Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Envoy Medical, Inc.COCH · Entity 7161 | 10% owner | December 20, 2024 | December 26, 2024 |
| Nuburu, Inc.BURU · Entity 7846 | 10% owner | November 21, 2024 | November 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Envoy Medical, Inc.
Report date December 20, 2024 · Filed December 26, 2024
Jointly reported with Anzu SPAC GP I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2024-12-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-20 · Conversion · Acquired 1,028,986 · Balance 2,028,986 F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Row 2 · 2024-12-23 · Other · Disposed 2,028,986 · Balance 0 F3: Represents a pro-rata distribution in-kind by the Sponsor to its members for no consideration. F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. |
| Series A Preferred Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 | Direct | 2,126,667 |
Reported balance
After 2023-12-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-20 · Conversion · Disposed 373,333 · Balance 2,126,667 F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 20, 2024, pursuant to the Conversion and Waiver Agreement between the Issuer and the Sponsor, among other things, the Issuer made a voluntary, temporary reduction in the conversion price, pursuant to the terms of the Certificate of Designation, of all of the outstanding shares of Preferred Stock effective December 20, 2024 through January 20, 2025 from $11.50 per share of Common Stock issuable upon conversion of a share of Preferred Stock to $3.63, with the conversion ratio determined by dividing the $10.00 original issue price of the Preferred Stock by such conversion price. F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F5: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation").
F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
F3: Represents a pro-rata distribution in-kind by the Sponsor to its members for no consideration.
F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 20, 2024, pursuant to the Conversion and Waiver Agreement between the Issuer and the Sponsor, among other things, the Issuer made a voluntary, temporary reduction in the conversion price, pursuant to the terms of the Certificate of Designation, of all of the outstanding shares of Preferred Stock effective December 20, 2024 through January 20, 2025 from $11.50 per share of Common Stock issuable upon conversion of a share of Preferred Stock to $3.63, with the conversion ratio determined by dividing the $10.00 original issue price of the Preferred Stock by such conversion price.
F5: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation.
Nuburu, Inc.
Report date November 21, 2024 · Filed November 25, 2024
Jointly reported with Seldin David, Anzu Nuburu LLC, Anzu Nuburu II LLC, Anzu Nuburu III LLC, Anzu Nuburu V LLC, Anzu Partners LLC, David & Jennifer Michael Family Ltd Partnership, CST Global LLC, Herman Debrah
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-11-21 · Other · Disposed 133,024 · Balance 0 F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-11-21 · Other · Disposed 52,862 · Balance 0 F4: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F5: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-11-21 · Other · Disposed 24,314 · Balance 0 F6: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F7: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-11-21 · Other · Disposed 19,979 · Balance 0 F8: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F9: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 67,694 |
Reported balance
After 2024-11-21 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2024-11-21 · Other · Acquired 61,085 · Balance 67,694 F10: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 25,863 |
Reported balance
After 2024-11-21 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2024-11-21 · Other · Acquired 25,544 · Balance 25,863 F14: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F15: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 5,551 |
Reported balance
After 2024-11-21 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2024-11-21 · Other · Acquired 5,391 · Balance 5,551 F16: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F17: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 2,339 |
Reported balance
Holding disclosure · report date 2024-11-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,339 F12: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 1,355 |
Reported balance
Holding disclosure · report date 2024-11-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,355 F13: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.
F2: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration.
F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split.
F4: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F5: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration.
F6: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F7: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration.
F8: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F9: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration.
F10: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F11: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration.
F12: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F13: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F14: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F15: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration.
F16: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F17: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2024 Filed Dec 26, 2024 22:39 UTC | Envoy Medical, Inc. COCH · Entity 7161 | OtherClass A Common Stock, par value $0.0001 per share | 2,028,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-050420 · form4.xml · nonDerivative · entry 2 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · kind: Represents a pro-rata distribution in-kind by the Sponsor to its members for no consideration. F2 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2024 Filed Dec 26, 2024 22:39 UTC | Envoy Medical, Inc. COCH · Entity 7161 | ConversionClass A Common Stock, par value $0.0001 per share | 1,028,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-050420 · form4.xml · nonDerivative · entry 1 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,028,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F2 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 5,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,551 F16 · security: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F17 · kind: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration. F17 · shares: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 25,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,863 F14 · security: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F15 · kind: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F15 · shares: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 61,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,694 F10 · security: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · kind: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F11 · shares: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 19,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F8 · security: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F9 · kind: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration. F9 · shares: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 24,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F6 · security: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F7 · kind: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration. F7 · shares: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 52,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 2 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · security: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F5 · kind: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration. F5 · shares: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 20:42 UTC | Nuburu, Inc. BURU · Entity 7846 | OtherCommon Stock | 133,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019657 · form4.xml · nonDerivative · entry 1 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · security: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2 · kind: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration. F2 · shares: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration. F3 · balance_after: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 23:00 UTC | Envoy Medical, Inc. COCH · Entity 7161 | OtherClass A Common Stock, par value $0.0001 per share | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019529 · form4.xml · nonDerivative · entry 1 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 F1 · kind: Represents a pro-rata distribution in-kind by Anzu SPAC GP I LLC (the "Sponsor") to its members for no consideration. F2 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| December 20, 2023 Filed Dec 26, 2024 22:39 UTC | Envoy Medical, Inc. COCH · Entity 7161 | ConversionSeries A Preferred Stock, par value $0.0001 per share · Derivative | 373,333 | $0.00 Strike: $3.63 | $0.00 |
DisclosureSEC source: 0001140361-24-050420 · form4.xml · derivative · entry 3 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,126,667 Underlying: Class A Common Stock, par value $0.0001 per share · 1,028,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 20, 2024, pursuant to the Conversion and Waiver Agreement between the Issuer and the Sponsor, among other things, the Issuer made a voluntary, temporary reduction in the conversion price, pursuant to the terms of the Certificate of Designation, of all of the outstanding shares of Preferred Stock effective December 20, 2024 through January 20, 2025 from $11.50 per share of Common Stock issuable upon conversion of a share of Preferred Stock to $3.63, with the conversion ratio determined by dividing the $10.00 original issue price of the Preferred Stock by such conversion price. F1 · shares: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F5 · price: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F5 · derivative.exercise_date: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F5 · derivative.expiration_date: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F1 · derivative.underlying_shares: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F2 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | ConversionClass B Common Stock, par value $0.0001 per share · Derivative | 2,490,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · derivative · entry 7 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.0001 per share · 2,490,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On September 29, 2023, in connection with the Closing, each share of Class B Common Stock automatically converted into one share of Class A Common Stock. F10 · shares: On September 29, 2023, in connection with the Closing, each share of Class B Common Stock automatically converted into one share of Class A Common Stock. F10 · price: On September 29, 2023, in connection with the Closing, each share of Class B Common Stock automatically converted into one share of Class A Common Stock. F10 · derivative.exercise_date: On September 29, 2023, in connection with the Closing, each share of Class B Common Stock automatically converted into one share of Class A Common Stock. F10 · derivative.expiration_date: On September 29, 2023, in connection with the Closing, each share of Class B Common Stock automatically converted into one share of Class A Common Stock. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | OtherClass B Common Stock, par value $0.0001 per share · Derivative | 2,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · derivative · entry 6 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,490,000 Underlying: Class A Common Stock, par value $0.001 per share · 2,500,000 shares Expires not disclosed F8 · derivative.exercise_price: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F8 · shares: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F8 · price: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F8 · derivative.exercise_date: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F8 · derivative.expiration_date: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | Disposition to issuerClass B Common Stock, par value $0.0001 per share · Derivative | 5,510,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · derivative · entry 5 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,990,000 Underlying: Class A Common Stock, par value $0.0001 per share · 5,510,000 shares Expires not disclosed F9 · derivative.exercise_price: On September 29, 2023, in connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock. F9 · shares: On September 29, 2023, in connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock. F9 · price: On September 29, 2023, in connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock. F9 · derivative.exercise_date: On September 29, 2023, in connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock. F9 · derivative.expiration_date: On September 29, 2023, in connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | OtherSeries A Preferred Stock, par value $0.0001 per share · Derivative | 2,500,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · derivative · entry 4 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Class A Common Stock, par value $0.0001 per share · 2,173,913 shares Expires not disclosed F6 · derivative.exercise_price: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F8 · shares: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F8 · price: On September 29, 2023, in connection with the Closing, an aggregate of 2,500,000 shares of Series A Preferred Stock were issued to the Sponsor in exchange for 2,500,000 shares of Class B Common Stock held by the Sponsor in a private exchange offer. F6 · derivative.exercise_date: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F6 · derivative.expiration_date: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F6 · derivative.underlying_shares: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | PurchaseSeries A Preferred Stock, par value $0.0001 per share · Derivative | 1,000,000 | $10.00 Strike: $11.50 | $10,000,000.00 |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · derivative · entry 3 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote 6 Disclosed balance after: 1,000,000 Underlying: Class A Common Stock, par value $0.0001 per share · 869,565 shares Expires not disclosed F6 · derivative.exercise_price: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F7 · shares: On April 17, 2023, the Issuer entered into a subscription agreement with the Sponsor pursuant to which AICP III L.P., Anzu Industrial Capital Partners III, L.P. and Anzu Industrial Capital Partners III QP, L.P., each an affiliate of the Sponsor, paid an aggregate $10,000,000 in exchange for 1,000,000 shares of Series A preferred stock, par value $0.0001 per share ("Series A Preferred Stock"), which shares were issued to such affiliates on September 29, 2023. F6 · derivative.exercise_date: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F6 · derivative.expiration_date: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F6 · derivative.underlying_shares: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion into shares of Class A Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Series A Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Series A Preferred Stock to shares of Class A Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Class A Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | OtherClass A Common Stock, par value $0.0001 per share | 490,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · nonDerivative · entry 2 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 F4 · price: The Sponsor transferred an aggregate of 490,000 shares of Class A Common Stock to various third parties pursuant to (i) the extension support agreements between the Issuer, the Sponsor and several unaffiliated third parties and (ii) the side letter agreements between the Sponsor and certain institutional investors. F5 · balance_after: 1,000,000 of these shares have vested. The remaining 1,000,000 shares remain unvested and subject to forfeiture, and will vest upon the U.S. Food and Drug Administration's approval of the Issuer's Acclaim cochlear implant device or upon a change of control of the Issuer. All 2,000,000 shares are subject to a contractual lock-up agreement and may only be transferred in accordance with the terms thereof. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| September 29, 2023 Filed Oct 4, 2023 01:58 UTC | Envoy Medical, Inc. COCH · Entity 7161 | ConversionClass A Common Stock, par value $0.0001 per share | 2,490,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-018937 · form4.xml · nonDerivative · entry 1 Anzu SPAC GP I LLC · CIK 0001846378 · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,490,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were issued in connection with the automatic conversion of an equal number of shares of Class B Common Stock, par value $0.0001 per share ("Class B Common Stock"), which converted to Class A Common Stock, par value $0.0001 per share ("Class A Common Stock"), upon the closing (the "Closing") of the business combination between Anzu Special Acquisition Corp. I and Envoy Medical Corporation (the "Business Combination").... (continued) F2 · price: (Continued from footnote 1) ...Prior to the Closing, Anzu SPAC GP I LLC (the "Sponsor") beneficially owned 10,500,000 shares of Class B Common Stock. In connection with the Closing, the Sponsor forfeited 5,510,000 shares of Class B Common Stock and exchanged 2,500,000 shares of Class B Common Stock for an equal number of shares of Series A Preferred Stock, par value $0.0001 ("Series A Preferred Stock") in a private exchange offer. The Issuer's remaining 2,490,000 shares of Class B Common Stock automatically converted to an equal number of shares of Class A Common Stock upon the Closing. F3 · ownership.direct: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 2 | $0.69 | $1.39 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 27 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,378 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 3 | $0.69 | $2.08 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 26 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,759 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 13 | $0.69 | $9.01 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 25 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,169 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 23 | $0.69 | $15.95 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 24 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,521 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 66 | $0.69 | $45.76 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 23 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,346 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 199 | $0.69 | $137.99 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 22 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 799,143 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 242 | $0.69 | $167.80 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 21 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 972,535 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 527 | $0.69 | $365.42 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 20 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,114,451 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,325 | $0.69 | $918.76 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 19 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,320,946 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 388 | $0.74 | $287.43 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 18 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,380 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 776 | $0.74 | $574.86 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 17 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,762 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 3,294 | $0.74 | $2,440.20 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 16 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,182 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 5,687 | $0.74 | $4,212.93 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 15 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,544 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 16,075 | $0.74 | $11,908.36 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 14 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,412 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 48,597 | $0.74 | $36,000.66 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 13 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 799,342 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 59,142 | $0.74 | $43,812.39 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 12 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 972,777 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 128,584 | $0.74 | $95,255.03 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 11 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,114,978 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 323,586 | $0.74 | $239,712.51 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 10 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,322,271 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 24 | $0.68 | $16.36 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,768 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 47 | $0.68 | $32.03 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,538 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 201 | $0.68 | $136.98 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 7 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,476 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 348 | $0.68 | $237.16 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 6 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,231 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 983 | $0.68 | $669.91 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,487 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 2,970 | $0.68 | $2,024.06 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 847,939 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 3,615 | $0.68 | $2,463.62 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,031,919 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 7,859 | $0.68 | $5,355.91 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 2 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,243,562 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 19:11 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 19,777 | $0.68 | $13,478.03 |
DisclosureSEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 1 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,645,857 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 5,328 | $1.09 | $5,793.67 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 18 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,792 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 10,655 | $1.09 | $11,586.25 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 17 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,585 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 45,243 | $1.09 | $49,197.24 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 16 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,677 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 78,111 | $1.09 | $84,937.90 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 15 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,579 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 220,790 | $1.09 | $240,087.05 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 14 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,470 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.