, 2018 19:02 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 169 $2.10 $354.90
Disclosure

SEC source: 0001179110-18-008330 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,833

Read SEC document
May 11, 2018 Filed May 14, 2018 22:47 UTC
ROBERTS VIRGIL PDirector · Chairman
Disposition to issuerCommon Stock 5,000 $2.01 $10,065.00
Disclosure

SEC source: 0001179110-18-006774 · edgar.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,391

Read SEC document
February 21, 2018 Filed Feb 22, 2018 20:48 UTC
Bradshaw Wayne-Kent A.Director · President/CEO
GrantRestricted Stock Units · Derivative 97,195 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002585 · edgar.xml · derivative · entry 1

Bradshaw Wayne-Kent A. · CIK 0001456220 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,465

Underlying: Common Stock · 97,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSU") vesting on February 21, 2020 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

F1 · derivative.exercise_date: Restricted Stock Units ("RSU") vesting on February 21, 2020 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

F1 · derivative.expiration_date: Restricted Stock Units ("RSU") vesting on February 21, 2020 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:51 UTC GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001092 · edgar.xml · nonDerivative · entry 1

MADDOX ALBERT O · CIK 0001208203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,562

F1 · security: Represents Award of unrestricted stock issued on January 24,2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:49 UTC
Selleck ErinDirector
GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001091 · edgar.xml · nonDerivative · entry 1

Selleck Erin · CIK 0001644258 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,699

F1 · security: Represent Award of unrestricted stock issued on January 24,2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:41 UTC GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001089 · edgar.xml · nonDerivative · entry 1

MEDINA DANIEL A · CIK 0001208200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,311

F1 · security: Represents Award of unrestricted stock issued on January 24, 2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:43 UTC
ROBERTS VIRGIL PDirector · Chairman
GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001090 · edgar.xml · nonDerivative · entry 1

ROBERTS VIRGIL P · CIK 0001208204 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,391

F1 · security: Represents Award of unrestricted stock issued on January 24, 2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:38 UTC GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001088 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,955

F1 · security: Represents Award of unrestricted stock granted on January 24, 2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 18:29 UTC GrantCommon Stock 3,151 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001087 · edgar.xml · nonDerivative · entry 1

Ross Dutch C. III · CIK 0001668417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,437

F1 · security: Represents Award of unrestricted stock on January 24, 2018 pursuant to the 2008 Long Term Incentive Plan of Broadway Financial Corporation.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 2,115 $2.10 $4,441.50
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.09 $836.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,117

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 485 $2.08 $1,008.80
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,517

Read SEC document
December 15, 2017 Filed Dec 18, 2017 20:26 UTC Disposition to issuerCommon Stock 1,235 $2.09 $2,581.15
Disclosure

SEC source: 0001179110-17-015467 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,054

Read SEC document
December 15, 2017 Filed Dec 27, 2017 22:44 UTC Amendment Disposition to issuerCommon Stock 1,235 $2.09 $2,581.15
Disclosure

SEC source: 0001179110-17-015887 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,804

F1 · balance_after: Amount of securities beneficially owned following reported transactions was updated to reflect a correction made to the number of shares sold on December 6, 2017.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.16 $216.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 5

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,002

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 2,300 $2.09 $4,807.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 90 $2.08 $187.20
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,402

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 110 $2.10 $231.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,492

Read SEC document
December 14, 2017 Filed Dec 18, 2017 20:29 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.17 $868.00
Disclosure

SEC source: 0001179110-17-015468 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,602

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:30 UTC Disposition to issuerCommon Stock 200 $2.20 $440.00
Disclosure

SEC source: 0001179110-17-015310 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,289

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.18 $218.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 4

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.23 $223.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 3

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.20 $220.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,202

Read SEC document
December 13, 2017 Filed Dec 13, 2017 22:17 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.22 $222.00
Disclosure

SEC source: 0001179110-17-015308 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,302

Read SEC document
December 12, 2017 Filed Dec 12, 2017 23:12 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.19 $219.00
Disclosure

SEC source: 0001179110-17-015263 · edgar.xml · nonDerivative · entry 2

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,402

Read SEC document
December 11, 2017 Filed Dec 12, 2017 23:12 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 101 $2.19 $221.19
Disclosure

SEC source: 0001179110-17-015263 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,502

Read SEC document
December 11, 2017 Filed Dec 12, 2017 18:57 UTC Disposition to issuerCommon Stock 200 $2.20 $440.00
Disclosure

SEC source: 0001179110-17-015238 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,489

Read SEC document
December 08, 2017 Filed Dec 8, 2017 21:54 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 400 $2.18 $872.00
Disclosure

SEC source: 0001179110-17-015124 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,603

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:05 UTC Disposition to issuerCommon Stock 1,000 $2.20 $2,200.00
Disclosure

SEC source: 0001179110-17-015216 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,689

Read SEC document
December 07, 2017 Filed Dec 7, 2017 23:53 UTC Disposition to issuerCommon Stock 100 $2.20 $220.00
Disclosure

SEC source: 0001179110-17-015104 · edgar.xml · nonDerivative · entry 2

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,689

Read SEC document
December 07, 2017 Filed Dec 27, 2017 22:28 UTC Amendment Disposition to issuerCommon Stock 100 $2.20 $220.00
Disclosure

SEC source: 0001179110-17-015886 · edgar.xml · nonDerivative · entry 2

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,439

Read SEC document
December 06, 2017 Filed Dec 7, 2017 23:53 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.21 $221.00
Disclosure

SEC source: 0001179110-17-015106 · edgar.xml · nonDerivative · entry 1

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,003

Read SEC document
December 06, 2017 Filed Dec 7, 2017 23:53 UTC Disposition to issuerCommon Stock 220 $2.20 $484.00
Disclosure

SEC source: 0001179110-17-015104 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,789

Read SEC document
December 06, 2017 Filed Dec 27, 2017 22:28 UTC Amendment Disposition to issuerCommon Stock 470 $2.20 $1,034.00
Disclosure

SEC source: 0001179110-17-015886 · edgar.xml · nonDerivative · entry 1

DAVIDSON ROBERT C JR · CIK 0001219803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,539

F1 · shares: The correct number of shares sold on December 6, 2017 was 470 shares; not the 250 shares previously reported.

F2 · balance_after: Amount of securities beneficially owned following reported transactions was updated to reflect a correction made to the number of shares sold on December 6, 2017.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.18 $218.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 10

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,103

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 200 $2.20 $440.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 9

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,203

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 630 $2.21 $1,392.30
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 8

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.23 $223.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 7

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,033

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:21 UTC
Battey Brenda JSVP/Chief Financial Officer
Disposition to issuerCommon Stock 100 $2.22 $222.00
Disclosure

SEC source: 0001179110-17-015011 · edgar.xml · nonDerivative · entry 6

Battey Brenda J · CIK 0001578226 · SVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.