Last 12 months
Inside the activity.
2 purchase rows · 69 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 32 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 12 |
| Jun 2026 | 0 | 25 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 16, 2022 23:11 UTC |
Maxwell BrianChief Operating Officer
|
SaleClass A Common Stock | 1,485 | $47.93 | $71,176.05 |
DisclosureSEC source: 0001866581-22-000024 · wf-form4_164747225116000.xml · nonDerivative · entry 1 Maxwell Brian · CIK 0001883061 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,135 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.15 to $48.14, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass D Common Stock · Derivative | 384 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 20 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 3,215,537 Underlying: Class A Common Stock · 384 shares Expires not disclosed F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F10 · kind: Represents a pro rata distribution in kind of Class D Common Stock. F8 · price: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass D Common Stock · Derivative | 316,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 19 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 3,215,921 Underlying: Class A Common Stock · 316,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F8 · price: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass D Common Stock · Derivative | 15,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 18 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 10,830,065 Underlying: Class A Common Stock · 15,831 shares Expires not disclosed F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F9 · kind: Represents a pro rata distribution in kind of Class D Common Stock. 15,831 Class D Shares were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F8 · price: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass D Common Stock · Derivative | 1,062,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 17 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 10,845,896 Underlying: Class A Common Stock · 1,062,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F8 · price: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class D Common Stock of the Issuer may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass A Common LLC Units · Derivative | 116,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 16 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,809,033 Underlying: Class A Common Stock · 116,539 shares Expires not disclosed F6 · security: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · derivative.exercise_price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F5 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 116,539 Class C Shares and 116,539 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F4 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 319,404 Class C Shares and 319,404 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common LLC Units · Derivative | 151,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 15 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,925,572 Underlying: Class A Common Stock · 151,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · derivative.exercise_price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass A Common LLC Units · Derivative | 656,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 14 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 41,804,006 Underlying: Class A Common Stock · 656,058 shares Expires not disclosed F6 · security: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · derivative.exercise_price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F4 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 319,404 Class C Shares and 319,404 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F4 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 319,404 Class C Shares and 319,404 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common LLC Units · Derivative | 3,469,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · derivative · entry 13 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 42,460,064 Underlying: Class A Common Stock · 3,469,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · derivative.exercise_price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F7 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F7 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 316,965 | $51.47 | $16,314,188.55 |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 12 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 316,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 11 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 316,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 1,062,461 | $51.47 | $54,684,867.67 |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 10 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 1,062,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 9 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 1,062,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F6 · price: Represents the conversion of the Issuer's Class D Common Stock into the Issuer's Class A Common Stock. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 116,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 8 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,809,033 F5 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 116,539 Class C Shares and 116,539 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F5 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 116,539 Class C Shares and 116,539 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 151,123 | $51.47 | $7,778,300.81 |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 7 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 0 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 151,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 6 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 151,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 151,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 5 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 2,925,572 F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 656,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 4 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 41,804,006 F4 · kind: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 319,404 Class C Shares and 319,404 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F4 · price: Represents a pro rata distribution in kind of Class C Shares and Class A Common LLC Units. 319,404 Class C Shares and 319,404 Class A Common LLC Units were distributed to TSG7 A Management, LLC in a transaction exempt under Rule 16a-13. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
SaleClass A Common Stock | 3,469,451 | $51.47 | $178,572,642.97 |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 3 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 18,050 F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
ConversionClass A Common Stock | 3,469,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 2 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 3,487,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 10, 2022 Filed Mar 15, 2022 01:21 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass C Common Stock | 3,469,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-010976 · doc4.xml · nonDerivative · entry 1 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 42,460,064 F1 · kind: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F1 · price: Represents the exchange of Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer, together with an equal number of the Issuer's Class C Common Stock for shares of the Issuer's Class A Common Stock on a one-for-one basis. F2 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of manager of TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P., TSG7 A VI Holdings - A, L.P., DG Coinvestor Blocker Aggregator, L.P., and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F3 · ownership.nature: (Continued from Footnote 2): Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:57 UTC |
Ricci JothCEO and President
|
SaleClass A Common Stock | 62,235 | $46.08 | $2,867,801.25 |
DisclosureSEC source: 0001866581-22-000013 · wf-form4_164684502749501.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,115 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $49.04, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 16:57 UTC |
Ricci JothCEO and President
|
SaleClass A Common Stock | 8,890 | $46.08 | $409,624.53 |
DisclosureSEC source: 0001866581-22-000013 · wf-form4_164684502749501.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,658,350 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.10 to $47.85, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment |
Ricci JothCEO and President
|
SaleClass A Common Stock | 500 | $48.40 | $24,200.00 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 4 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,115 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F5 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $48.06 to $49.04, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment |
Ricci JothCEO and President
|
SaleClass A Common Stock | 10,312 | $47.26 | $487,345.12 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 3 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,596,615 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F4 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $47.03 to $48.01, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment |
Ricci JothCEO and President
|
SaleClass A Common Stock | 22,395 | $46.65 | $1,044,726.75 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 2 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606,927 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F3 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $46.03 to $47.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 07, 2022 Filed Mar 10, 2022 20:17 UTC Amendment |
Ricci JothCEO and President
|
SaleClass A Common Stock | 37,918 | $45.39 | $1,721,098.02 |
DisclosureSEC source: 0001866581-22-000017 · wf-form4a_164694345438145.xml · nonDerivative · entry 1 Ricci Joth · CIK 0001883088 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,629,322 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2021. F2 · price: The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $45.03 to $46.02, inclusive. The reporting person undertakes to provide to Dutch Bros Inc., any security holders of Dutch Bros Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC |
Graham John PatrickChief Marketing Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 145,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · derivative · entry 4 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,344 Underlying: Class A Common · 145,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F5 · derivative.exercise_date: On September 17, 2021, the reporting person was granted an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. If the vesting date occurs on a date that is not a business day, delivery and execution shall instead occur on the next business day. F5 · derivative.expiration_date: On September 17, 2021, the reporting person was granted an award of restricted stock units with 50% vesting as of the date of grant, 16.66% vesting on January 1, 2022 and 16.67% vesting on each of January 1, 2023 and January 1, 2024. If the vesting date occurs on a date that is not a business day, delivery and execution shall instead occur on the next business day. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC |
Graham John PatrickChief Marketing Officer
|
Tax withholdingClass A Common Stock | 57,278 | $52.42 | $3,002,512.76 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,332 F2 · shares: Shares surrendered to the issuer to satisfy tax withholding obligations applicable to restricted stock units. F3 · price: The stock price reported in column 4 represents the closing stock price of the issuer on January 3, 2022. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 23:50 UTC |
Graham John PatrickChief Marketing Officer
|
Exercise / conversionClass A Common Stock | 145,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-22-000002 · wf-form4_164142663747491.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 22:01 UTC |
Broader Shelley GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-21-000020 · wf-form4_163977845194857.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260 Underlying: Class A Common · 1,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. F2 · derivative.exercise_date: The reporting person received an award of restricted stock units with 25% vesting on December 17, 2021 and 25% shall vest every 3 months thereafter until vested in full on September 17, 2022. F3 · derivative.expiration_date: If the Reporting Person's employment is terminated for any reason before an applicable vesting date, all restricted stock units that have not yet vested shall be forfeited without consideration, except in the change of control severance agreement and any other agreements regarding equity vesting between the Reporting Person and Issuer, which agreements or form agreements are filed with the SEC. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 22:01 UTC |
Broader Shelley GDirector
|
Exercise / conversionClass A Common | 1,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001866581-21-000020 · wf-form4_163977845194857.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units represent a contingent right to receive a corresponding number of shares of the Class A Common Stock of the Issuer upon vesting. Read SEC document |
| November 15, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
SaleClass A Common Stock | 19.3603 | $62.24 | $1,204.99 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 2 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 0 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| November 15, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
PurchaseClass A Common Stock | 19.3603 | $62.01 | $1,200.53 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · nonDerivative · entry 1 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 19.3603 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:52 UTC |
Graham John PatrickChief Marketing Officer
|
GiftClass A Common Stock | 172,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064350 · doc4.xml · nonDerivative · entry 2 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Ithaca Trust Disclosed balance after: 172,000 F1 · kind: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F1 · ownership.nature: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 23:52 UTC |
Graham John PatrickChief Marketing Officer
|
GiftClass A Common Stock | 172,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064350 · doc4.xml · nonDerivative · entry 1 Graham John Patrick · CIK 0001582248 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,026 F1 · kind: This transaction involved a gift of securities to a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
SalePut Option (Right to Sell) · Derivative | 1 | $569.98 Strike: $60.00 | $569.98 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 28 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 0 Underlying: Class A Common Stock · 100 shares Expires 2021-11-19 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| October 19, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
PurchasePut Option (Right to Sell) · Derivative | 1 | $500.00 Strike: $60.00 | $500.00 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 27 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2021-11-19 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| October 07, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
SaleCall Option (Right to Buy) · Derivative | 1 | $479.98 Strike: $40.00 | $479.98 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 26 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 0 Underlying: Class A Common Stock · 100 shares Expires 2021-10-15 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| October 05, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
PurchaseCall Option (Right to Buy) · Derivative | 1 | $430.00 Strike: $40.00 | $430.00 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 25 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2021-10-15 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 00:33 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
|
OtherClass A Common LLC Units · Derivative | 317,824 | $21.56 | $6,852,285.44 |
DisclosureSEC source: 0000899243-21-038515 · doc4.xml · derivative · entry 4 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 3,076,695 Underlying: Class A Common Stock · 317,824 shares Expires not disclosed F1 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F1 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 00:33 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
|
OtherClass A Common LLC Units · Derivative | 4,744,562 | $21.56 | $102,292,756.72 |
DisclosureSEC source: 0000899243-21-038515 · doc4.xml · derivative · entry 3 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 45,929,515 Underlying: Class A Common Stock · 4,744,562 shares Expires not disclosed F1 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · derivative.exercise_price: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F1 · derivative.exercise_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F1 · derivative.expiration_date: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 00:33 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
|
OtherClass C Common Stock | 317,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038515 · doc4.xml · nonDerivative · entry 2 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI, L.P. Disclosed balance after: 3,076,695 F1 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 00:33 UTC |
TSG7 A Management LLC10% owner
Dutch Holdings LLC10% owner
TSG7 A AIV VI, L.P.10% owner
|
OtherClass C Common Stock | 4,744,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-038515 · doc4.xml · nonDerivative · entry 1 TSG7 A Management LLC · CIK 0001882776 · 10% owner Dutch Holdings LLC · CIK 0001883107 · 10% owner TSG7 A AIV VI, L.P. · CIK 0001882774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Dutch Holdings, LLC Disclosed balance after: 45,929,515 F1 · security: Represents Class A Common LLC Units of Dutch Mafia, LLC, a direct subsidiary of the Issuer. The Class A Common LLC Units and an equal number of shares of the Issuer's Class C Common Stock, together are exchangeable for shares of the Issuer's Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments, and have no expiration date. Upon sale of Class A Common LLC Units the associated shares of Class C Common Stock will be surrendered and cancelled. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI, L.P. and Dutch Holdings, LLC sold to the Issuer a portion of their respective Class A Common LLC Units at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Secondary Purchase"). Pursuant to such Secondary Purchase TSG7 A AIV VI, L.P. and Dutch Holdings, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common LLC Units in exchange for such payment and (ii) transferred to the Issuer all of their respective rights, obligations, titles and other interests in an equal number of shares of Class C Common Stock for no consideration. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI, L.P and the manager of Dutch Group Holdings, LLC, which is the sole member and manager of Dutch Holdings, LLC. By virtue of the foregoing relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI, L.P. and Dutch Holdings, LLC. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners Read SEC document |
| September 22, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
SaleCall Option (Right to Buy) · Derivative | 1 | $399.98 Strike: $60.00 | $399.98 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 24 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 0 Underlying: Class A Common Stock · 100 shares Expires 2021-10-15 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| September 22, 2021 Filed Aug 29, 2023 20:49 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
PurchaseCall Option (Right to Buy) · Derivative | 1 | $440.00 Strike: $60.00 | $440.00 |
DisclosureSEC source: 0001209191-23-047615 · doc4.xml · derivative · entry 23 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Son Disclosed balance after: 1 Underlying: Class A Common Stock · 100 shares Expires 2021-10-15 F1 · ownership.nature: Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 16:26 UTC |
TSG7 A Management LLC10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass D Common Stock · Derivative | 364,951 | $21.56 | $7,868,343.56 |
DisclosureSEC source: 0000899243-21-037296 · doc4.xml · derivative · entry 2 TSG7 A Management LLC · CIK 0001882776 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DG Coinvestor Blocker Aggregator, L.P. Disclosed balance after: 3,532,886 Underlying: Class A Common Stock · 364,951 shares Expires not disclosed F1 · derivative.exercise_price: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. redeemed a portion of their respective shares of Class D Common Stock at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Class D Redemptions"). Pursuant to such Class D Redemptions TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to the redeemed shares in exchange for such payment. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. redeemed a portion of their respective shares of Class D Common Stock at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Class D Redemptions"). Pursuant to such Class D Redemptions TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to the redeemed shares in exchange for such payment. F1 · derivative.exercise_date: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · derivative.expiration_date: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI Holdings-A, L.P.and DG Coinvestor Blocker Aggregator, L.P. By virtue of these relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F4 · ownership.nature: (Continued from footnote 3), Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any securities in excess of their respective pecuniary interests. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 16:26 UTC |
TSG7 A Management LLC10% owner
TSG7 A AIV VI Holdings-A, L.P.10% owner
|
OtherClass D Common Stock · Derivative | 1,230,143 | $21.56 | $26,521,883.08 |
DisclosureSEC source: 0000899243-21-037296 · doc4.xml · derivative · entry 1 TSG7 A Management LLC · CIK 0001882776 · 10% owner TSG7 A AIV VI Holdings-A, L.P. · CIK 0001882775 · 10% owner DG Coinvestor Blocker Aggregator, L.P. · CIK 0001882834 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TSG7 A AIV VI Holdings-A, L.P. Disclosed balance after: 11,908,357 Underlying: Class A Common Stock · 1,230,143 shares Expires not disclosed F1 · derivative.exercise_price: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F2 · kind: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. redeemed a portion of their respective shares of Class D Common Stock at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Class D Redemptions"). Pursuant to such Class D Redemptions TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to the redeemed shares in exchange for such payment. F2 · price: In connection with the Issuer's initial public offering of its Class A Common Stock (the "IPO"), TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. redeemed a portion of their respective shares of Class D Common Stock at a price per share equal to the IPO price per share of Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer (the "Class D Redemptions"). Pursuant to such Class D Redemptions TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to the redeemed shares in exchange for such payment. F1 · derivative.exercise_date: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · derivative.expiration_date: The Class D Common Stock may be converted into shares of Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F3 · ownership.nature: TSG7 A Management, LLC is the general partner of TSG7 A AIV VI Holdings-A, L.P.and DG Coinvestor Blocker Aggregator, L.P. By virtue of these relationships, TSG7 A Management, LLC may be deemed to indirectly beneficially own the securities that are directly held by TSG7 A AIV VI Holdings-A, L.P. and DG Coinvestor Blocker Aggregator, L.P. Voting and investment decisions by TSG7 A Management, LLC with respect to such securities are made by a committee of three or more individuals, none of whom individually has the power to direct such decisions. F4 · ownership.nature: (Continued from footnote 3), Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest, if any, therein. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any securities in excess of their respective pecuniary interests. Read SEC document |
| September 21, 2021 Filed Nov 13, 2023 11:03 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
Disposition to issuerClass A Common Units · Derivative | 2,580,398 | $21.56 | $55,633,380.88 |
DisclosureSEC source: 0001104659-23-116488 · tm2329361-1_4seq1.xml · derivative · entry 5 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Individual Aggregator, LLC Disclosed balance after: 24,703,707 Underlying: Class A Common Stock · 2,580,398 shares Expires not disclosed F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F1 · derivative.exercise_price: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · kind: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · kind: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. F2 · derivative.exercise_date: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · derivative.exercise_date: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. F2 · derivative.expiration_date: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · derivative.expiration_date: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. Read SEC document |
| September 21, 2021 Filed Nov 13, 2023 11:03 UTC |
Boersma TravisDirector · Executive Chairman of Board · 10% owner
|
Disposition to issuerClass A Common Units · Derivative | 4,103,084 | $21.56 | $88,462,491.04 |
DisclosureSEC source: 0001104659-23-116488 · tm2329361-1_4seq1.xml · derivative · entry 4 Boersma Travis · CIK 0001883154 · Director · Executive Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By DM Trust Aggregator, LLC Disclosed balance after: 39,281,349 Underlying: Class A Common Stock · 4,103,084 shares Expires not disclosed F1 · security: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F1 · derivative.exercise_price: Represents Class A Common Units of Dutch Mafia, LLC ("Dutch Mafia"), the operating company of the Issuer. Pursuant to the Third Amended and Restated Limited Liability Company Agreement of Dutch Mafia, dated September 14, 2021, Class A Common Units of Dutch Mafia, together with an equal number of shares of Class B Common Stock of the Issuer are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at the discretion of the holder, subject to certain exceptions, conditions and adjustments. Upon such exchange, the associated shares of Class B Common Stock are canceled by the Issuer. The Class A Common Units of Dutch Mafia and the Class B Common Stock of the Issuer do not have an expiration date and the holders thereof are not required to pay an exercise price in connection with exchanges. F2 · kind: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · kind: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. F2 · derivative.exercise_date: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · derivative.exercise_date: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. F2 · derivative.expiration_date: In connection with the initial public offering (the "IPO") of the Class A Common Stock of the Issuer and pursuant to the Unit Purchase Agreement dated September 21, 2023 between the Issuer and Dutch Mafia (the "Unit Purchase Agreement"), DM Trust Aggregator, LLC and DM Individual Aggregator, LLC sold a portion of their respective Class A Common Units of Dutch Mafia to the Issuer at a price per share equal to the IPO price per share of the Class A Common Stock, less the applicable underwriting discount and commissions, for an aggregate cash payment from the Issuer. F3 · derivative.expiration_date: Pursuant to the Unit Purchase Agreement, DM Trust Aggregator, LLC and DM Individual Aggregator, LLC (i) assigned, conveyed, transferred, delivered and contributed to the Issuer, and the Issuer accepted and assumed, all of their respective rights, titles, obligations, and other interests in and to such purchased Class A Common Units of Dutch Mafia in exchange for such payment and (ii) the Issuer canceled all of their respective rights, obligations, titles and other interests in an equal number of shares of Class B Common Stock of the Issuer for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.