Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARFRESH FOOD GROUP INC.BRFH · Entity 7628 | Director | October 01, 2026 | October 03, 2026 |
| Chefs' Warehouse, Inc.CHEF · Entity 3938 | Director | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARFRESH FOOD GROUP INC.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 262,944 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Other · Acquired 5,798 · Balance 262,944 F1: Shares issued as payment of interest on a convertible note, valued at $0.86 per share. |
| 10% Series A Convertible noteSEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2028-03-06 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-10-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
| Series R Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.20 · Expires 2030-03-06 | Direct | 62,500 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 62,500 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.76 · Expires 2026-12-31 | Direct | 19,231 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 19,231 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2029-05-07 | Direct | 5,724 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,724 |
| Stock optionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2026-12-31 | Direct | 19,231 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 19,231 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued as payment of interest on a convertible note, valued at $0.86 per share.
Chefs' Warehouse, Inc.
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,727 |
Ending reported balance
After 2025-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-28 · Sale · Disposed 4,757 · Balance 42,970 F1: Shares withheld upon the vesting of restricted common stock awarded to the reporting person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. Row 2 · 2025-02-28 · Sale · Disposed 15,243 · Balance 27,727 F2: Represents the weighted average sales price of the shares sold ranging from a low of $61.49 to a high of $61.9994 per share. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld upon the vesting of restricted common stock awarded to the reporting person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan.
F2: Represents the weighted average sales price of the shares sold ranging from a low of $61.49 to a high of $61.9994 per share. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 5,798 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-045512 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,944 F1 · price: Shares issued as payment of interest on a convertible note, valued at $0.86 per share. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 2,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-031873 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,146 F1 · price: Shares issued as payment of interest on a convertible note, valued at $1.88 per share. Read SEC document |
| March 06, 2026 Filed Mar 11, 2026 20:59 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | PurchaseSeries R Warrant (Right to Buy) · Derivative | 62,500 | Not disclosed Strike: $3.20 | Not disclosed |
DisclosureSEC source: 0001493152-26-009695 · ownership.xml · derivative · entry 3 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2030-03-06 F1 · price: Common stock purchase warrants were included with the purchase of the convertible notes. Read SEC document |
| March 06, 2026 Filed Mar 11, 2026 20:59 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | Purchase10% Series A Convertible note · Derivative | Not disclosed | $200,000.00 Strike: $2.90 | $200,000.00 |
DisclosureSEC source: 0001493152-26-009695 · ownership.xml · derivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 68,966 shares Expires 2028-03-06 Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 19:25 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 19,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001641172-25-016631 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,489 F1 · price: Represents director's compensation granted in restricted stock units pursuant to the Issuer's compensation plan for non-employee directors. Restricted stock units vest the day prior to the 2026 annual stockholders meeting. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:42 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | SaleCommon Stock | 15,243 | $62.39 | $951,010.77 |
DisclosureSEC source: 0000947871-25-000272 · ownership.xml · nonDerivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,727 F2 · price: Represents the weighted average sales price of the shares sold ranging from a low of $61.49 to a high of $61.9994 per share. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:42 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | SaleCommon Stock | 4,757 | $61.79 | $293,935.03 |
DisclosureSEC source: 0000947871-25-000272 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,970 F1 · price: Shares withheld upon the vesting of restricted common stock awarded to the reporting person pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. Read SEC document |
| January 16, 2025 Filed Jan 18, 2025 00:53 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 9,960 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-002870 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,726 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Shares vest the day prior to the 2025 annual stockholders meeting. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:00 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherStock options · Derivative | 19,231 | Not disclosed Strike: $7.15 | Not disclosed |
DisclosureSEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 6 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,231 Underlying: Common Stock · 19,231 shares Expires 2026-12-31 F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026. F2 · price: Originally granted as compensation. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:00 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherStock options · Derivative | 19,231 | Not disclosed Strike: $7.15 | Not disclosed |
DisclosureSEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 5 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,231 shares Expires 2025-09-15 F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026. F2 · price: Originally granted as compensation. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:00 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherStock options · Derivative | 19,231 | Not disclosed Strike: $6.76 | Not disclosed |
DisclosureSEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 3 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,231 Underlying: Common Stock · 19,231 shares Expires 2026-12-31 F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026. F2 · price: Originally granted as compensation. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:00 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherStock options · Derivative | 19,231 | Not disclosed Strike: $6.76 | Not disclosed |
DisclosureSEC source: 0001493152-24-049050 · ownership.xml · derivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,231 shares Expires 2026-07-26 F1 · kind: Reflects the extension of the expiration date of this stock option to 12/31/2026. F2 · price: Originally granted as compensation. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 21:16 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 5,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-028038 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,766 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| May 10, 2024 Filed May 22, 2024 00:23 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-24-000508 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,727 F1 · kind: The Reporting Person was granted 3,506 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2025 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| January 12, 2024 Filed Jan 17, 2024 21:10 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 17,241 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-002709 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,663 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| November 10, 2023 Filed Nov 13, 2023 21:24 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 850 | $23.29 | $19,796.50 |
DisclosureSEC source: 0000947871-23-001067 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,221 Read SEC document |
| August 09, 2023 Filed Aug 9, 2023 22:34 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 1,000 | $29.58 | $29,580.00 |
DisclosureSEC source: 0000947871-23-000851 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,371 Read SEC document |
| July 17, 2023 Filed Jul 18, 2023 20:41 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-024841 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,422 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| May 12, 2023 Filed May 16, 2023 21:15 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,393 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-23-000594 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,371 F1 · kind: The Reporting Person was granted 3,393 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2024 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 20:38 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 1,000 | $30.40 | $30,400.00 |
DisclosureSEC source: 0000947871-23-000316 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,978 Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 20:36 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 15,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-001774 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,755 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| August 29, 2022 Filed Aug 29, 2022 20:37 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 602 | $33.02 | $19,878.04 |
DisclosureSEC source: 0000947871-22-000939 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,978 Read SEC document |
| July 15, 2022 Filed Jul 20, 2022 00:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 4,921 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-019864 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,695 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| May 13, 2022 Filed May 17, 2022 21:24 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-22-000613 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,376 F1 · kind: The Reporting Person was granted 3,130 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2023 annual stockholders' meeting or the one-year anniversary of the date of grant. F1 · price: The Reporting Person was granted 3,130 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2023 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 11:02 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 4,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-005041 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,774 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 23:59 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 51,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-031322 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,093,069 F1 · price: Represents director's compensation granted in stock pursuant to the Issuer's compensation plan for non-employee directors. Read SEC document |
| May 14, 2021 Filed May 18, 2021 21:21 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-21-000585 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,246 F1 · kind: The Reporting Person was granted 3,189 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2022 annual stockholders' meeting or the one-year anniversary of the date of grant. F1 · price: The Reporting Person was granted 3,189 time-vested restricted stock units, each convertible into one share of common stock, pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The restricted stock units will generally vest at the earlier of the date of the Issuer's 2022 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| May 07, 2021 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantStock options · Derivative | 74,405 | Not disclosed Strike: $0.42 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 10 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,405 Underlying: Common Stock · 74,405 shares Expires 2029-05-07 F6 · price: Stock option granted as non-employee director board compensation Read SEC document |
| September 28, 2020 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherO Warrant · Derivative | 26,835 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 14 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 Underlying: Common Stock · 26,835 shares Expires 2023-09-28 F4 · price: On September 28, 2020, Mr. Cugine received additional shares due to a price adjustment on the M1/M2 convertible note conversion, as well as additional warrants. Read SEC document |
| September 28, 2020 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 53,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 6 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,041,586 F4 · price: On September 28, 2020, Mr. Cugine received additional shares due to a price adjustment on the M1/M2 convertible note conversion, as well as additional warrants. Read SEC document |
| May 15, 2020 Filed May 18, 2020 23:08 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 7,746 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-20-000489 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,057 F1 · price: This Reporting Person received 7,746 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the Issuer's 2021 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| March 23, 2020 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherO Warrant · Derivative | 62,614 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 13 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,614 Underlying: Common Stock · 62,614 shares Expires 2023-03-23 F3 · price: On March 23, 2020, Mr. Cugine converted his M1/M2 convertible notes into common stock "O" Warrants were issued for participation in the conversion. Read SEC document |
| March 23, 2020 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | OtherCommon Stock | 125,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 5 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,987,917 F3 · price: On March 23, 2020, Mr. Cugine converted his M1/M2 convertible notes into common stock "O" Warrants were issued for participation in the conversion. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 23:56 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 955 | $19.81 | $18,918.55 |
DisclosureSEC source: 0000947871-20-000214 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,311 Read SEC document |
| March 10, 2020 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | PurchaseCommon Stock | 10,000 | $0.60 | $6,000.00 |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 4 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,862,689 Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:25 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-19-000389 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,356 F1 · price: This Reporting Person received 2,020 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2019 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2020 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| May 09, 2019 Filed May 10, 2019 13:18 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | PurchaseCommon Stock | 905 | $33.01 | $29,874.05 |
DisclosureSEC source: 0000947871-19-000351 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,336 F1 · price: Represents the weighted average price of the shares purchased ranging from a low of $32.98 to a high of $33.05 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 30, 2019 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantM Warrant · Derivative | 273,798 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 12 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,798 Underlying: Common Stock · 273,798 shares Expires 2028-03-29 F8 · price: Payment of deferred compensation. Read SEC document |
| December 03, 2018 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 23,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 3 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,852,689 F2 · price: Represents vesting of restricted stock award granted on December 12, 2016. Read SEC document |
| November 30, 2018 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | PurchaseL Warrant M2 · Derivative | 6,720 | Not disclosed Strike: $0.60 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 11 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720 Underlying: Common Stock · 6,720 shares Expires 2021-11-30 F7 · price: On November 30, 2018, Mr. Cugine purchased a convertible and warrants, convertible and exercisable at a trailing average price between $0.88 and $0.60 per share. Read SEC document |
| July 26, 2018 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantStock options · Derivative | 250,000 | Not disclosed Strike: $0.52 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 9 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-07-26 F5 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. F5 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. Read SEC document |
| May 21, 2018 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,829,414 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:10 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000438 · ss93140_4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,431 F1 · price: This reporting person received 2,523 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2011 Omnibus Equity Incentive Plan. The forfeiture restrictions associated with 100% of the award will lapse on the earlier of the date of the issuer's 2019 annual stockholders' meeting or the one-year anniversary of the date of grant. Read SEC document |
| December 15, 2017 Filed Mar 7, 2018 11:36 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 23,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · nonDerivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,414 F2 · price: Represents vesting of 23,275 shares subject to a restricted stock award granted on December 12, 2016. Read SEC document |
| September 15, 2017 Filed Mar 7, 2018 11:36 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantStock Option (right to buy) · Derivative | 250,000 | Not disclosed Strike: $0.55 | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · derivative · entry 3 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2025-07-05 F3 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. F3 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years beginning on the first anniversary of the grant date. Read SEC document |
| June 12, 2017 Filed Mar 7, 2018 11:36 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002983 · form4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806,139 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015 pursuant to the reporting persons' executive employment contract. Read SEC document |
| May 19, 2017 Filed Jun 1, 2017 01:04 UTC | Chefs' Warehouse, Inc. CHEF · Entity 3938 | GrantCommon Stock | 3,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000417 · ss45112_4.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,908 F1 · price: This reporting person received 3,691 shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. 2011 Omnibus Equity Incentive Plan. The awards will vest on the earlier of the first anniversary of the grant date or the date of the subsequent annual meeting of the Company's stockholders at which any directors are elected. Read SEC document |
| December 21, 2016 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · nonDerivative · entry 1 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,414 F1 · price: Represents vesting of restricted stock award granted on May 8, 2015. Read SEC document |
| November 25, 2016 Filed May 11, 2021 18:05 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | GrantStock options · Derivative | 83,791 | Not disclosed Strike: $0.72 | Not disclosed |
DisclosureSEC source: 0001493152-21-011002 · ownership.xml · derivative · entry 8 Cugine Joseph M. · CIK 0001557753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,791 Underlying: Common Stock · 83,791 shares Expires 2024-11-25 F5 · price: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. F5 · derivative.exercise_date: Performance options granted pursuant to executive employment agreement. Option vests in equal amounts annually over three years begining on the first anniversary of the grant date. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 23:40 UTC | BARFRESH FOOD GROUP INC. BRFH · Entity 7628 | Purchase"J" Warrant · Derivative | 39,063 | Not disclosed Strike: $0.75 | Not disclosed |
DisclosureSEC source: 0001493152-16-013727 · form4.xml · derivative · entry 2 Cugine Joseph M. · CIK 0001557753 · Director · President Barfresh Corp Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,063 Underlying: common stock · 39,063 shares Expires 2021-09-28 F1 · price: One share of common Stock and 1/2 "J" Warrant purchased as units at a $0.64 per unit for aggregate purchase price of $50,000. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.