Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2019 Filed Dec 11, 2019 20:43 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 274,789 | $4.88 | $1,340,970.32 |
DisclosureSEC source: 0001510281-19-000171 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 23,322,918 Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 20:43 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 154,636 | $4.86 | $751,530.96 |
DisclosureSEC source: 0001510281-19-000171 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 23,048,129 Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 16:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,900 | $4.83 | $9,177.00 |
DisclosureSEC source: 0001510281-19-000167 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,893,493 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 16:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 17,513 | $4.82 | $84,412.66 |
DisclosureSEC source: 0001510281-19-000167 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,891,593 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 17:22 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 3,500 | $4.84 | $16,940.00 |
DisclosureSEC source: 0001510281-19-000165 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,874,080 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 16:53 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 70,000 | $4.79 | $335,300.00 |
DisclosureSEC source: 0001510281-19-000164 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,870,580 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 18:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 9,056 | $4.79 | $43,378.24 |
DisclosureSEC source: 0001510281-19-000163 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,800,580 Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:42 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 166,128 | $4.85 | $805,720.80 |
DisclosureSEC source: 0001510281-19-000163 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,791,524 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 17:19 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 241,785 | $4.86 | $1,175,075.10 |
DisclosureSEC source: 0001510281-19-000162 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,625,396 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:19 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 404,386 | $4.83 | $1,953,184.38 |
DisclosureSEC source: 0001510281-19-000162 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 22,383,611 Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:19 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 226,751 | $4.84 | $1,097,474.84 |
DisclosureSEC source: 0001510281-19-000162 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,979,225 Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 19:09 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 126,075 | $4.84 | $610,203.00 |
DisclosureSEC source: 0001510281-19-000161 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,752,474 Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 19:09 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 65,502 | $4.84 | $317,029.68 |
DisclosureSEC source: 0001510281-19-000161 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,626,399 Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 17:44 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 189,279 | $4.83 | $914,217.57 |
DisclosureSEC source: 0001510281-19-000159 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,560,897 Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:44 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 366,258 | $4.82 | $1,765,363.56 |
DisclosureSEC source: 0001510281-19-000159 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,371,618 Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 17:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 307,077 | $4.80 | $1,473,969.60 |
DisclosureSEC source: 0001510281-19-000158 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 21,005,360 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 17:49 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 1,026,168 | $4.79 | $4,915,344.72 |
DisclosureSEC source: 0001510281-19-000158 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 20,698,283 Read SEC document |
| October 29, 2019 Filed Oct 30, 2019 15:03 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 340,172 | $4.77 | $1,622,620.44 |
DisclosureSEC source: 0001510281-19-000157 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 19,672,115 Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 15:03 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 106,071 | $4.76 | $504,897.96 |
DisclosureSEC source: 0001510281-19-000157 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 19,331,943 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 17:31 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 238,056 | $4.68 | $1,114,102.08 |
DisclosureSEC source: 0001510281-19-000150 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 19,225,872 Read SEC document |
| October 14, 2019 Filed Oct 15, 2019 15:53 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 300,000 | $4.69 | $1,407,000.00 |
DisclosureSEC source: 0001510281-19-000148 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 18,987,816 Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 15:53 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 286,144 | $4.68 | $1,339,153.92 |
DisclosureSEC source: 0001510281-19-000148 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 18,687,816 Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 15:53 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 355,556 | $4.69 | $1,667,557.64 |
DisclosureSEC source: 0001510281-19-000148 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 18,401,672 Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 16:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 413,875 | $4.71 | $1,949,351.25 |
DisclosureSEC source: 0001510281-19-000147 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 18,046,206 Read SEC document |
| October 08, 2019 Filed Oct 10, 2019 16:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 192,225 | $4.72 | $907,302.00 |
DisclosureSEC source: 0001510281-19-000147 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 17,632,331 Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 18:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 509,906 | $4.73 | $2,411,855.38 |
DisclosureSEC source: 0001510281-19-000146 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 17,440,106 Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:54 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 147,901 | $4.73 | $699,571.73 |
DisclosureSEC source: 0001510281-19-000146 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 16,930,200 Read SEC document |
| October 03, 2019 Filed Oct 3, 2019 20:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 236,755 | $4.72 | $1,117,483.60 |
DisclosureSEC source: 0001510281-19-000145 · primary_doc.xml · nonDerivative · entry 4 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 16,777,949 Read SEC document |
| October 02, 2019 Filed Oct 3, 2019 20:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 101,595 | $4.71 | $478,512.45 |
DisclosureSEC source: 0001510281-19-000145 · primary_doc.xml · nonDerivative · entry 3 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 16,541,194 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 159,011 | $4.71 | $748,941.81 |
DisclosureSEC source: 0001510281-19-000145 · primary_doc.xml · nonDerivative · entry 2 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 16,439,599 Read SEC document |
| September 30, 2019 Filed Oct 3, 2019 20:15 UTC |
Saba Capital Management, L.P.10% owner
Weinstein Boaz10% owner
|
PurchaseCommon Stock | 229,284 | $4.70 | $1,077,634.80 |
DisclosureSEC source: 0001510281-19-000145 · primary_doc.xml · nonDerivative · entry 1 Saba Capital Management, L.P. · CIK 0001510281 · 10% owner Weinstein Boaz · CIK 0001608233 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · - Disclosed balance after: 16,280,588 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 18:29 UTC |
Anderson Kimberly ASenior Vice President
|
PurchaseVoya Prime Rate Trust | 400 | $4.68 | $1,872.80 |
DisclosureSEC source: 0001321927-19-000002 · primary_doc.xml · nonDerivative · entry 1 Anderson Kimberly A · CIK 0001320896 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 15:27 UTC |
Weber MarkSenior Managing Director
|
SaleVOYA PRIME RATE | 0.6586 | $5.12 | $3.37 |
DisclosureSEC source: 0001321927-18-000028 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,406.102 Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:09 UTC |
Weber MarkSenior Managing Director
|
SaleVoya Prime Rate Trust | 11,924 | $5.11 | $60,949.53 |
DisclosureSEC source: 0001321927-18-000029 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,482.102 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 12,407 | $5.21 | $64,640.47 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 7 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 3,350 | $5.22 | $17,470.25 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 6 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,407 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 1,700 | $5.21 | $8,857.00 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 5 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,757 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 2,301 | $5.22 | $12,011.22 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 4 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,457 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 2,600 | $5.21 | $13,546.26 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 3 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,758 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 500 | $5.21 | $2,602.50 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 2 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,358 Read SEC document |
| October 02, 2017 Filed Oct 5, 2017 22:16 UTC |
ROLAND MICHAEL JDirector
|
SaleCommon Stock | 26,392 | $5.20 | $137,238.40 |
DisclosureSEC source: 0001321927-17-000012 · primary_doc.xml · nonDerivative · entry 1 ROLAND MICHAEL J · CIK 0001243369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,858 Read SEC document |
| December 23, 2011 Filed Dec 23, 2011 21:04 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 44 | $25,000.00 | $1,100,000.00 |
DisclosureSEC source: 0001181431-11-061916 · rrd329048.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 23, 2011 Filed Dec 23, 2011 15:15 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 38 | $25,000.00 | $950,000.00 |
DisclosureSEC source: 0000950103-11-005375 · edgar.xml · nonDerivative · entry 3 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| December 22, 2011 Filed Dec 23, 2011 21:04 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 46 | $25,000.00 | $1,150,000.00 |
DisclosureSEC source: 0001181431-11-061916 · rrd329048.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 44 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 22, 2011 Filed Dec 23, 2011 15:15 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 40 | $25,000.00 | $1,000,000.00 |
DisclosureSEC source: 0000950103-11-005375 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 38 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| December 21, 2011 Filed Dec 21, 2011 22:37 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 57 | $25,000.00 | $1,425,000.00 |
DisclosureSEC source: 0001181431-11-061565 · rrd328748.xml · nonDerivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 90 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 21, 2011 Filed Dec 23, 2011 15:15 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 29 | $25,000.00 | $725,000.00 |
DisclosureSEC source: 0000950103-11-005375 · edgar.xml · nonDerivative · entry 1 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 78 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| December 20, 2011 Filed Dec 21, 2011 22:37 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 62 | $25,000.00 | $1,550,000.00 |
DisclosureSEC source: 0001181431-11-061565 · rrd328748.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 147 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
| December 20, 2011 Filed Dec 21, 2011 16:38 UTC |
MORGAN STANLEY10% owner
|
OtherAuction Preferred | 43 | $25,000.00 | $1,075,000.00 |
DisclosureSEC source: 0000950103-11-005351 · edgar.xml · nonDerivative · entry 2 MORGAN STANLEY · CIK 0000895421 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 107 F1 · kind: The Auction Preferred securities were called for redemption by the issuer at a price equal to their liquidation preference ($25,000 per share, plus any accumulated but unpaid dividends). F2 · price: Plus any accumulated but unpaid dividends. Read SEC document |
| December 19, 2011 Filed Dec 21, 2011 22:37 UTC |
CITIGROUP INC10% owner
|
OtherAuction Rate Preferred | 54 | $25,000.00 | $1,350,000.00 |
DisclosureSEC source: 0001181431-11-061565 · rrd328748.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 209 F1 · kind: These Auction Preferred Shares ("Shares") were called for redemption by the issuer. F2 · ownership.nature: The Shares reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.