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Babcock & Wilcox Enterprises, Inc.

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Tapewire entity
4934
SEC CIK
0001630805
Parsed reports
443

Last 12 months

Inside the activity.

7 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202601
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2021 Filed Aug 27, 2021 20:42 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 66,666 $7.85 $523,328.10
Disclosure

SEC source: 0001127602-21-024426 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:37 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024421 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2023-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 25, 2021.

F2 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each restricted stock unit (RSU) represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 25, 2021.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:37 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 22,675 $7.85 $177,998.75
Disclosure

SEC source: 0001127602-21-024421 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,338

Read SEC document
August 25, 2021 Filed Aug 27, 2021 20:37 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 50,000 $7.85 $392,500.00
Disclosure

SEC source: 0001127602-21-024421 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 25, 2021.

Read SEC document
August 17, 2021 Filed Aug 17, 2021 21:14 UTC
Dziewisz John JSVP & Corp. Secy.
SaleCommon Stock 25,000 $7.18 $179,575.00
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,592

F2 · price: Represents the share price weighted average.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionRestricted Stock Unit · Derivative 13,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · derivative · entry 4

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,333 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 13, 2020.

F3 · derivative.exercise_date: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock. RSUs vest in three installments beginning on August 13, 2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC
Dziewisz John JSVP & Corp. Secy.
Tax withholdingCommon Stock 6,046 $7.78 $47,037.88
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,592

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:14 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionCommon Stock 13,333 $7.78 $103,730.74
Disclosure

SEC source: 0001127602-21-023906 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: RSUs vest in three equal installments beginning on August 13, 2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:11 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · derivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2022-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning on August 13, 2020.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:11 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 22,675 $7.78 $176,411.50
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,013

F1 · shares: Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 21:11 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 50,000 $7.78 $389,000.00
Disclosure

SEC source: 0001127602-21-023902 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 20:12 UTC
Dziewisz John JSVP & Corp. Secy.
GrantRestricted Stock Unit · Derivative 75,000 $7.69 $576,750.00
Disclosure

SEC source: 0001127602-21-023774 · form4.xml · derivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-08-11

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 16:10 UTC
Salamone Louis JrChief Financial Officer
GrantRestricted Stock Units · Derivative 100,000 $7.69 $769,000.00
Disclosure

SEC source: 0001127602-21-023772 · form4.xml · derivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-08-11

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
August 11, 2021 Filed Aug 16, 2021 20:07 UTC
Morgan Jimmy BChief Operating Officer
GrantRestricted Stock Units · Derivative 100,000 $7.69 $769,000.00
Disclosure

SEC source: 0001127602-21-023766 · form4.xml · derivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-08-11

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. 2021 Long-Term Incentive Plan, each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest annually in three equal installments beginning on August 11, 2022.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:44 UTC
Howe Alan BDirector
GrantRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021293 · form4.xml · derivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

Underlying: Common Stock · 10,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F2 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:57 UTC Exercise / conversionRestricted Stock Units · Derivative 14,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021305 · form4.xml · derivative · entry 4

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:57 UTC GrantRestricted Stock Units · Derivative 14,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021305 · form4.xml · derivative · entry 3

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:57 UTC GrantRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021305 · form4.xml · derivative · entry 2

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

Underlying: Common Stock · 10,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:57 UTC Exercise / conversionCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021305 · form4.xml · nonDerivative · entry 1

Stahl Rebecca L · CIK 0001823445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:47 UTC GrantRestricted Stock Units · Derivative 29,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021297 · form4.xml · derivative · entry 4

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,687

Underlying: Common Stock · 29,687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:47 UTC GrantRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021297 · form4.xml · derivative · entry 3

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

Underlying: Common Stock · 10,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F3 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 29,687 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021297 · form4.xml · derivative · entry 2

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:47 UTC Exercise / conversionCommon Stock 29,687 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021297 · form4.xml · nonDerivative · entry 1

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 14,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021282 · form4.xml · derivative · entry 4

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021282 · form4.xml · derivative · entry 3

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

Underlying: Common Stock · 10,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: Vests in May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F3 · derivative.expiration_date: Vests in May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 14,844 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021282 · form4.xml · derivative · entry 2

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 14,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:39 UTC Exercise / conversionCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021282 · form4.xml · nonDerivative · entry 1

Tato Joseph A · CIK 0001823397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 7,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021265 · form4.xml · derivative · entry 4

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:34 UTC GrantRestricted Stock Units · Derivative 10,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021265 · form4.xml · derivative · entry 3

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,686

Underlying: Common Stock · 10,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F3 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

F3 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:34 UTC GrantRestricted Stock Units · Derivative 7,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021265 · form4.xml · derivative · entry 2

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 7,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.expiration_date: RSUs vest immediately.

Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:34 UTC Exercise / conversionCommon Stock 7,090 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-021265 · form4.xml · nonDerivative · entry 1

Bartoli Henry E · CIK 0001726956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 17:52 UTC SaleCommon Stock, $0.01 par value per share 10,720,785 $6.04 $64,753,541.40
Disclosure

SEC source: 0001104659-21-042593 · tm2111108-2_4.xml · nonDerivative · entry 1

Vintage Capital Management LLC · CIK 0001511498 · 10% owner

KAHN CAPITAL MANAGEMENT LLC · CIK 0001099408 · 10% owner

KAHN BRIAN RANDALL · CIK 0001455976 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares held directly by Vintage Capital Management, LLC, a Delaware limited liability company ("Vintage Capital").

F2 · ownership.direct: This Form 4 is being filed jointly by Vintage Capital , Kahn Capital Management, LLC, a Delaware limited liability company ("Kahn Capital") and Brian R. Kahn, a citizen of the United States of America (together with Vintage Capital and Kahn Capital, the "Reporting Persons"). Kahn Capital, as a member and the majority owner of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital, and may be deemed to be the indirect beneficial owner of such shares. Kahn Capital disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

F3 · ownership.direct: Mr. Kahn, who serves as (A) the manager and sole member of Kahn Capital and (B) the manager and a member of Vintage Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Vintage Capital and Kahn Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Kahn disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 16:11 UTC
BRC Group Holdings, Inc.Director · 10% owner
BRC Partners Management GP, LLCDirector · 10% owner
B. Riley Securities, Inc.Director · 10% owner
RILEY BRYANT RDirector · 10% owner
PurchaseCommon Stock, $0.01 par value per share 10,720,785 $6.04 $64,753,541.40
Disclosure

SEC source: 0001213900-21-017989 · ownership.xml · nonDerivative · entry 1

B. Riley Financial, Inc. · CIK 0001464790 · Director · 10% owner

BRC Partners Opportunity Fund, LP · CIK 0001642765 · Director · 10% owner

BRC Partners Management GP, LLC · CIK 0001749420 · Director · 10% owner

B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · Director · 10% owner

B. Riley Securities, Inc. · CIK 0001505748 · Director · 10% owner

RILEY BRYANT R · CIK 0001207269 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,640,014

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionPerformance Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC
Dziewisz John JSVP & Corp. Secy.
Tax withholdingCommon Stock 49,712 $7.25 $360,412.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · nonDerivative · entry 2

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,305

Read SEC document
February 10, 2021 Filed Feb 11, 2021 22:49 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005274 · form4.xml · nonDerivative · entry 1

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 15:54 UTC
Howe Alan BDirector
PurchaseCommon Stock 2,000 $5.85 $11,700.00
Disclosure

SEC source: 0001127602-21-005112 · form4.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,606

Read SEC document
February 10, 2021 Filed Feb 11, 2021 13:02 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005087 · form4.xml · derivative · entry 4

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

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February 10, 2021 Filed Feb 11, 2021 13:02 UTC
Young Kenneth MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005087 · form4.xml · nonDerivative · entry 2

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 13:02 UTC
Young Kenneth MDirector · Chief Executive Officer
PurchaseCommon Stock 17,094 $5.85 $99,999.90
Disclosure

SEC source: 0001127602-21-005087 · form4.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,334

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February 10, 2021 Filed Feb 11, 2021 15:52 UTC PurchaseCommon Stock 5,128 $5.85 $29,998.80
Disclosure

SEC source: 0001127602-21-005111 · form4.xml · nonDerivative · entry 1

Moeller Philip D · CIK 0001823422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,128

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February 10, 2021 Filed Feb 12, 2021 09:39 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005318 · form4.xml · derivative · entry 4

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

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February 10, 2021 Filed Feb 12, 2021 09:39 UTC
Salamone Louis JrChief Financial Officer
Tax withholdingCommon Stock 101,059 $7.25 $732,677.75
Disclosure

SEC source: 0001127602-21-005318 · form4.xml · nonDerivative · entry 3

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,148

Read SEC document
February 10, 2021 Filed Feb 12, 2021 09:39 UTC
Salamone Louis JrChief Financial Officer
Exercise / conversionCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005318 · form4.xml · nonDerivative · entry 2

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 09:39 UTC
Salamone Louis JrChief Financial Officer
PurchaseCommon Stock 8,547 $5.85 $49,999.95
Disclosure

SEC source: 0001127602-21-005318 · form4.xml · nonDerivative · entry 1

Salamone Louis Jr · CIK 0001360840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,207

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionPerformance Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · derivative · entry 4

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2025-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: 100% of PSUs vest immediately upon the company's common stock achieving a market price of $7.00 per share at the end of any trading day during the period from August 25, 2020 to August 24, 2025.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC
Morgan Jimmy BChief Operating Officer
Tax withholdingCommon Stock 70,536 $7.25 $511,386.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 3

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,688

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC
Morgan Jimmy BChief Operating Officer
Exercise / conversionCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 2

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 14:19 UTC
Morgan Jimmy BChief Operating Officer
PurchaseCommon Stock 12,821 $5.85 $75,002.85
Disclosure

SEC source: 0001127602-21-005305 · form4.xml · nonDerivative · entry 1

Morgan Jimmy B · CIK 0001681626 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,224

Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:35 UTC
Dziewisz John JSVP & Corp. Secy.
Exercise / conversionRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003637 · form4.xml · derivative · entry 3

Dziewisz John J · CIK 0001801550 · SVP & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan each restricted stock unit represents a contingent right to receive one share of BW common stock.

F2 · derivative.exercise_date: RSUs vest in two annual installments beginning on February 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.