Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Saba Capital Income & Opportunities FundPPR · Entity 5832 | Senior Managing Director | June 04, 2018 | June 06, 2018 |
| Voya Asia Pacific High Dividend Equity Income FundIAE · Entity 6793 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
| Voya Emerging Markets High Dividend Equity FundIHD · Entity 8982 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
| Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDIGD · Entity 5440 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
| Voya Global Advantage & Premium Opportunity FundIGA · Entity 8923 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
| Voya Infrastructure, Industrials & Materials FundIDE · Entity 6332 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
| Voya Natural Resources Equity Income FundIRR · Entity 151209 | Senior Managing Director | April 26, 2018 | April 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Saba Capital Income & Opportunities Fund
Report date June 04, 2018 · Filed June 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voya Prime Rate TrustSEC Table I · non-derivative | Direct | 75,482.102 |
Reported balance
After 2018-06-04 transaction · row 1
1 source rowRow 1 · 2018-06-04 · Sale · Disposed 11,924 · Balance 75,482.102 |
Voya Asia Pacific High Dividend Equity Income Fund
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA ASIA PACIFIC HIGH DIVIDEND INCOME FUNDSEC Table I · non-derivative | Direct | 7,688 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.6705 · Balance 7,688 |
Voya Emerging Markets High Dividend Equity Fund
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA EMERGING MARKETS HIGH DIVIDEND EQUITY FUNDSEC Table I · non-derivative | Direct | 4,505 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.6449 · Balance 4,505 |
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUNDSEC Table I · non-derivative | Direct | 801 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.1971 · Balance 801 |
Voya Global Advantage & Premium Opportunity Fund
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY FUNDSEC Table I · non-derivative | Direct | 713 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.4208 · Balance 713 |
Voya Infrastructure, Industrials & Materials Fund
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA INFRASTRUCTURE INDUSTRIALS & MATERIALS FUNDSEC Table I · non-derivative | Direct | 2,708 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.2436 · Balance 2,708 |
Voya Natural Resources Equity Income Fund
Report date April 26, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| VOYA RISK MANAGED NATURAL RESOURCES FUNDSEC Table I · non-derivative | Direct | 4,807 |
Reported balance
After 2018-04-26 transaction · row 1
1 source rowRow 1 · 2018-04-26 · Sale · Disposed 0.935 · Balance 4,807 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2018 Filed Jun 5, 2018 15:27 UTC | Saba Capital Income & Opportunities Fund PPR · Entity 5832 | SaleVOYA PRIME RATE | 0.6586 | $5.12 | $3.37 |
DisclosureSEC source: 0001321927-18-000028 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,406.102 Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 21:09 UTC | Saba Capital Income & Opportunities Fund PPR · Entity 5832 | SaleVoya Prime Rate Trust | 11,924 | $5.11 | $60,949.53 |
DisclosureSEC source: 0001321927-18-000029 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,482.102 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:18 UTC | Voya Emerging Markets High Dividend Equity Fund IHD · Entity 8982 | SaleVOYA EMERGING MARKETS HIGH DIVIDEND EQUITY FUND | 0.6449 | $9.35 | $6.03 |
DisclosureSEC source: 0001321927-18-000013 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:08 UTC | Voya Infrastructure, Industrials & Materials Fund IDE · Entity 6332 | SaleVOYA INFRASTRUCTURE INDUSTRIALS & MATERIALS FUND | 0.2436 | $15.26 | $3.72 |
DisclosureSEC source: 0001321927-18-000012 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,708 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:26 UTC | Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND IGD · Entity 5440 | SaleVOYA GLOBAL EQUITY DIVIDEND AND PREMIUM OPPORTUNITY FUND | 0.1971 | $7.37 | $1.45 |
DisclosureSEC source: 0001321927-18-000014 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:37 UTC | Voya Global Advantage & Premium Opportunity Fund IGA · Entity 8923 | SaleVOYA GLOBAL ADVANTAGE AND PREMIUM OPPORTUNITY FUND | 0.4208 | $11.05 | $4.65 |
DisclosureSEC source: 0001321927-18-000016 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:45 UTC | Voya Asia Pacific High Dividend Equity Income Fund IAE · Entity 6793 | SaleVOYA ASIA PACIFIC HIGH DIVIDEND INCOME FUND | 0.6705 | $10.30 | $6.91 |
DisclosureSEC source: 0001321927-18-000017 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,688 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:31 UTC | Voya Natural Resources Equity Income Fund IRR · Entity 151209 | SaleVOYA RISK MANAGED NATURAL RESOURCES FUND | 0.935 | $6.16 | $5.76 |
DisclosureSEC source: 0001321927-18-000015 · primary_doc.xml · nonDerivative · entry 1 Weber Mark · CIK 0001371545 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,807 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.