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BURU

Nuburu, Inc.

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7846
SEC CIK
0001814215
Parsed reports
99

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 66 $0.69 $45.76
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 23

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,346

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 199 $0.69 $137.99
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 22

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,143

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 242 $0.69 $167.80
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 21

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,535

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 527 $0.69 $365.42
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 20

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,114,451

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 1,325 $0.69 $918.76
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 19

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,320,946

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F12 · price: The shares were sold in multiple transactions at prices ranging from $0.563 to $0.74, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 388 $0.74 $287.43
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 18

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,380

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 776 $0.74 $574.86
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 17

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,762

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 3,294 $0.74 $2,440.20
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 16

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,182

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 5,687 $0.74 $4,212.93
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 15

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,544

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 16,075 $0.74 $11,908.36
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 14

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,412

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 48,597 $0.74 $36,000.66
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 13

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,342

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 59,142 $0.74 $43,812.39
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 12

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,777

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 128,584 $0.74 $95,255.03
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 11

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,114,978

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 10, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 323,586 $0.74 $239,712.51
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 10

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,322,271

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.55 to $0.845, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 24 $0.68 $16.36
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 9

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,768

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 47 $0.68 $32.03
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 8

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,538

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 201 $0.68 $136.98
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 7

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,476

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 348 $0.68 $237.16
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 6

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,231

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 983 $0.68 $669.91
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 5

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,487

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 2,970 $0.68 $2,024.06
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 4

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,939

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 3,615 $0.68 $2,463.62
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 3

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,919

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 7,859 $0.68 $5,355.91
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 2

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,243,562

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 19:11 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 19,777 $0.68 $13,478.03
Disclosure

SEC source: 0001062993-23-016303 · form4.xml · nonDerivative · entry 1

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,645,857

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.6202 to $0.688, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 5,328 $1.09 $5,793.67
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 18

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,792

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 10,655 $1.09 $11,586.25
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 17

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,585

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 45,243 $1.09 $49,197.24
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 16

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,677

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 78,111 $1.09 $84,937.90
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 15

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,579

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 220,790 $1.09 $240,087.05
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 14

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,470

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 667,465 $1.09 $725,801.44
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 13

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,909

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 812,289 $1.09 $883,283.06
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 12

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,534

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 1,766,048 $1.09 $1,920,400.60
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 11

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,251,421

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 08, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 4,444,324 $1.09 $4,832,757.92
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 10

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,665,634

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 10 $0.71 $7.10
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 9

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,120

F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 20 $0.71 $14.21
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 8

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,240

F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 84 $0.71 $59.67
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 7

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,920

F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 146 $0.71 $103.72
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 6

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,690

F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 411 $0.71 $291.97
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 5

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,260

F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 1,244 $0.71 $883.74
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 4

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,518,374

F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 1,514 $0.71 $1,075.55
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 3

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847,823

F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 3,291 $0.71 $2,337.93
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 2

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,017,469

F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 21:46 UTC
Seldin David10% owner
Herman Debrah10% owner
SaleCommon Stock 8,281 $0.71 $5,882.82
Disclosure

SEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 1

Seldin David · CIK 0001959900 · 10% owner

Anzu Nuburu LLC · CIK 0001959884 · 10% owner

Anzu Nuburu II LLC · CIK 0001959974 · 10% owner

Anzu Nuburu III LLC · CIK 0001960024 · 10% owner

Anzu Nuburu V LLC · CIK 0001959879 · 10% owner

Anzu Partners LLC · CIK 0001959972 · 10% owner

David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner

CST Global LLC · CIK 0001960132 · 10% owner

Haring-Smith Whitney · CIK 0001846535 · 10% owner

Herman Debrah · CIK 0001959913 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,109,958

F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.

F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 17:33 UTC
Knaley BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 345,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001209191-23-042869 · doc4.xml · derivative · entry 2

Knaley Brian · CIK 0001724462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,000

Underlying: Common Stock · 345,000 shares

Expires 2033-07-18

F2 · derivative.exercise_date: The shares subject to the option shall vest in 36 equal monthly increments and become exercisable monthly from July 18, 2023 (the "Vesting Commencement Date"), and thereafter, such that 100% of the reported securities will be vested as of the third anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.

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July 18, 2023 Filed Jul 20, 2023 17:33 UTC
Knaley BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 420,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001209191-23-042869 · doc4.xml · derivative · entry 1

Knaley Brian · CIK 0001724462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 420,000 shares

Expires 2033-07-18

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.

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July 18, 2023 Filed Jul 20, 2023 17:31 UTC
Zediker MarkDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001209191-23-042867 · doc4.xml · derivative · entry 1

Zediker Mark · CIK 0001952797 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-07-18

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.

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July 18, 2023 Filed Jul 20, 2023 17:32 UTC
Faircloth BrianChief Operating Officer
GrantStock Option (right to buy) · Derivative 420,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001209191-23-042868 · doc4.xml · derivative · entry 1

Faircloth Brian · CIK 0001952800 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 420,000 shares

Expires 2033-07-18

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.

Read SEC document
June 23, 2023 Filed Jun 23, 2023 21:32 UTC
Garling Jill10% owner
PurchaseWarrant (right to buy) · Derivative 4,360,465 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0000899243-23-016411 · doc4.xml · derivative · entry 2

Garling Jill · CIK 0001960201 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 7,267,442

Underlying: Common Stock · 4,360,465 shares

Expires 2028-06-23

F3 · derivative.exercise_price: Subject to adjustment pursuant to the terms of the warrant to purchase shares of the Issuer's common stock, par value $0.0001 per share (the "Warrant") issued on June 23, 2023 pursuant to the Purchase Agreement.

F4 · price: The Warrant was issued pursuant to the Purchase Agreement in connection with the purchase of the Note as partial consideration for the Note.

F2 · ownership.nature: The securities are held directly by held by the Wilson-Garling 2023 Family Trust, of which Jill Garling is the trustee. As trustee, Ms. Garling exercises voting and investment control over these securities. Ms. Garling also exercises voting and investment control over the securities held by Wilson-Garling 2020 Family Trust uad 9/20/20, of which she is also trustee, and Ms. Garling may also be deemed to have voting and dispositive control over the securities held by W-G Investments LLC, of which she is a member and her spouse is the sole manager.

Read SEC document
June 23, 2023 Filed Jun 23, 2023 21:32 UTC
Garling Jill10% owner
Purchase7% Convertible Promissory Note due 2026 · Derivative Not disclosed $3,000,000.00 Strike: $0.69 $3,000,000.00
Disclosure

SEC source: 0000899243-23-016411 · doc4.xml · derivative · entry 1

Garling Jill · CIK 0001960201 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 7,267,442

Underlying: Common Stock · 4,360,465 shares

Expires 2026-06-23

F1 · derivative.exercise_price: The 7% convertible promissory note with an aggregate principal amount of $3,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.exercise_date: The 7% convertible promissory note with an aggregate principal amount of $3,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.expiration_date: The 7% convertible promissory note with an aggregate principal amount of $3,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.underlying_shares: The 7% convertible promissory note with an aggregate principal amount of $3,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · balance_after: The 7% convertible promissory note with an aggregate principal amount of $3,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. (the "Issuer") and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of the Issuer's common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum, but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F2 · ownership.nature: The securities are held directly by held by the Wilson-Garling 2023 Family Trust, of which Jill Garling is the trustee. As trustee, Ms. Garling exercises voting and investment control over these securities. Ms. Garling also exercises voting and investment control over the securities held by Wilson-Garling 2020 Family Trust uad 9/20/20, of which she is also trustee, and Ms. Garling may also be deemed to have voting and dispositive control over the securities held by W-G Investments LLC, of which she is a member and her spouse is the sole manager.

Read SEC document
June 23, 2023 Filed Jun 23, 2023 20:04 UTC PurchaseWarrant (right to buy) · Derivative 1,453,488 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0001209191-23-039321 · doc4.xml · derivative · entry 2

Nicol Ronald Lee · CIK 0001952798 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,453,488

Underlying: Common Stock · 1,453,488 shares

Expires 2028-06-23

F3 · derivative.exercise_price: Subject to adjustment pursuant to the terms of the warrant to purchase shares of Nuburu common stock, par value $0.0001 per share (the "Warrant"), issued on June 23, 2023 pursuant to the Purchase Agreement.

F4 · price: The Warrant was issued pursuant to the Purchase Agreement in connection with the purchase of the Note as partial consideration for the Note.

F2 · ownership.nature: The securities are held directly by Eunomia, LP. Mr. Nicol is the manager of Eunomia, LP and exercises voting and investment control over these securities.

Read SEC document
June 23, 2023 Filed Jun 23, 2023 20:04 UTC Purchase7% Convertible Promissory Note due 2026 · Derivative Not disclosed $1,000,000.00 Strike: $0.69 $1,000,000.00
Disclosure

SEC source: 0001209191-23-039321 · doc4.xml · derivative · entry 1

Nicol Ronald Lee · CIK 0001952798 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,453,488

Underlying: Common Stock · 1,453,488 shares

Expires 2026-06-23

F1 · derivative.exercise_price: The 7% convertible promissory note with an aggregate principal amount of $1,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of Nuburu common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note, the "Conversion Price"). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.exercise_date: The 7% convertible promissory note with an aggregate principal amount of $1,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of Nuburu common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note, the "Conversion Price"). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.expiration_date: The 7% convertible promissory note with an aggregate principal amount of $1,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of Nuburu common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note, the "Conversion Price"). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · derivative.underlying_shares: The 7% convertible promissory note with an aggregate principal amount of $1,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of Nuburu common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note, the "Conversion Price"). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F1 · balance_after: The 7% convertible promissory note with an aggregate principal amount of $1,000,000 ("Note") was issued on June 23, 2023 pursuant to that certain Note and Warrant Purchase Agreement, dated as of June 12, 2023, by and among Nuburu, Inc. and the investors listed on Schedule I thereto (the "Purchase Agreement"). The Note and any accrued interest thereon are convertible at the option of the holder at any time following June 23, 2023 prior to repayment of the Note into shares of Nuburu common stock at a conversion price of $0.688 (subject to adjustment pursuant to the terms of the Note, the "Conversion Price"). Interest accrues on the unpaid principal amount at a rate equal to 7% per annum but it is not due and payable until the maturity date. All unpaid principal, together with any then unpaid and accrued interest and other amounts payable under the Note, will be due and payable on the earlier of (i) June 23, 2026, or (ii) following the occurrence of an event of default.

F2 · ownership.nature: The securities are held directly by Eunomia, LP. Mr. Nicol is the manager of Eunomia, LP and exercises voting and investment control over these securities.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 19:44 UTC
Seldin DavidDirector
GrantWarrant (right to buy) · Derivative 1,744,186 Not disclosed Strike: $1.03 Not disclosed
Disclosure

SEC source: 0001062993-23-014072 · form4.xml · derivative · entry 2

Seldin David · CIK 0001959900 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,744,186

Underlying: Common Stock · 1,744,186 shares

Expires 2028-06-23

F4 · derivative.exercise_price: Subject to adjustment pursuant to the terms of the warrants to purchase shares of Common Stock (the "Warrants") issued on June 23, 2023 pursuant to the Purchase Agreement.

F3 · kind: This purchase was exempted pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F5 · price: The Warrants were issued pursuant to the Purchase Agreement in connection with the purchase of the Convertible Notes as partial consideration for the Convertible Notes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.