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Saba Capital Income & Opportunities Fund

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5832
SEC CIK
0000826020
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 2, 2024 17:00 UTC SaleCommon Stock 3,156 $7.10 $22,407.60
Disclosure

SEC source: 0001510281-24-000348 · primary_doc.xml · nonDerivative · entry 1

Weinstein Boaz · CIK 0001608233 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 15, 2022 Filed Nov 16, 2022 20:30 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 27,724 $7.92 $219,574.08
Disclosure

SEC source: 0001510281-22-000224 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,081,664

Read SEC document
November 14, 2022 Filed Nov 16, 2022 20:30 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 165,005 $7.88 $1,300,239.40
Disclosure

SEC source: 0001510281-22-000224 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,109,388

Read SEC document
November 09, 2022 Filed Nov 14, 2022 14:24 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 6,946 $7.75 $53,831.50
Disclosure

SEC source: 0001510281-22-000222 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,274,393

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:30 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 31,134 $7.80 $242,845.20
Disclosure

SEC source: 0001510281-22-000219 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,281,339

Read SEC document
September 13, 2022 Filed Sep 13, 2022 21:23 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 4,226 $8.24 $34,822.24
Disclosure

SEC source: 0001510281-22-000181 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,312,473

Read SEC document
September 08, 2022 Filed Sep 12, 2022 18:56 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 27,832 $8.31 $231,283.92
Disclosure

SEC source: 0001510281-22-000179 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,316,699

Read SEC document
September 07, 2022 Filed Sep 8, 2022 17:20 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 13,173 $8.44 $111,180.12
Disclosure

SEC source: 0001510281-22-000176 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,344,531

Read SEC document
September 06, 2022 Filed Sep 8, 2022 17:20 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 68,823 $8.44 $580,866.12
Disclosure

SEC source: 0001510281-22-000176 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,357,704

Read SEC document
September 02, 2022 Filed Sep 6, 2022 16:24 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 43,699 $8.45 $369,256.55
Disclosure

SEC source: 0001510281-22-000173 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,426,527

Read SEC document
September 01, 2022 Filed Sep 6, 2022 16:24 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 16,970 $8.42 $142,887.40
Disclosure

SEC source: 0001510281-22-000173 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,470,226

Read SEC document
August 31, 2022 Filed Sep 6, 2022 16:24 UTC
Saba Capital Management, L.P.President · 10% owner
Weinstein BoazPresident · 10% owner
SaleCommon Stock 19,768 $8.53 $168,621.04
Disclosure

SEC source: 0001510281-22-000173 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,487,196

Read SEC document
May 27, 2022 Filed May 31, 2022 16:18 UTC SaleCommon Stock 115,496 $8.22 $949,377.12
Disclosure

SEC source: 0001510281-22-000112 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,506,964

Read SEC document
May 26, 2022 Filed May 31, 2022 16:18 UTC SaleCommon Stock 13,511 $8.23 $111,195.53
Disclosure

SEC source: 0001510281-22-000112 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,622,460

Read SEC document
May 24, 2022 Filed May 24, 2022 21:23 UTC SaleCommon Stock 8,099 $8.06 $65,277.94
Disclosure

SEC source: 0001510281-22-000107 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,635,971

Read SEC document
May 23, 2022 Filed May 24, 2022 21:23 UTC SaleCommon Stock 40,664 $8.10 $329,378.40
Disclosure

SEC source: 0001510281-22-000107 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,644,070

Read SEC document
May 20, 2022 Filed May 23, 2022 18:02 UTC SaleCommon Stock 35,901 $8.18 $293,670.18
Disclosure

SEC source: 0001510281-22-000105 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 4,684,734

Read SEC document
May 19, 2022 Filed May 23, 2022 18:02 UTC SaleCommon Stock 3,395 $4.12 $13,987.40
Disclosure

SEC source: 0001510281-22-000105 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,441,278

Read SEC document
May 18, 2022 Filed May 19, 2022 14:47 UTC
Saba Capital Management, L.P.President · 10% owner
SaleCommon Stock 19,842 $4.12 $81,749.04
Disclosure

SEC source: 0001510281-22-000102 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,444,673

Read SEC document
May 17, 2022 Filed May 19, 2022 14:47 UTC
Saba Capital Management, L.P.President · 10% owner
SaleCommon Stock 103,516 $4.10 $424,415.60
Disclosure

SEC source: 0001510281-22-000102 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · President · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,464,515

Read SEC document
May 09, 2022 Filed May 10, 2022 17:34 UTC SaleCommon Stock 33,712 $4.16 $140,241.92
Disclosure

SEC source: 0001510281-22-000097 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,568,031

Read SEC document
May 06, 2022 Filed May 10, 2022 17:34 UTC SaleCommon Stock 44,826 $4.23 $189,613.98
Disclosure

SEC source: 0001510281-22-000097 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,601,743

Read SEC document
May 05, 2022 Filed May 6, 2022 13:22 UTC SaleCommon Stock 21,251 $4.27 $90,741.77
Disclosure

SEC source: 0001510281-22-000089 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,646,569

Read SEC document
May 04, 2022 Filed May 6, 2022 13:22 UTC SaleCommon Stock 100,000 $4.28 $428,000.00
Disclosure

SEC source: 0001510281-22-000089 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,667,820

Read SEC document
May 03, 2022 Filed May 3, 2022 21:14 UTC SaleCommon Stock 109,761 $4.29 $470,874.69
Disclosure

SEC source: 0001510281-22-000084 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,767,820

Read SEC document
May 02, 2022 Filed May 3, 2022 21:14 UTC SaleCommon Stock 5,432 $4.29 $23,303.28
Disclosure

SEC source: 0001510281-22-000084 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,877,581

Read SEC document
April 08, 2022 Filed Apr 11, 2022 13:53 UTC SaleCommon Stock 11,463 $4.41 $50,551.83
Disclosure

SEC source: 0001510281-22-000068 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,883,013

Read SEC document
April 07, 2022 Filed Apr 11, 2022 13:53 UTC SaleCommon Stock 3 $4.47 $13.41
Disclosure

SEC source: 0001510281-22-000068 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,894,476

Read SEC document
March 03, 2022 Filed Mar 7, 2022 17:08 UTC SaleCommon Stock 30,455 $4.51 $137,352.05
Disclosure

SEC source: 0001510281-22-000038 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,894,479

Read SEC document
February 02, 2022 Filed Feb 4, 2022 15:59 UTC SaleCommon Stock 247,926 $4.54 $1,125,584.04
Disclosure

SEC source: 0001510281-22-000016 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 9,924,934

Read SEC document
February 01, 2022 Filed Feb 2, 2022 15:01 UTC SaleCommon Stock 48,700 $4.54 $221,098.00
Disclosure

SEC source: 0001510281-22-000013 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,172,860

Read SEC document
January 31, 2022 Filed Feb 2, 2022 15:01 UTC SaleCommon Stock 22,331 $4.54 $101,382.74
Disclosure

SEC source: 0001510281-22-000013 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,221,560

Read SEC document
January 28, 2022 Filed Jan 31, 2022 15:43 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 14,916 $4.50 $67,122.00
Disclosure

SEC source: 0001510281-22-000012 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,243,891

Read SEC document
January 27, 2022 Filed Jan 31, 2022 15:43 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 40,584 $4.55 $184,657.20
Disclosure

SEC source: 0001510281-22-000012 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,258,807

Read SEC document
December 01, 2021 Filed Dec 3, 2021 15:12 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 34,720 $4.54 $157,628.80
Disclosure

SEC source: 0001510281-21-000140 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,327,333

Read SEC document
November 30, 2021 Filed Dec 1, 2021 15:24 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 10,050 $4.54 $45,627.00
Disclosure

SEC source: 0001510281-21-000138 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,362,053

Read SEC document
November 29, 2021 Filed Dec 1, 2021 15:24 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 42,303 $4.55 $192,478.65
Disclosure

SEC source: 0001510281-21-000138 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,372,103

Read SEC document
November 26, 2021 Filed Nov 26, 2021 18:07 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 32,205 $4.56 $146,854.80
Disclosure

SEC source: 0001510281-21-000136 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,414,406

Read SEC document
November 24, 2021 Filed Nov 26, 2021 18:07 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 60,237 $4.56 $274,680.72
Disclosure

SEC source: 0001510281-21-000136 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,446,611

Read SEC document
November 23, 2021 Filed Nov 26, 2021 18:07 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 44,798 $4.56 $204,278.88
Disclosure

SEC source: 0001510281-21-000136 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,506,848

Read SEC document
November 22, 2021 Filed Nov 22, 2021 19:19 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 100,000 $4.59 $459,000.00
Disclosure

SEC source: 0001510281-21-000135 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,551,646

Read SEC document
November 19, 2021 Filed Nov 22, 2021 19:19 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 14,670 $4.60 $67,482.00
Disclosure

SEC source: 0001510281-21-000135 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,651,646

Read SEC document
November 18, 2021 Filed Nov 19, 2021 20:04 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 91,546 $4.61 $422,027.06
Disclosure

SEC source: 0001510281-21-000134 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,666,316

Read SEC document
November 17, 2021 Filed Nov 19, 2021 20:04 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 35,092 $4.62 $162,125.04
Disclosure

SEC source: 0001510281-21-000134 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,757,862

Read SEC document
November 10, 2021 Filed Nov 12, 2021 18:12 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 74,043 $4.64 $343,559.52
Disclosure

SEC source: 0001510281-21-000133 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,792,954

Read SEC document
November 09, 2021 Filed Nov 12, 2021 18:12 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 47,520 $4.65 $220,968.00
Disclosure

SEC source: 0001510281-21-000133 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,866,997

Read SEC document
November 08, 2021 Filed Nov 12, 2021 18:12 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 21,443 $4.69 $100,567.67
Disclosure

SEC source: 0001510281-21-000133 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,914,517

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November 05, 2021 Filed Nov 8, 2021 17:45 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 30,471 $4.69 $142,908.99
Disclosure

SEC source: 0001510281-21-000132 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,935,960

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November 04, 2021 Filed Nov 8, 2021 17:45 UTC
Weinstein BoazPresident · 10% owner
SaleCommon Stock 42,928 $4.69 $201,332.32
Disclosure

SEC source: 0001510281-21-000132 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · President · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 10,966,431

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:46 UTC
Weinstein BoazPrseident · 10% owner
OtherCommon Stock 1,428,503 $4.60 $6,571,113.80
Disclosure

SEC source: 0001510281-21-000116 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · Prseident · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · -

Disclosed balance after: 11,009,359

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.