Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2018 Filed Jul 6, 2021 21:30 UTC |
Lang StevenDirector · 10% owner
|
GrantStock option · Derivative | 64,744 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-21-016278 · ownership.xml · derivative · entry 11 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,744 Underlying: Common Stock · 64,744 shares Expires 2026-01-16 F6 · price: Stock option granted as non-employee director compensation. Read SEC document |
| December 28, 2017 Filed Jul 6, 2021 21:30 UTC |
Lang StevenDirector · 10% owner
|
PurchaseCommon Stock | 17,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-016278 · ownership.xml · nonDerivative · entry 2 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Sidra Pty Ltd Disclosed balance after: 19,072,451 F2 · price: Shares were acquired through a cashless exercise of a warrant. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:19 UTC |
Ibex Investors LLC10% owner
BORUS JUSTIN B10% owner
Lazarus Macro Micro Partners LLLP10% owner
Ibex Microcap Fund LLLP10% owner
|
OtherWarrant (right to buy) · Derivative | 579,897 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001140361-17-047025 · doc1.xml · derivative · entry 3 Ibex Investors LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Lazarus Macro Micro Partners LLLP · CIK 0001639757 · 10% owner Ibex Microcap Fund LLLP · CIK 0001232118 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 579,897 shares Expires 2017-12-20 F2 · ownership.nature: This form is filed jointly by Ibex Investors LLC ("Ibex"), Justin B. Borus, Ibex Microcap Fund LLLP ("Ibex Microcap") and Lazarus Macro Micro Partners LLLP ("Macro Micro Partners" and together with Ibex Microcap, the "Funds"). The securities reported herein are owned directly by Ibex Microcap except for 3,000 shares of common stock owned directly by Macro Micro Partners. Ibex is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Ibex. F3 · ownership.nature: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:19 UTC |
Ibex Investors LLC10% owner
BORUS JUSTIN B10% owner
Lazarus Macro Micro Partners LLLP10% owner
Ibex Microcap Fund LLLP10% owner
|
SaleCommon Stock | 491,782 | $0.57 | $281,250.13 |
DisclosureSEC source: 0001140361-17-047025 · doc1.xml · nonDerivative · entry 2 Ibex Investors LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Lazarus Macro Micro Partners LLLP · CIK 0001639757 · 10% owner Ibex Microcap Fund LLLP · CIK 0001232118 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,512,433 F1 · kind: The reporting person exercised a warrant to purchase 579,897 shares of the Issuer's common stock for $0.485 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 491,782 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 88,115 shares. As set forth in this Form 4, the payment of the exercise price for the warrants on a cashless basis, resulting in withholding of shares of common stock, is deemed a sale for Section 16 reporting purposes, however, the reporting person has not otherwise engaged in any sale transaction. F2 · ownership.nature: This form is filed jointly by Ibex Investors LLC ("Ibex"), Justin B. Borus, Ibex Microcap Fund LLLP ("Ibex Microcap") and Lazarus Macro Micro Partners LLLP ("Macro Micro Partners" and together with Ibex Microcap, the "Funds"). The securities reported herein are owned directly by Ibex Microcap except for 3,000 shares of common stock owned directly by Macro Micro Partners. Ibex is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Ibex. F3 · ownership.nature: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:19 UTC |
Ibex Investors LLC10% owner
BORUS JUSTIN B10% owner
Lazarus Macro Micro Partners LLLP10% owner
Ibex Microcap Fund LLLP10% owner
|
OtherCommon Stock | 579,897 | $0.49 | $281,250.05 |
DisclosureSEC source: 0001140361-17-047025 · doc1.xml · nonDerivative · entry 1 Ibex Investors LLC · CIK 0001531964 · 10% owner BORUS JUSTIN B · CIK 0001531960 · 10% owner Lazarus Macro Micro Partners LLLP · CIK 0001639757 · 10% owner Ibex Microcap Fund LLLP · CIK 0001232118 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,004,215 F2 · ownership.nature: This form is filed jointly by Ibex Investors LLC ("Ibex"), Justin B. Borus, Ibex Microcap Fund LLLP ("Ibex Microcap") and Lazarus Macro Micro Partners LLLP ("Macro Micro Partners" and together with Ibex Microcap, the "Funds"). The securities reported herein are owned directly by Ibex Microcap except for 3,000 shares of common stock owned directly by Macro Micro Partners. Ibex is the investment adviser and general partner of the Funds and Mr. Borus is the manager of Ibex. F3 · ownership.nature: Each of Ibex and Mr. Borus expressly disclaims beneficial ownership of the securities held by the Funds except to the extent of his or its pecuniary interest therein. Each of the Funds expressly disclaims beneficial ownership of the shares held by the other Fund. The filing of this Form 4 shall not be construed as an admission that either Ibex or Mr. Borus, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, is the beneficial owner of any of the securities reported herein. Read SEC document |
| December 15, 2017 Filed Mar 7, 2018 11:39 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
GrantCommon Stock | 18,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002986 · form-4.xml · nonDerivative · entry 2 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,302 F2 · price: Represents vesting of 18,044 shares subject to a restricted stock award granted on December 12, 2016. Read SEC document |
| December 15, 2017 Filed Mar 7, 2018 11:36 UTC |
Cugine Joseph M.Director · President
|
GrantCommon Stock | 23,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · nonDerivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,414 F2 · price: Represents vesting of 23,275 shares subject to a restricted stock award granted on December 12, 2016. Read SEC document |
| September 15, 2017 Filed Mar 7, 2018 11:39 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 175,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-18-002986 · form-4.xml · derivative · entry 4 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2025-09-15 F4 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. F4 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. Read SEC document |
| September 15, 2017 Filed Mar 7, 2018 11:36 UTC |
Cugine Joseph M.Director · President
|
GrantStock Option (right to buy) · Derivative | 250,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · derivative · entry 3 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2025-07-05 F3 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. Read SEC document |
| September 15, 2017 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 250,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 13 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425,000 Underlying: Common Stock · 250,000 shares Expires 2025-09-15 F3 · price: Grant for services Read SEC document |
| September 11, 2017 Filed Mar 7, 2018 11:37 UTC |
WARE ALEXANDER HDirector
|
GrantCommon Stock | 31,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-002985 · form4.xml · nonDerivative · entry 2 WARE ALEXANDER H · CIK 0001212143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 252,245 F4 · price: Represents director's fees of $25,000 for the second half of 2017 paid in stock pursuant to the Issuer's compensation plan for non-employee directors. F3 · ownership.nature: Shares are held by the Alexander H. Ware Revocable Trust u/a/d 12/20/04. Read SEC document |
| July 17, 2017 Filed Mar 7, 2018 11:34 UTC |
Elliot AliceDirector
|
GrantStock Option (right to buy) · Derivative | 40,843 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001493152-18-002981 · form-4.xml · derivative · entry 3 Elliot Alice · CIK 0001632920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,843 Underlying: Common Stock · 40,843 shares Expires 2025-07-17 F3 · price: Represents director's fees of $25,000 for the second half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| July 05, 2017 Filed Mar 7, 2018 11:39 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 300,000 | Not disclosed Strike: $0.77 | Not disclosed |
DisclosureSEC source: 0001493152-18-002986 · form-4.xml · derivative · entry 3 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2025-07-05 F3 · price: Options granted by the compensation committee in recognition of executive's performance. Option vests in equal amounts annually over three years beginning on the grant date. F3 · derivative.exercise_date: Options granted by the compensation committee in recognition of executive's performance. Option vests in equal amounts annually over three years beginning on the grant date. Read SEC document |
| June 12, 2017 Filed Mar 7, 2018 11:39 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
GrantCommon Stock | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002986 · form-4.xml · nonDerivative · entry 1 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,258 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015 pursuant to the reporting persons' executive employment contract. Read SEC document |
| June 12, 2017 Filed Mar 7, 2018 11:36 UTC |
Cugine Joseph M.Director · President
|
GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,139 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015 pursuant to the reporting persons' executive employment contract. Read SEC document |
| April 27, 2017 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 250,000 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 14 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,175,000 Underlying: Common Stock · 250,000 shares Expires 2024-04-27 F3 · price: Grant for services Read SEC document |
| March 29, 2017 Filed Mar 7, 2018 11:37 UTC |
WARE ALEXANDER HDirector
|
GrantCommon Stock | 64,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-002985 · form4.xml · nonDerivative · entry 1 WARE ALEXANDER H · CIK 0001212143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 220,599 F1 · price: Represents director's fees of $25,000 for the first half of 2017 paid in stock pursuant to the Issuer's compensation plan for non-employee directors. F2 · balance_after: Excludes 19,500 shares that are directly hheld by the reporting person but were previously included on the reporting persons Form 4 dated September 28, 2016, in the total number of shares reported as held indirectly by the reporring person vis-a-vis the Alexander H. Ware Revocable Trust u/a/d 12/20/04. F3 · ownership.nature: Shares are held by the Alexander H. Ware Revocable Trust u/a/d 12/20/04. Read SEC document |
| February 13, 2017 Filed Jul 6, 2021 21:30 UTC |
Lang StevenDirector · 10% owner
|
OtherCommon Stock | 138,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-016278 · ownership.xml · nonDerivative · entry 1 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,596 F1 · price: Shares were issued as incentive compensation. Read SEC document |
| January 17, 2017 Filed Mar 7, 2018 11:34 UTC |
Elliot AliceDirector
|
GrantStock Option (right to buy) · Derivative | 40,323 | Not disclosed Strike: $0.77 | Not disclosed |
DisclosureSEC source: 0001493152-18-002981 · form-4.xml · derivative · entry 2 Elliot Alice · CIK 0001632920 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,323 Underlying: Common Stock · 40,323 shares Expires 2025-01-17 F2 · price: Represents director's fees of $25,000 for the first half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| January 17, 2017 Filed Mar 8, 2018 10:27 UTC |
Ortiz-Cochet IsabelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 34,885 | Not disclosed Strike: $0.79 | Not disclosed |
DisclosureSEC source: 0001493152-18-003055 · form4.xml · derivative · entry 2 Ortiz-Cochet Isabelle · CIK 0001692794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,885 Underlying: Common Stock · 34,885 shares Expires 2025-07-17 F2 · shares: Represents director's fees $21,280 for the second half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. F2 · price: Represents director's fees $21,280 for the second half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| January 17, 2017 Filed Mar 8, 2018 10:27 UTC |
Ortiz-Cochet IsabelleDirector
|
GrantStock Option (Right to Buy) · Derivative | 33,603 | Not disclosed Strike: $0.77 | Not disclosed |
DisclosureSEC source: 0001493152-18-003055 · form4.xml · derivative · entry 1 Ortiz-Cochet Isabelle · CIK 0001692794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,603 Underlying: Common Stock · 33,603 shares Expires 2025-01-17 F1 · shares: Represents director's fees $ 20,834 for the first half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. F1 · price: Represents director's fees $ 20,834 for the first half of 2017 paid in stock options pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| January 17, 2017 Filed Jul 6, 2021 21:30 UTC |
Lang StevenDirector · 10% owner
|
GrantStock option · Derivative | 40,323 | Not disclosed Strike: $0.77 | Not disclosed |
DisclosureSEC source: 0001493152-21-016278 · ownership.xml · derivative · entry 10 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,323 Underlying: Common Stock · 40,323 shares Expires 2025-01-17 F6 · price: Stock option granted as non-employee director compensation. Read SEC document |
| December 21, 2016 Filed May 11, 2021 18:05 UTC |
Cugine Joseph M.Director
|
GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,414 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015. Read SEC document |
| December 19, 2016 Filed Jul 6, 2021 21:30 UTC |
Lang StevenDirector · 10% owner
|
GrantStock option · Derivative | 166,667 | Not disclosed Strike: $0.74 | Not disclosed |
DisclosureSEC source: 0001493152-21-016278 · ownership.xml · derivative · entry 9 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,667 Underlying: Common Stock · 166,667 shares Expires 2024-12-19 F6 · price: Stock option granted as non-employee director compensation. Read SEC document |
| November 25, 2016 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 125,000 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 15 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,000 Underlying: Common Stock · 125,000 shares Expires 2024-11-25 F3 · price: Grant for services Read SEC document |
| November 25, 2016 Filed May 11, 2021 18:05 UTC |
Cugine Joseph M.Director
|
GrantStock options · Derivative | 83,791 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 8 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,791 Underlying: Common Stock · 83,791 shares Expires 2024-11-25 F5 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. F5 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 23:40 UTC |
Cugine Joseph M.Director · President Barfresh Corp Inc
|
Purchase"J" Warrant · Derivative | 39,063 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-16-013727 · form4.xml · derivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director · President Barfresh Corp Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,063 Underlying: common stock · 39,063 shares Expires 2021-09-28 F1 · price: One share of common Stock and 1/2 "J" Warrant purchased as units at a $0.64 per unit for aggregate purchase price of $50,000. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 23:40 UTC |
Cugine Joseph M.Director · President Barfresh Corp Inc
|
PurchaseCommon stock | 78,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-013727 · form4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director · President Barfresh Corp Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,139 F1 · price: One share of common Stock and 1/2 "J" Warrant purchased as units at a $0.64 per unit for aggregate purchase price of $50,000. F2 · balance_after: An additional 500,000 shares are indirectly beneficially owned by Reporting Person. The Reporting Person indirectly exercises voting and dispositive power over these shares as principal of Restaurant Consulting Group LLC. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 22:01 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
Purchase"J" Warrant · Derivative | 19,532 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-16-013725 · form4.xml · derivative · entry 2 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,532 Underlying: common stock · 19,532 shares Expires 2021-09-28 F1 · price: One share of common stock and 1/2 "J" warrants purchased as part of a unit at a $0.64 per unit for aggregate purchase price of $25,000. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 22:01 UTC |
Tesoriero Joseph S.Chief Financial Officer
|
PurchaseCommon stock | 39,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-013725 · form4.xml · nonDerivative · entry 1 Tesoriero Joseph S. · CIK 0001474867 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,257 F1 · price: One share of common stock and 1/2 "J" warrants purchased as part of a unit at a $0.64 per unit for aggregate purchase price of $25,000. Read SEC document |
| September 28, 2016 Filed Oct 1, 2016 00:11 UTC |
Lang StevenDirector · 10% owner
|
Purchase"J" Warrant · Derivative | 44,082 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-16-013771 · form4.xml · derivative · entry 2 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 44,082 Underlying: common stock · 44,082 shares Expires 2021-09-28 F1 · price: One share of common stock and 1/2 "J" warrant purchased as part of a unit at a $0.64 per unit for aggregate purchase price of $56,424.68. F3 · ownership.nature: Shares are owned directly by Sidra Pty. The Reporting Person is deemed beneficial owner of these shares. Read SEC document |
| September 28, 2016 Filed Oct 1, 2016 00:11 UTC |
Lang StevenDirector · 10% owner
|
PurchaseCommon stock | 88,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-013771 · form4.xml · nonDerivative · entry 1 Lang Steven · CIK 0001598907 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,054,828 F1 · price: One share of common stock and 1/2 "J" warrant purchased as part of a unit at a $0.64 per unit for aggregate purchase price of $56,424.68. F2 · balance_after: Does not include 200,000 shares held directly by the Reporting Person. F3 · ownership.nature: Shares are owned directly by Sidra Pty. The Reporting Person is deemed beneficial owner of these shares. Read SEC document |
| September 28, 2016 Filed Oct 11, 2016 23:55 UTC |
WARE ALEXANDER HDirector
|
Purchase"J" Warrant · Derivative | 78,125 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-16-013960 · form4.xml · derivative · entry 2 WARE ALEXANDER H · CIK 0001212143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 78,125 Underlying: common stock · 78,125 shares Expires 2021-09-28 F1 · price: Common stock and "J" Warrants purchased as unit at a $0.64 per unit for aggregate purchase price of $100,000. F2 · ownership.nature: Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29//04. Read SEC document |
| September 28, 2016 Filed Oct 11, 2016 23:55 UTC |
WARE ALEXANDER HDirector
|
PurchaseCommon stock | 156,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-16-013960 · form4.xml · nonDerivative · entry 1 WARE ALEXANDER H · CIK 0001212143 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 175,750 F1 · price: Common stock and "J" Warrants purchased as unit at a $0.64 per unit for aggregate purchase price of $100,000. F2 · ownership.nature: Reporting person exercises voting and dispositive power as trustee of Alexander Ware Revocable Trust u/a/d 12/29//04. Read SEC document |
| September 01, 2016 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
PurchaseWarrant · Derivative | 44,082 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 8 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 101,130 Underlying: Common stock · 44,082 shares Expires 2021-09-01 F5 · price: Conversion of Note F2 · ownership.nature: Held by the R.D. Capital Holdings PTY Ltd. Read SEC document |
| April 27, 2016 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 250,000 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 16 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 250,000 shares Expires 2024-04-27 F3 · price: Grant for services Read SEC document |
| February 28, 2016 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
PurchaseWarrant · Derivative | 32,048 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 9 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,048 Underlying: Common Stock · 32,048 shares Expires 2021-02-28 F5 · price: Conversion of Note F2 · ownership.nature: Held by the R.D. Capital Holdings PTY Ltd. Read SEC document |
| February 28, 2016 Filed May 5, 2020 01:23 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
PurchaseWarrant · Derivative | 64,230 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001493152-20-007682 · ownership.xml · derivative · entry 5 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · R.D. CAPITAL HOLDINGS PTY LTD. Disclosed balance after: 64,230 Underlying: Common Stock · 64,230 shares Expires 2021-02-28 F5 · price: Issued upon conversion of existing note into offering of common stock with 50% warrant coverage at $0.80 per share of common stock. Read SEC document |
| November 30, 2015 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
PurchaseWarrant · Derivative | 25,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 10 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2020-11-30 F4 · price: Investment in convertible note F2 · ownership.nature: Held by the R.D. Capital Holdings PTY Ltd. Read SEC document |
| April 27, 2015 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 250,000 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 17 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 250,000 shares Expires 2023-04-27 F3 · price: Grant for services Read SEC document |
| April 16, 2015 Filed May 11, 2021 18:05 UTC |
Cugine Joseph M.Director
|
GrantStock options · Derivative | 600,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 7 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2023-05-01 F5 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. F5 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. Read SEC document |
| January 21, 2015 Filed Oct 3, 2019 19:28 UTC |
Delle Coste RiccardoDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 300,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001493152-19-014941 · ownership.xml · derivative · entry 18 Delle Coste Riccardo · CIK 0001598573 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2020-01-21 F3 · price: Grant for services Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.