Last 12 months
Inside the activity.
7 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2023 Filed May 22, 2023 20:37 UTC |
Moeller Philip DDirector
|
GrantRestricted Stock Units · Derivative | 16,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016472 · form4.xml · derivative · entry 3 Moeller Philip D · CIK 0001823422 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,964 Underlying: Common Stock · 16,964 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:37 UTC |
Moeller Philip DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016472 · form4.xml · derivative · entry 2 Moeller Philip D · CIK 0001823422 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:37 UTC |
Moeller Philip DDirector
|
Exercise / conversionCommon Stock | 15,273 | $5.60 | $85,528.80 |
DisclosureSEC source: 0001127602-23-016472 · form4.xml · nonDerivative · entry 1 Moeller Philip D · CIK 0001823422 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC |
Bartoli Henry EDirector
|
GrantRestricted Stock Units · Derivative | 16,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · derivative · entry 3 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,964 Underlying: Common Stock · 16,964 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC |
Bartoli Henry EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 15,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · derivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document |
| May 18, 2023 Filed May 22, 2023 20:33 UTC |
Bartoli Henry EDirector
|
Exercise / conversionCommon Stock | 15,273 | $5.60 | $85,528.80 |
DisclosureSEC source: 0001127602-23-016467 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 2,188 | $5.48 | $11,991.99 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 6 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bryant R. Riley, as UTMA custodian for Eloise Riley Disclosed balance after: 35,923 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 2,188 | $5.48 | $11,991.99 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 5 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bryant R. Riley, as UTMA custodian for Susan Riley Disclosed balance after: 33,935 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 2,193 | $5.48 | $12,019.39 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 4 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bryant R. Riley, as UTMA custodian for Charlie Riley Disclosed balance after: 35,926 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 2,342 | $5.48 | $12,835.33 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Bryant R. Riley, as UTMA custodian for Abigail Riley Disclosed balance after: 36,075 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| May 15, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 22,179 | $5.48 | $121,558.66 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,967 F4 · ownership.direct: Represents shares held directly by Bryant R. Riley. Read SEC document |
| May 15, 2023 Filed May 17, 2023 07:41 UTC |
Salamone Louis JrChief Financial Officer
|
PurchaseCommon Stock | 6,000 | $5.49 | $32,940.00 |
DisclosureSEC source: 0001127602-23-015799 · form4.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511,303 Read SEC document |
| May 12, 2023 Filed May 16, 2023 13:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 75,000 | $5.43 | $407,137.50 |
DisclosureSEC source: 0001213900-23-040165 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,788 F4 · ownership.direct: Represents shares held directly by Bryant R. Riley. Read SEC document |
| May 12, 2023 Filed May 16, 2023 11:30 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
PurchaseCommon Stock | 6,000 | $5.46 | $32,741.40 |
DisclosureSEC source: 0001127602-23-015633 · form4.xml · nonDerivative · entry 2 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 162,713 F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Read SEC document |
| May 02, 2023 Filed May 4, 2023 20:31 UTC |
Morgan Jimmy BChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 49,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014493 · form4.xml · derivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,010 Underlying: Common Stock · 49,010 shares Expires 2024-05-02 F1 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted Stock Units vest May 2, 2024. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 12:07 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $5.55 | $55,482.00 |
DisclosureSEC source: 0001127602-23-010970 · form4.xml · nonDerivative · entry 2 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Note Disclosed balance after: 156,713 F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 12:12 UTC |
Tato Joseph ADirector
|
PurchaseCommon Stock | 2,500 | $5.53 | $13,825.00 |
DisclosureSEC source: 0001127602-23-010974 · form4.xml · nonDerivative · entry 1 Tato Joseph A · CIK 0001823397 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,030 Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 12:10 UTC |
Morgan Jimmy BChief Operating Officer
|
PurchaseCommon Stock | 7,500 | $5.25 | $39,372.75 |
DisclosureSEC source: 0001127602-23-010972 · form4.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,532 Read SEC document |
| March 20, 2023 Filed Mar 23, 2023 16:42 UTC |
Salamone Louis JrChief Financial Officer
|
PurchaseCommon Stock | 15,000 | $5.27 | $79,110.00 |
DisclosureSEC source: 0001127602-23-011196 · form4.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,303 Read SEC document |
| March 20, 2023 Filed Mar 28, 2023 20:36 UTC |
Howe Alan BDirector
|
PurchaseCommon Stock | 4,000 | $5.39 | $21,560.00 |
DisclosureSEC source: 0001127602-23-011508 · form4.xml · nonDerivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Alan & Penny Trust Disclosed balance after: 69,606 F3 · balance_after: Includes 65,606 shares held indirectly that were incorrectly reported as having been held directly on the reporting person's Form 4 filed with the Securities and Exchange Commission on November 14, 2022. F4 · ownership.nature: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 14:00 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 500,000 | $4.46 | $2,229,100.00 |
DisclosureSEC source: 0001213900-22-076041 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 12,032,399 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.36 to $4.50, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| November 21, 2022 Filed Nov 29, 2022 22:44 UTC |
Tato Joseph ADirector
|
PurchaseCommon Stock | 4,000 | $4.95 | $19,800.00 |
DisclosureSEC source: 0001127602-22-026497 · form4.xml · nonDerivative · entry 1 Tato Joseph A · CIK 0001823397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,530 Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 11:51 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $4.88 | $24,387.50 |
DisclosureSEC source: 0001127602-22-025342 · form4.xml · nonDerivative · entry 2 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 146,713 F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 12:09 UTC |
Bartoli Henry EDirector
|
PurchaseCommon Stock | 5,000 | $4.86 | $24,300.00 |
DisclosureSEC source: 0001127602-22-025359 · form4.xml · nonDerivative · entry 2 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,776 Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 11:47 UTC |
Moeller Philip DDirector
|
PurchaseCommon Stock | 5,000 | $4.85 | $24,250.00 |
DisclosureSEC source: 0001127602-22-025340 · form4.xml · nonDerivative · entry 1 Moeller Philip D · CIK 0001823422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,501 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 11:53 UTC |
Howe Alan BDirector
|
PurchaseCommon Stock | 3,500 | $4.62 | $16,170.00 |
DisclosureSEC source: 0001127602-22-025344 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,292 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 06:56 UTC |
Salamone Louis JrChief Financial Officer
|
PurchaseCommon Stock | 43,000 | $4.62 | $198,763.20 |
DisclosureSEC source: 0001127602-22-025347 · form4.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,303 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 11:51 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
PurchaseCommon Stock | 26,713 | $4.62 | $123,496.87 |
DisclosureSEC source: 0001127602-22-025342 · form4.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 141,713 F1 · ownership.nature: Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:09 UTC |
Bartoli Henry EDirector
|
PurchaseCommon Stock | 5,000 | $4.62 | $23,100.00 |
DisclosureSEC source: 0001127602-22-025359 · form4.xml · nonDerivative · entry 1 Bartoli Henry E · CIK 0001726956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,776 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:06 UTC |
Morgan Jimmy BChief Operating Officer
|
PurchaseCommon Stock | 10,500 | $4.62 | $48,510.00 |
DisclosureSEC source: 0001127602-22-025356 · form4.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,032 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 12:03 UTC |
Riker Christopher SSenior Vice President
|
PurchaseCommon Stock | 5,500 | $4.64 | $25,520.55 |
DisclosureSEC source: 0001127602-22-025353 · form4.xml · nonDerivative · entry 1 Riker Christopher S · CIK 0001936636 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,826 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 11:59 UTC |
Stahl Rebecca LDirector
|
PurchaseCommon Stock | 1,175 | $4.75 | $5,580.43 |
DisclosureSEC source: 0001127602-22-025350 · form4.xml · nonDerivative · entry 1 Stahl Rebecca L · CIK 0001823445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,705 Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 11:01 UTC |
BRC Group Holdings, Inc.10% owner
B. Riley Securities, Inc.10% owner
BRF Investments, LLC10% owner
RILEY BRYANT R10% owner
|
PurchaseCommon Stock, $0.01 par value per share | 1,300 | $4.10 | $5,330.00 |
DisclosureSEC source: 0001213900-22-071444 · ownership.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner B. Riley Securities, Inc. · CIK 0001505748 · 10% owner BRF Investments, LLC · CIK 0001880803 · 10% owner RILEY BRYANT R · CIK 0001207269 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Securities, Inc. Disclosed balance after: 11,532,399 F1 · ownership.nature: This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley. F2 · ownership.nature: BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI. F3 · ownership.nature: Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 12:30 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024985 · form4.xml · derivative · entry 3 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest annually in three equal installments beginning November 3, 2022. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 12:30 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 66,666 | $4.02 | $267,997.32 |
DisclosureSEC source: 0001127602-22-024985 · form4.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 20:32 UTC |
Dziewisz John JGeneral Counsel & Secretary
|
SaleCommon Stock | 2,733 | $8.10 | $22,137.30 |
DisclosureSEC source: 0001127602-22-021899 · form4.xml · nonDerivative · entry 1 Dziewisz John J · CIK 0001801550 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,091 F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC |
Buckler Joseph TSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · derivative · entry 4 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three installments beginning Augut 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC |
Buckler Joseph TSenior Vice President
|
Tax withholdingCommon Stock | 6,802 | $8.35 | $56,796.70 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · nonDerivative · entry 2 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,232 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:07 UTC |
Buckler Joseph TSenior Vice President
|
Exercise / conversionCommon Stock | 15,000 | $8.35 | $125,250.00 |
DisclosureSEC source: 0001127602-22-021645 · form4.xml · nonDerivative · entry 1 Buckler Joseph T · CIK 0001936569 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:10 UTC |
Dziewisz John JGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021647 · form4.xml · derivative · entry 3 Dziewisz John J · CIK 0001801550 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 33,333 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three equal installments beginning on August 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:10 UTC |
Dziewisz John JGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 15,116 | $8.35 | $126,218.60 |
DisclosureSEC source: 0001127602-22-021647 · form4.xml · nonDerivative · entry 2 Dziewisz John J · CIK 0001801550 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,824 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:10 UTC |
Dziewisz John JGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 33,333 | $8.35 | $278,330.55 |
DisclosureSEC source: 0001127602-22-021647 · form4.xml · nonDerivative · entry 1 Dziewisz John J · CIK 0001801550 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 16:33 UTC |
Salamone Louis JrChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021631 · form4.xml · derivative · entry 3 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 16:33 UTC |
Salamone Louis JrChief Financial Officer
|
Tax withholdingCommon Stock | 25,828 | $8.35 | $215,663.80 |
DisclosureSEC source: 0001127602-22-021631 · form4.xml · nonDerivative · entry 2 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,303 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 16:33 UTC |
Salamone Louis JrChief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | $8.35 | $417,500.00 |
DisclosureSEC source: 0001127602-22-021631 · form4.xml · nonDerivative · entry 1 Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:13 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021649 · form4.xml · derivative · entry 3 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 Underlying: Common Stock · 66,667 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three annual installments beginning on August 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 21:13 UTC |
Young Kenneth MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 66,667 | $8.35 | $556,669.45 |
DisclosureSEC source: 0001127602-22-021649 · form4.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:58 UTC |
Morgan Jimmy BChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021641 · form4.xml · derivative · entry 3 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2023-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock. F3 · derivative.exercise_date: RSUs vest in three equal installments beginning on August 25, 2021. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:58 UTC |
Morgan Jimmy BChief Operating Officer
|
Tax withholdingCommon Stock | 22,675 | $8.35 | $189,336.25 |
DisclosureSEC source: 0001127602-22-021641 · form4.xml · nonDerivative · entry 2 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,532 F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the RSUs. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:58 UTC |
Morgan Jimmy BChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $8.35 | $417,500.00 |
DisclosureSEC source: 0001127602-22-021641 · form4.xml · nonDerivative · entry 1 Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.