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BrightView Holdings, Inc.

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4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2019 Filed Nov 26, 2019 18:39 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
GrantRestricted Stock Units · Derivative 16,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058183 · doc4.xml · derivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518

Underlying: Common Stock · 16,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:39 UTC
Dozier Michael JoePresident, Evergreen East
GrantRestricted Stock Units · Derivative 11,545 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058184 · doc4.xml · derivative · entry 2

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,545

Underlying: Common Stock · 11,545 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:39 UTC
Dozier Michael JoePresident, Evergreen East
GrantStock Options (Right to Buy) · Derivative 26,787 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058184 · doc4.xml · derivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,787

Underlying: Common Stock · 26,787 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:44 UTC
Masterman AndrewDirector · President & CEO
GrantRestricted Stock Units · Derivative 6,782 $16.89 $114,547.98
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 3

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common Stock · 6,782 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:44 UTC
Masterman AndrewDirector · President & CEO
GrantRestricted Stock Units · Derivative 84,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 2

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,369

Underlying: Common Stock · 84,369 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 18:44 UTC
Masterman AndrewDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 192,185 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058189 · doc4.xml · derivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,185

Underlying: Common Stock · 192,185 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:48 UTC GrantRestricted Stock Units · Derivative 1,600 $16.89 $27,024.00
Disclosure

SEC source: 0001209191-19-058191 · doc4.xml · derivative · entry 3

Orders Amanda Marie · CIK 0001794175 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:48 UTC GrantRestricted Stock Units · Derivative 9,325 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058191 · doc4.xml · derivative · entry 2

Orders Amanda Marie · CIK 0001794175 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,325

Underlying: Common Stock · 9,325 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:48 UTC GrantStock Options (Right to Buy) · Derivative 21,635 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058191 · doc4.xml · derivative · entry 1

Orders Amanda Marie · CIK 0001794175 · CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,635

Underlying: Common Stock · 21,635 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:03 UTC
Khatib Louay HChief Accounting Officer
GrantRestricted Stock Units · Derivative 1,122 $16.89 $18,950.58
Disclosure

SEC source: 0001209191-19-058200 · doc4.xml · derivative · entry 3

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

Underlying: Common Stock · 1,122 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:03 UTC
Khatib Louay HChief Accounting Officer
GrantRestricted Stock Units · Derivative 3,694 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058200 · doc4.xml · derivative · entry 2

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,694

Underlying: Common Stock · 3,694 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 27, 2019 00:03 UTC
Khatib Louay HChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 8,571 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058200 · doc4.xml · derivative · entry 1

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

Underlying: Common Stock · 8,571 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:43 UTC
Marcil Eugene Edward IVPresident, Evergreen West
GrantRestricted Stock Units · Derivative 977 $16.89 $16,501.53
Disclosure

SEC source: 0001209191-19-058188 · doc4.xml · derivative · entry 3

Marcil Eugene Edward IV · CIK 0001792235 · President, Evergreen West

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977

Underlying: Common Stock · 977 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:43 UTC
Marcil Eugene Edward IVPresident, Evergreen West
GrantRestricted Stock Units · Derivative 15,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058188 · doc4.xml · derivative · entry 2

Marcil Eugene Edward IV · CIK 0001792235 · President, Evergreen West

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,630

Underlying: Common Stock · 15,630 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:43 UTC
Marcil Eugene Edward IVPresident, Evergreen West
GrantStock Options (Right to Buy) · Derivative 36,265 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058188 · doc4.xml · derivative · entry 1

Marcil Eugene Edward IV · CIK 0001792235 · President, Evergreen West

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,265

Underlying: Common Stock · 36,265 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:42 UTC
Herold Jeffrey RCOO Maint.; Pres., Seasonal
GrantRestricted Stock Units · Derivative 2,901 $16.89 $48,997.89
Disclosure

SEC source: 0001209191-19-058186 · doc4.xml · derivative · entry 3

Herold Jeffrey R · CIK 0001738551 · COO Maint.; Pres., Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

Underlying: Common Stock · 2,901 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F4 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F4 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:42 UTC
Herold Jeffrey RCOO Maint.; Pres., Seasonal
GrantRestricted Stock Units · Derivative 17,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-058186 · doc4.xml · derivative · entry 2

Herold Jeffrey R · CIK 0001738551 · COO Maint.; Pres., Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,229

Underlying: Common Stock · 17,229 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F3 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 23:42 UTC
Herold Jeffrey RCOO Maint.; Pres., Seasonal
GrantStock Options (Right to Buy) · Derivative 39,974 $0.00 Strike: $16.89 $0.00
Disclosure

SEC source: 0001209191-19-058186 · doc4.xml · derivative · entry 1

Herold Jeffrey R · CIK 0001738551 · COO Maint.; Pres., Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,974

Underlying: Common Stock · 39,974 shares

Expires 2029-11-22

F1 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 22, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:34 UTC GrantCommon Stock 1,311 $17.15 $22,483.65
Disclosure

SEC source: 0001209191-19-051383 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:35 UTC
SWAN MARA EDirector
GrantCommon Stock 1,275 $17.15 $21,866.25
Disclosure

SEC source: 0001209191-19-051385 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,444

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:33 UTC GrantCommon Stock 692 $17.15 $11,867.80
Disclosure

SEC source: 0001209191-19-051380 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,714

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 18:35 UTC GrantCommon Stock 1,457 $17.15 $24,987.55
Disclosure

SEC source: 0001209191-19-051384 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,010

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:03 UTC
SWAN MARA EDirector
GrantCommon Stock 1,169 $18.71 $21,871.99
Disclosure

SEC source: 0001209191-19-039812 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:02 UTC GrantCommon Stock 1,202 $18.71 $22,489.42
Disclosure

SEC source: 0001209191-19-039808 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,202

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:01 UTC GrantCommon Stock 634 $18.71 $11,862.14
Disclosure

SEC source: 0001209191-19-039806 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,022

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:02 UTC GrantCommon Stock 1,336 $18.71 $24,996.56
Disclosure

SEC source: 0001209191-19-039810 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,553

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 18:10 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
PurchaseCommon Stock 1,000 $17.33 $17,330.00
Disclosure

SEC source: 0001209191-19-035234 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,174

F1 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 22:06 UTC GrantRestricted Stock Units · Derivative 8,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010788 · doc4.xml · derivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

Underlying: Common Stock · 8,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F2 · kind: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 22:03 UTC
SWAN MARA EDirector
GrantRestricted Stock Units · Derivative 8,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010786 · doc4.xml · derivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

Underlying: Common Stock · 8,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F2 · kind: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 21:54 UTC GrantCommon Stock 781 $14.40 $11,246.40
Disclosure

SEC source: 0000899243-19-009289 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 17:54 UTC GrantCommon Stock 1,736 $14.40 $24,998.40
Disclosure

SEC source: 0000899243-19-009288 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,217

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

F2 · balance_after: Includes unvested shares of restricted stock.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 21:54 UTC GrantRestricted Stock Units · Derivative 12,869 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009289 · doc4.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,869

Underlying: Common Stock · 12,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · kind: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 17:54 UTC GrantRestricted Stock Units · Derivative 9,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009288 · doc4.xml · derivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,634

Underlying: Common Stock · 9,634 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F4 · kind: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F4 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

F4 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests on March 27, 2020.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 21:13 UTC PurchaseCommon Stock 1,000 $13.72 $13,718.00
Disclosure

SEC source: 0000899243-19-006346 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,174

F1 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 16:32 UTC
Masterman AndrewDirector · Chief Executive Officer
PurchaseCommon Stock 20,000 $11.06 $221,200.00
Disclosure

SEC source: 0000899243-18-031086 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,232

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $10.98 to $11.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 12, 2018 Filed Dec 13, 2018 16:30 UTC PurchaseCommon Stock 10,000 $11.78 $117,800.00
Disclosure

SEC source: 0000899243-18-030874 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,174

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.75 to $11.783, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:36 UTC GrantStock Options (Right to Buy) · Derivative 55,720 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029901 · doc4.xml · derivative · entry 8

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,720

Underlying: Common Stock · 55,720 shares

Expires 2028-11-28

F12 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

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November 28, 2018 Filed Nov 30, 2018 18:36 UTC GrantStock Options (Right to Buy) · Derivative 16,168 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029901 · doc4.xml · derivative · entry 7

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,378

Underlying: Common Stock · 16,168 shares

Expires 2028-06-27

F11 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F9 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F10 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:36 UTC GrantCommon Stock 24,010 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029901 · doc4.xml · nonDerivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,395

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:36 UTC GrantCommon Stock 5,106 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029901 · doc4.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,385

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:37 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 67,070 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 10

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,070

Underlying: Common Stock · 67,070 shares

Expires 2028-11-28

F14 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

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November 28, 2018 Filed Nov 30, 2018 18:37 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 40,106 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · derivative · entry 9

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,693

Underlying: Common Stock · 40,106 shares

Expires 2028-06-27

F13 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F11 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F12 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:37 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantCommon Stock 28,910 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 3

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,817

F5 · kind: Represents a grant of time-based restricted stock that vests as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:37 UTC
FEENAN JOHN AEVP & Chief Financial Officer
GrantCommon Stock 12,158 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029902 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,907

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC GrantStock Options (Right to Buy) · Derivative 47,980 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 10

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,980

Underlying: Common Stock · 47,980 shares

Expires 2028-11-28

F13 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC GrantStock Options (Right to Buy) · Derivative 11,080 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 9

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,628

Underlying: Common Stock · 11,080 shares

Expires 2028-06-27

F12 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F10 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F11 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC GrantCommon Stock 20,680 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 4

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,174

F5 · kind: Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC GrantCommon Stock 8,292 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 3

DONNELLY THOMAS C · CIK 0001360659 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,494

F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.

F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC
Masterman AndrewDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 236,490 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 8

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,490

Underlying: Common Stock · 236,490 shares

Expires 2028-11-28

F11 · derivative.exercise_date: Represents a grant of time-based options that vest as follows: 10% vests on November 28, 2019, 20% vests on November 28, 2020, 30% vests on November 28, 2021 and 40% vests on November 28, 2022.

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November 28, 2018 Filed Nov 30, 2018 18:35 UTC
Masterman AndrewDirector · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 107,636 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0000899243-18-029898 · doc4.xml · derivative · entry 7

Masterman Andrew · CIK 0001591931 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,635

Underlying: Common Stock · 107,636 shares

Expires 2028-06-27

F10 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.

F8 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.

F9 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.