Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuburu, Inc.BURU · Entity 7846 | Director · Chief Executive Officer · 10% owner | July 18, 2023 | July 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuburu, Inc.
Report date July 18, 2023 · Filed July 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.57 · Expires 2033-07-18 | Direct | 500,000 |
Reported balance
After 2023-07-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-07-18 · Grant · Acquired 500,000 · Balance 500,000 F1: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2023 Filed Jul 20, 2023 17:31 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001209191-23-042867 · doc4.xml · derivative · entry 1 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-07-18 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:00 UTC | Nuburu, Inc. BURU · Entity 7846 | PurchaseCommon Stock | 10,000 | $0.79 | $7,900.00 |
DisclosureSEC source: 0001209191-23-031996 · doc4.xml · nonDerivative · entry 1 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,318,203 F1 · price: These shares were purchased in multiple transactions at a price of $0.79 per share. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 21:01 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherStock Options (right to buy) · Derivative | 5,153 | $0.00 Strike: $1.36 | $0.00 |
DisclosureSEC source: 0001209191-23-025567 · doc4.xml · derivative · entry 3 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,153 shares Expires 2027-04-27 F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date of exercise. F3 · ownership.nature: The exercised option was held directly by Dr. Zediker's spouse. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 21:01 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 5,153 | $1.36 | $6,998.80 |
DisclosureSEC source: 0001209191-23-025567 · doc4.xml · nonDerivative · entry 1 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,153 F1 · ownership.nature: The common stock is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the common stock; however, Dr. Zediker disclaims beneficial ownership of the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:02 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 5,153 | Not disclosed Strike: $1.36 | Not disclosed |
DisclosureSEC source: 0000899243-23-003767 · doc4.xml · derivative · entry 3 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,153 Underlying: Common Stock · 5,153 shares Expires 2027-04-26 F1 · kind: Consists of securities acquired in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination"). F4 · price: In connection with the closing of the Business Combination, each outstanding option to purchase shares of Legacy Nuburu Common Stock, whether vested or unvested, was exchanged for comparable options to purchase Common Stock based on the Common Stock Exchange Ratio. F5 · derivative.exercise_date: 100% of the shares subject to the option became vested and exercisable on the Exercisable Date set forth above. F6 · ownership.nature: The option is held directly by Dr. Zediker's spouse. Dr. Zediker may be deemed to share voting and investment control over the option; however, Dr. Zediker disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:02 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 998,946 | Not disclosed Strike: $4.86 | Not disclosed |
DisclosureSEC source: 0000899243-23-003767 · doc4.xml · derivative · entry 2 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,946 Underlying: Common Stock · 998,946 shares Expires 2030-10-20 F1 · kind: Consists of securities acquired in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination"). F4 · price: In connection with the closing of the Business Combination, each outstanding option to purchase shares of Legacy Nuburu Common Stock, whether vested or unvested, was exchanged for comparable options to purchase Common Stock based on the Common Stock Exchange Ratio. F3 · derivative.exercise_date: 1/4th of the shares subject to the option became vested and exercisable on the Exercisable Date set forth above, and 1/48th vested or will vest each month thereafter on the same day of the month subject to Dr. Zediker continuing to serve as a service provider to the Issuer through the applicable vesting date. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:02 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 4,308,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-003767 · doc4.xml · nonDerivative · entry 1 Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,308,203 F1 · kind: Consists of securities acquired in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination"). F2 · price: In connection with the closing of the Business Combination, each share of Legacy Nuburu common stock, par value $0.0001 per share ("Legacy Nuburu Common Stock"), issued and outstanding immediately prior to the effective time of the merger was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to an exchange ratio calculated at closing (the "Common Stock Exchange Ratio"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.