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BrightView Holdings, Inc.

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4938
SEC CIK
0001734713
Parsed reports
406

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202511
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2021 Filed Oct 1, 2021 16:34 UTC GiftCommon Stock 61,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058472 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Transfer of shares to an irrevocable trust, of which the reporting person's adult children are trustees and beneficiaries.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:38 UTC GrantCommon Stock 1,527 $16.12 $24,615.24
Disclosure

SEC source: 0001209191-21-044434 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,898

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:31 UTC
SWAN MARA EDirector
GrantCommon Stock 1,357 $16.12 $21,874.84
Disclosure

SEC source: 0001209191-21-044420 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,643

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 16:34 UTC GrantCommon Stock 1,550 $16.12 $24,986.00
Disclosure

SEC source: 0001209191-21-044425 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,189

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 20:37 UTC GrantCommon Stock 1,467 $16.12 $23,648.04
Disclosure

SEC source: 0001209191-21-044429 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,105

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:00 UTC
SWAN MARA EDirector
GrantCommon Stock 1,296 $16.87 $21,863.52
Disclosure

SEC source: 0001209191-21-024144 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,286

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:00 UTC GrantCommon Stock 1,407 $16.87 $23,736.09
Disclosure

SEC source: 0001209191-21-024142 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,371

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 17:01 UTC GrantCommon Stock 1,481 $16.87 $24,984.47
Disclosure

SEC source: 0001209191-21-024145 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,639

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:00 UTC GrantCommon Stock 1,333 $16.87 $22,487.71
Disclosure

SEC source: 0001209191-21-024140 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,638

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:04 UTC GrantRestricted Stock Units · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022054 · doc4.xml · derivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:13 UTC
SWAN MARA EDirector
GrantRestricted Stock Units · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022069 · doc4.xml · derivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 16:10 UTC GrantRestricted Stock Units · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022063 · doc4.xml · derivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:07 UTC GrantRestricted Stock Units · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-022060 · doc4.xml · derivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F2 · derivative.exercise_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Represents a grant of time-based restricted stock units issued as director compensation that vests 100% on the earlier of: (a) March 17, 2022, or (b) the business day immediately preceding the Issuer's next annual meeting of stockholders.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:08 UTC
SWAN MARA EDirector
Exercise / conversionRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020544 · doc4.xml · derivative · entry 2

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

F3 · derivative.expiration_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:08 UTC
SWAN MARA EDirector
Exercise / conversionCommon Stock 7,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020544 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:02 UTC Exercise / conversionRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020533 · doc4.xml · derivative · entry 2

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

F3 · derivative.expiration_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:02 UTC Exercise / conversionCommon Stock 7,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020533 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 18:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020540 · doc4.xml · derivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

F3 · derivative.expiration_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 18:06 UTC Exercise / conversionCommon Stock 7,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020540 · doc4.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 7,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020535 · doc4.xml · derivative · entry 2

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F3 · derivative.exercise_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

F3 · derivative.expiration_date: On March 11, 2020, the Reporting Person was issued 7,832 time-based restricted stock units as director compensation that vested on March 11, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:04 UTC Exercise / conversionCommon Stock 7,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-020535 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

Read SEC document
February 09, 2021 Filed Feb 9, 2021 18:05 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
PurchaseCommon Stock 5,000 $15.32 $76,600.00
Disclosure

SEC source: 0001209191-21-008929 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,008

F1 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:16 UTC
SWAN MARA EDirector
GrantCommon Stock 1,446 $15.12 $21,863.52
Disclosure

SEC source: 0001209191-21-001549 · doc4.xml · nonDerivative · entry 1

SWAN MARA E · CIK 0001197529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,158

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:05 UTC GrantCommon Stock 1,570 $15.12 $23,738.40
Disclosure

SEC source: 0001209191-21-001501 · doc4.xml · nonDerivative · entry 1

ABRAHAMSON JAMES R · CIK 0001201260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,132

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 18:20 UTC GrantCommon Stock 1,653 $15.12 $24,993.36
Disclosure

SEC source: 0001209191-21-001554 · doc4.xml · nonDerivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,326

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:10 UTC GrantCommon Stock 1,488 $15.12 $22,498.56
Disclosure

SEC source: 0001209191-21-001523 · doc4.xml · nonDerivative · entry 1

Bomba Jane L Okun · CIK 0001324628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473

F1 · kind: Represents vested shares of Issuer common stock issued as director compensation in lieu of cash.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 18:05 UTC
DONNELLY THOMAS CPresident, Landscape Dev.
PurchaseCommon Stock 5,000 $13.78 $68,900.00
Disclosure

SEC source: 0001209191-20-061602 · doc4.xml · nonDerivative · entry 1

DONNELLY THOMAS C · CIK 0001360659 · President, Landscape Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,008

F1 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 18:08 UTC
Gollotto Jamie C.President, Seasonal
Tax withholdingCommon Stock 196 $14.26 $2,794.96
Disclosure

SEC source: 0001209191-20-060786 · doc4.xml · nonDerivative · entry 2

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,273

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 18:08 UTC
Gollotto Jamie C.President, Seasonal
Tax withholdingCommon Stock 392 $14.26 $5,589.92
Disclosure

SEC source: 0001209191-20-060786 · doc4.xml · nonDerivative · entry 1

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,469

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 18:07 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 1,632 $14.26 $23,272.32
Disclosure

SEC source: 0001209191-20-060785 · doc4.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,177

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 18:04 UTC
Masterman AndrewDirector · President & CEO
Tax withholdingCommon Stock 6,312 $14.26 $90,009.12
Disclosure

SEC source: 0001209191-20-060780 · doc4.xml · nonDerivative · entry 1

Masterman Andrew · CIK 0001591931 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,026

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 23:09 UTC
Dozier Michael JoePresident, Evergreen East
Tax withholdingCommon Stock 1,188 $14.26 $16,940.88
Disclosure

SEC source: 0001209191-20-060788 · doc4.xml · nonDerivative · entry 1

Dozier Michael Joe · CIK 0001791941 · President, Evergreen East

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,728

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 23:06 UTC
Herold Jeffrey RCOO Maint.;Pres-Evergreen West
Tax withholdingCommon Stock 1,540 $14.26 $21,960.40
Disclosure

SEC source: 0001209191-20-060784 · doc4.xml · nonDerivative · entry 1

Herold Jeffrey R · CIK 0001738551 · COO Maint.;Pres-Evergreen West

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,731

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 23:05 UTC
Khatib Louay HChief Accounting Officer
Tax withholdingCommon Stock 330 $14.26 $4,705.80
Disclosure

SEC source: 0001209191-20-060782 · doc4.xml · nonDerivative · entry 1

Khatib Louay H · CIK 0001738548 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,070

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 28, 2020 Filed Nov 30, 2020 23:03 UTC Tax withholdingCommon Stock 299 $14.26 $4,263.74
Disclosure

SEC source: 0001209191-20-060777 · doc4.xml · nonDerivative · entry 1

Orders Amanda Marie · CIK 0001794175 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,276

F1 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 28, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Exercise / conversionRestricted Stock Units · Derivative 1,944 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · derivative · entry 8

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071

Underlying: Common Stock · 1,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: These unvested restricted stock units were previously reported as common stock in Table I of the Form 3 but are now reported in Table II.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Exercise / conversionRestricted Stock Units · Derivative 1,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · derivative · entry 7

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,747

Underlying: Common Stock · 1,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: These unvested restricted stock units were previously reported as common stock in Table I of the Form 3 but are now reported in Table II.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F9 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

F9 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Tax withholdingCommon Stock 564 $14.18 $7,997.52
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 4

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,861

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Tax withholdingCommon Stock 393 $14.18 $5,572.74
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 3

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,425

F4 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock that vested on November 22, 2020.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Exercise / conversionCommon Stock 1,944 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 2

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 18:05 UTC
Gollotto Jamie C.President, Seasonal
Exercise / conversionCommon Stock 1,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 1

Gollotto Jamie C. · CIK 0001808736 · President, Seasonal

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

F3 · balance_after: Reduced by (i) 9,128 unvested restricted stock units previously reported as common stock in Table I of the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on April 8, 2020 (the "Form 3") and (ii) 588 shares of restricted stock that were withheld to cover taxes upon vesting that were inadvertently included as common stock in Table I of the Form 3.

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November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · derivative · entry 8

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F8 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F8 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

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November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · derivative · entry 7

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,703

Underlying: Common Stock · 2,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

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November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 398 $14.18 $5,643.64
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · nonDerivative · entry 4

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,809

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

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November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Tax withholdingCommon Stock 707 $14.18 $10,025.26
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · nonDerivative · entry 3

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,207

F3 · kind: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2020.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 1,257 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · nonDerivative · entry 2

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:06 UTC
Gottsegen Jonathan MarkEVP, CLO & Corporate Secretary
Exercise / conversionCommon Stock 2,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060061 · doc4.xml · nonDerivative · entry 1

Gottsegen Jonathan Mark · CIK 0001456903 · EVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC
FEENAN JOHN AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 6

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F7 · derivative.exercise_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

F7 · derivative.expiration_date: Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two equal installments beginning on November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC
FEENAN JOHN AEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,605 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · derivative · entry 5

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,445

Underlying: Common Stock · 2,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).

F6 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

F6 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest as follows: 10% vests on November 22, 2020, 20% vests on November 22, 2021, 30% vests on November 22, 2022 and 40% vests on November 22, 2023.

Read SEC document
November 22, 2020 Filed Nov 23, 2020 18:04 UTC
FEENAN JOHN AEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-060059 · doc4.xml · nonDerivative · entry 2

FEENAN JOHN A · CIK 0001261437 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.

F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.