Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNB Standard CorpSRNA · Entity 6684 | Director · CFO/Treasurer | June 28, 2021 | June 29, 2021 |
| Nuburu, Inc.BURU · Entity 7846 | Chief Executive Officer | May 10, 2024 | May 21, 2024 |
| ViewRay, Inc.VRAY · Entity 111118 | Sr VP and Interim CFO | March 02, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNB Standard Corp
Report date June 28, 2021 · Filed June 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2031-06-30 | Direct | 250,000 |
Reported balance
After 2021-06-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-28 · Grant · Acquired 250,000 · Balance 250,000 F1: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. |
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2031-06-30 | Direct | 417,000 |
Reported balance
After 2021-06-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-28 · Grant · Acquired 417,000 · Balance 417,000 F2: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2022. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. |
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2031-06-30 | Direct | 665,000 |
Reported balance
After 2021-06-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-06-28 · Grant · Acquired 665,000 · Balance 665,000 F3: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. |
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2031-06-30 | Direct | 668,000 |
Reported balance
After 2021-06-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-06-28 · Grant · Acquired 668,000 · Balance 668,000 F4: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
F2: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2022. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
F3: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
F4: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.
Nuburu, Inc.
Report date May 10, 2024 · Filed May 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,828,996 |
Reported balance
After 2024-05-10 transaction · row 1
1 source rowRow 1 · 2024-05-10 · Grant · Acquired 1,828,996 · Balance 1,828,996 F1: Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.13 · Expires 2034-05-10 | Direct | 920,000 |
Reported balance
After 2024-05-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-10 · Grant · Acquired 920,000 · Balance 920,000 F2: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant.
F2: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date.
ViewRay, Inc.
Report date March 02, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,919 |
Reported balance
After 2020-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-02 · Grant · Acquired 141,844 · Balance 242,919 F1: A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of March 2, 2020, subject to the Reporting Person remaining a service provider through each such vesting date. F2: Includes 241,844 shares granted as RSUs. As of the transaction date, none of the RSUs have vested. |
Filing footnotes · ownership attribution and instrument terms
F1: A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of March 2, 2020, subject to the Reporting Person remaining a service provider through each such vesting date.
F2: Includes 241,844 shares granted as RSUs. As of the transaction date, none of the RSUs have vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARC Group Worldwide, Inc.
Report date September 20, 2018 · Filed September 27, 2018
Section 16 reporting ended · disclosed 2018-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2018-02-15 transaction · row 1
1 source rowRow 1 · 2018-02-15 · Purchase · Acquired 5,000 · Balance 5,000 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.35 · Expires 2025-05-14 | Direct | 29,250 |
Reported balance
After 2018-09-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-20 · Other · Disposed 87,750 · Balance 29,250 F1: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 21, 2024 12:41 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 920,000 | $0.00 Strike: $0.13 | $0.00 |
DisclosureSEC source: 0000950170-24-062660 · ownership.xml · derivative · entry 2 Knaley Brian · CIK 0001724462 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 920,000 Underlying: Common Stock · 920,000 shares Expires 2034-05-10 F2 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of May 10, 2024 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date. Read SEC document |
| May 10, 2024 Filed May 21, 2024 12:41 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 1,828,996 | $0.13 | $245,999.96 |
DisclosureSEC source: 0000950170-24-062660 · ownership.xml · nonDerivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,828,996 F1 · shares: Consists of restricted stock units granted on May 10, 2024 that vested immediately upon grant. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:45 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 500,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0000950170-23-058891 · ownership.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-11-01 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of November 1, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through such vesting date. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 17:33 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 345,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001209191-23-042869 · doc4.xml · derivative · entry 2 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,000 Underlying: Common Stock · 345,000 shares Expires 2033-07-18 F2 · derivative.exercise_date: The shares subject to the option shall vest in 36 equal monthly increments and become exercisable monthly from July 18, 2023 (the "Vesting Commencement Date"), and thereafter, such that 100% of the reported securities will be vested as of the third anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 17:33 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 420,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001209191-23-042869 · doc4.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 420,000 shares Expires 2033-07-18 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of July 18, 2023 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 02:02 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantStock Option (right to buy) · Derivative | 345,314 | Not disclosed Strike: $6.12 | Not disclosed |
DisclosureSEC source: 0000899243-23-003768 · doc4.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,314 Underlying: Common Stock · 345,314 shares Expires 2032-03-16 F1 · kind: Consists of securities acquired in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), pursuant to which Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination"). F3 · price: In connection with the closing of the Business Combination, each outstanding option to purchase shares of Legacy Nuburu, whether vested or unvested, was exchanged for comparable options to purchase Common Stock based on an exchange ratio calculated at closing. F2 · derivative.exercise_date: 1/4th of the total shares will vest on the Exercisable Date set forth above and 1/48th will vest each month thereafter on the same day of the month subject to Mr. Knaley remaining employed as the Issuer's Chief Financial Officer through the applicable vesting date. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 14:19 UTC | BNB Standard Corp SRNA · Entity 6684 | GrantOption to purchase common stock · Derivative | 668,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001493152-21-015498 · ownership.xml · derivative · entry 4 Knaley Brian · CIK 0001724462 · Director · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,000 Underlying: Common Stock · 668,000 shares Expires 2031-06-30 F4 · security: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. F4 · price: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2024. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 14:19 UTC | BNB Standard Corp SRNA · Entity 6684 | GrantOption to purchase common stock · Derivative | 665,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001493152-21-015498 · ownership.xml · derivative · entry 3 Knaley Brian · CIK 0001724462 · Director · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,000 Underlying: Common Stock · 665,000 shares Expires 2031-06-30 F3 · security: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. F3 · price: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2023. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 14:19 UTC | BNB Standard Corp SRNA · Entity 6684 | GrantOption to purchase common stock · Derivative | 417,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001493152-21-015498 · ownership.xml · derivative · entry 2 Knaley Brian · CIK 0001724462 · Director · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,000 Underlying: Common Stock · 417,000 shares Expires 2031-06-30 F2 · security: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2022. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. F2 · price: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which vest and become exercisable on June 30, 2022. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. Read SEC document |
| June 28, 2021 Filed Jun 29, 2021 14:19 UTC | BNB Standard Corp SRNA · Entity 6684 | GrantOption to purchase common stock · Derivative | 250,000 | Not disclosed Strike: $0.06 | Not disclosed |
DisclosureSEC source: 0001493152-21-015498 · ownership.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Director · CFO/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-06-30 F1 · security: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. F1 · price: Represents the grant of non-qualified stock options to purchase 250,000 shares of common stock at an exercise price of $0.061, the closing price of Issuer's common stock on June 25, 2021, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:13 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 141,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015585 · doc4.xml · nonDerivative · entry 1 Knaley Brian · CIK 0001724462 · Sr VP and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,919 F1 · kind: A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of March 2, 2020, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · balance_after: Includes 241,844 shares granted as RSUs. As of the transaction date, none of the RSUs have vested. Read SEC document |
| October 24, 2019 Filed Oct 28, 2019 17:05 UTC | ViewRay, Inc. VRAY · Entity 111118 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-054263 · doc4.xml · nonDerivative · entry 1 Knaley Brian · CIK 0001724462 · Sr VP and Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,075 F1 · kind: A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of October 24, 2019, subject to the Reporting Person remaining a service provider through each such vesting date. F2 · balance_after: Includes 100,000 shares granted as RSUs. As of the transaction date, none of the RSUs have vested. Read SEC document |
| September 20, 2018 Filed Sep 27, 2018 17:02 UTC | ARC Group Worldwide, Inc. ARCW · Entity 155954 | OtherStock Options (right to buy) · Derivative | 87,750 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001179110-18-011689 · edgar.xml · derivative · entry 2 Knaley Brian · CIK 0001724462 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Stock · 87,750 shares Expires 2025-05-14 F1 · kind: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer. F1 · derivative.underlying_shares: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer. F1 · balance_after: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer. Read SEC document |
| May 14, 2018 Filed May 23, 2018 19:45 UTC Amendment | ARC Group Worldwide, Inc. ARCW · Entity 155954 | GrantStock Options (right to buy) · Derivative | 29,250 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001179110-18-007448 · edgar.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 Underlying: Common Stock · 117,000 shares Expires 2025-05-14 F4 · date: This Form 4 was required to be filed within two business days of May 14, 2018, the date of grant. Due to an administrative delay this Form 4 is being filed late. F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of the date of grant on May 14, 2018, 29,250 options for shares of common stock were fully vested and exercisable. F2 · derivative.underlying_shares: On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options where twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of May 14, 2018, the date of grant, 29,250 options for shares of common stock were fully vested and exercisable. F3 · balance_after: The Reporting Person is voluntarily early reporting beneficial ownership of the 117,000 Stock Options and only 25% or 29,250 stock options are vested on the date of grant and 75% will vest equally over the next three years on the anniversary date of the date of grant until the Stock Options have vested in full. Read SEC document |
| May 14, 2018 Filed May 23, 2018 18:19 UTC | ARC Group Worldwide, Inc. ARCW · Entity 155954 | GrantStock Options (right to buy) · Derivative | 29,250 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001179110-18-007439 · edgar.xml · derivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,250 Underlying: Common Stock · 117,000 shares Expires 2025-05-14 F1 · derivative.exercise_date: Twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of the date of grant on May 14, 2018, 29,250 options for shares of common stock were fully vested and exercisable. F2 · balance_after: On May 14, 2018 Mr. Knaley was granted 117,000 shares of incentive stock options where twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of May 14, 2018, the date of grant, 29,250 options for shares of common stock were fully vested and exercisable. Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 17:07 UTC | ARC Group Worldwide, Inc. ARCW · Entity 155954 | PurchaseCommon Stock | 5,000 | $2.07 | $10,350.00 |
DisclosureSEC source: 0001179110-18-002188 · edgar.xml · nonDerivative · entry 1 Knaley Brian · CIK 0001724462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 15, 2018 Filed Sep 27, 2018 17:02 UTC | ARC Group Worldwide, Inc. ARCW · Entity 155954 | PurchaseCommon Stock | 5,000 | $2.07 | $10,350.00 |
DisclosureSEC source: 0001179110-18-011689 · edgar.xml · nonDerivative · entry 1 Knaley Brian · CIK 0001724462 · Former Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.