BURU

SEC source: 0001062993-23-014072 · form4.xml · derivative · entry 1

Seldin David · CIK 0001959900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,744,186 shares

Expires 2026-06-23

F1 · derivative.exercise_price: Convertible promissory notes with an aggregate principal amount of $1,200,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.exercise_price: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F3 · kind: This purchase was exempted pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · derivative.exercise_date: Convertible promissory notes with an aggregate principal amount of $1,200,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.exercise_date: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.expiration_date: Convertible promissory notes with an aggregate principal amount of $1,200,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.expiration_date: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.underlying_shares: Convertible promissory notes with an aggregate principal amount of $1,200,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.underlying_shares: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · valueOwnedAfter: Convertible promissory notes with an aggregate principal amount of $1,200,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · valueOwnedAfter: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

SEC source: 0001062993-23-014073 · form4.xml · derivative · entry 2

CST Global LLC · CIK 0001960132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,349

Underlying: Common Stock · 145,349 shares

Expires 2028-06-23

F4 · derivative.exercise_price: Subject to adjustment pursuant to the terms of the warrants to purchase shares of Common Stock (the "Warrants") issued on June 23, 2023 pursuant to the Purchase Agreement.

F3 · kind: This purchase was exempted pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F5 · price: The Warrants were issued pursuant to the Purchase Agreement in connection with the purchase of the Convertible Notes as partial consideration for the Convertible Notes.

SEC source: 0001062993-23-014073 · form4.xml · derivative · entry 1

CST Global LLC · CIK 0001960132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 145,349 shares

Expires 2026-06-23

F1 · derivative.exercise_price: Convertible promissory notes in the aggregate principal amount of $100,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.exercise_price: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F3 · kind: This purchase was exempted pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · derivative.exercise_date: Convertible promissory notes in the aggregate principal amount of $100,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.exercise_date: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.expiration_date: Convertible promissory notes in the aggregate principal amount of $100,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.expiration_date: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.underlying_shares: Convertible promissory notes in the aggregate principal amount of $100,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · derivative.underlying_shares: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · valueOwnedAfter: Convertible promissory notes in the aggregate principal amount of $100,000 ("Convertible Notes") were issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Convertible Notes and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Convertible Notes into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Convertible Notes). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date.

F2 · valueOwnedAfter: (Continued from Footnote 1) All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Convertible Notes, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 10

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,118,239

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.67 to $0.72, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 9

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,130

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 8

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,260

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 7

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,004

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 6

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,836

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 5

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,671

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 4

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,519,618

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 3

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,849,337

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 2

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,020,760

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 1

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,118,292

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 10

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,123,012

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 9

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,135

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 8

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,271

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 7

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,053

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 6

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,919

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 5

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,906

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 4

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,520,327

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 3

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850,200

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 2

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,022,636

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 1

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,123,112

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0000899243-23-015661 · doc4.xml · derivative · entry 2

Garling Jill · CIK 0001960201 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,906,977

Underlying: Common Stock · 2,906,977 shares

Expires 2028-06-23

F3 · derivative.exercise_price: Subject to adjustment pursuant to the terms of the warrant to purchase shares of the Issuer's common stock, par value $0.0001 per share (the "Warrant"), issued on June 13, 2023 pursuant to the Purchase Agreement.

F4 · price: The Warrant was issued pursuant to the Purchase Agreement in connection with the purchase of the Note as partial consideration for the Note.

F2 · ownership.nature: The securities are held directly by held by the Wilson-Garling 2023 Family Trust, of which Jill Garling is the trustee. As trustee, Ms. Garling exercises voting and investment control over these securities. Ms. Garling also exercises voting and investment control over the securities held by Wilson-Garling 2020 Family Trust uad 9/20/20, of which she is also trustee, and Ms. Garling may also be deemed to have voting and dispositive control over the securities held by W-G Investments LLC, of which she is a member and her spouse is the sole manager.

SEC source: 0000899243-23-015661 · doc4.xml · derivative · entry 1

Garling Jill · CIK 0001960201 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,906,977

Underlying: Common Stock · 2,906,977 shares

Expires 2026-06-23

F1 · derivative.exercise_price: The 7% convertible promissory note with an aggregate principal amount of $2,000,000 ("Note") was issued on June 13, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of defaault.

F1 · derivative.exercise_date: The 7% convertible promissory note with an aggregate principal amount of $2,000,000 ("Note") was issued on June 13, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of defaault.

F1 · derivative.expiration_date: The 7% convertible promissory note with an aggregate principal amount of $2,000,000 ("Note") was issued on June 13, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of defaault.

F1 · derivative.underlying_shares: The 7% convertible promissory note with an aggregate principal amount of $2,000,000 ("Note") was issued on June 13, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of defaault.

F1 · balance_after: The 7% convertible promissory note with an aggregate principal amount of $2,000,000 ("Note") was issued on June 13, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of defaault.

F2 · ownership.nature: The securities are held directly by held by the Wilson-Garling 2023 Family Trust, of which Jill Garling is the trustee. As trustee, Ms. Garling exercises voting and investment control over these securities. Ms. Garling also exercises voting and investment control over the securities held by Wilson-Garling 2020 Family Trust uad 9/20/20, of which she is also trustee, and Ms. Garling may also be deemed to have voting and dispositive control over the securities held by W-G Investments LLC, of which she is a member and her spouse is the sole manager.

SEC source: 0001209191-23-031996 · doc4.xml · nonDerivative · entry 1

Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,318,203

F1 · price: These shares were purchased in multiple transactions at a price of $0.79 per share.

SEC source: 0001209191-23-025567 · doc4.xml · derivative · entry 3

Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,153 shares

Expires 2027-04-27

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date of exercise.

F3 · ownership.nature: The exercised option was held directly by Dr. Zediker's spouse.

SEC source: 0001209191-23-025567 · doc4.xml · nonDerivative · entry 1

Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,153

F1 · ownership.nature: The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-024996 · doc4.xml · nonDerivative · entry 1

Hummel Kristi · CIK 0001884418 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-024998 · doc4.xml · nonDerivative · entry 1

Nicol Ronald Lee · CIK 0001952798 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,696

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-024997 · doc4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-024993 · doc4.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-024991 · doc4.xml · nonDerivative · entry 1

Hirsch Daniel J. · CIK 0001453077 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-024988 · doc4.xml · nonDerivative · entry 1

ALMGREN AKE · CIK 0001283168 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,476

F1 · shares: The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-eighth (1/8th) of the shares subject to this grant become vested on each Quarterly Vesting Date following the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. "Vesting Commencement Date" shall mean January 31, 2023. "Quarterly Vesting Date" shall mean each of January 31, April 30, July 31, and October 31.

F2 · balance_after: Includes 25,000 shares granted as RSUs. As of the transaction date, zero RSUs have vested.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 19

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141

Underlying: Common Stock · 24,282 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F13 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 18

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

Underlying: Common Stock · 48,564 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F11 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 17

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,414

Underlying: Common Stock · 488,828 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F10 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 16

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,937

Underlying: Common Stock · 73,874 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F9 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 15

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,767

Underlying: Common Stock · 89,534 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F8 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 14

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,409

Underlying: Common Stock · 194,818 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F7 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 13

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 1,000,000 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F5 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F17 · price: Reflects shares of Preferred Stock issued to Anzu Partners LLC upon exercise in full of a warrant issued by Nuburu to Anzu Partners (the "Anzu Partners Warrant"). The Anzu Partners Warrant had a strike price of $0.01 per share of Preferred Stock, became exercisable upon issuance and had an expiration date of December 31, 2024.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 12

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,411

Underlying: Common Stock · 242,822 shares

Expires not disclosed

F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F2 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with each of the other Reporting Persons and Daniel Hirsch.

F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock.

F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 11

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F13 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F3 · price: Reflects shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") issued upon consummation of the Business Combination as a result of conversion of the outstanding principal amount and all accrued and unpaid interest on (the "Conversion Amount") certain convertible promissory notes issued by Nuburu (the "Company Notes") that, immediately prior to the consummation of the Business Combination, automatically converted into a number of shares of common stock, par value $0.0001 per share, of Nuburu ("Nuburu Common Stock") that would, upon consummation of the Business Combination pursuant to the Business Combination Agreement, receive a number of shares of Common Stock equal to (x) the Conversion Amount divided by (y) $8.50.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 10

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,101

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F12 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 9

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F11 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F4 · price: Reflects shares of Common Stock issued upon consummation of the Business Combination as a result of net exercise of certain outstanding warrants to purchase Nuburu Common Stock ("Nuburu Warrants").

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 8

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127,833

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F10 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 7

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521,036

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F9 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 6

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851,063

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F8 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 5

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,024,512

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F7 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.

SEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 4

Seldin David · CIK 0001959900 · Director · 10% owner

Anzu Partners LLC · CIK 0001959972 · Director · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner

CST Global LLC · CIK 0001960132 · Director · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner

Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner

Herman Debrah · CIK 0001959913 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,002

F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer").

F5 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively.