Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2018 Filed Jul 3, 2018 12:55 UTC |
Markus Maura A.Director
|
GrantPhantom Stock · Derivative | 228.0626 | $115.10 | $26,250.01 |
DisclosureSEC source: 0001225208-18-011122 · doc4.xml · derivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,862.9551 Underlying: Common Stock · 228.0626 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 19:28 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $22.27 | $0.00 |
DisclosureSEC source: 0001225208-18-010257 · doc4.xml · derivative · entry 4 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,018 Underlying: Common Stock · 45,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 19:28 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
SaleCommon Stock | 35,686 | $118.70 | $4,236,092.36 |
DisclosureSEC source: 0001225208-18-010257 · doc4.xml · nonDerivative · entry 3 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,846.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.55 - $118.82, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 19:28 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
SaleCommon Stock | 8,000 | $118.70 | $949,636.80 |
DisclosureSEC source: 0001225208-18-010257 · doc4.xml · nonDerivative · entry 2 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,532.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.55 - $118.82, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 19:28 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
Exercise / conversionCommon Stock | 45,000 | $22.27 | $1,002,150.00 |
DisclosureSEC source: 0001225208-18-010257 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,532.6729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 18:14 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $56.37 | $0.00 |
DisclosureSEC source: 0001225208-18-010255 · doc4.xml · derivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,235 Underlying: Common Stock · 8,500 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 18:14 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 7,366 | $118.36 | $871,832.39 |
DisclosureSEC source: 0001225208-18-010255 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,896.327 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.33 - $118.44, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 06, 2018 Filed Jun 6, 2018 18:14 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 8,500 | $56.37 | $479,145.00 |
DisclosureSEC source: 0001225208-18-010255 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,262.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 15:09 UTC |
AMSTERDAM ADAM DCorporate Vice President
|
SaleCommon Stock | 10,000 | $117.97 | $1,179,715.00 |
DisclosureSEC source: 0001225208-18-010251 · doc4.xml · nonDerivative · entry 1 AMSTERDAM ADAM D · CIK 0001391094 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,882.3989 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.93 - $118.03, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:13 UTC |
Haviland Richard JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001225208-18-010081 · doc4.xml · derivative · entry 5 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:13 UTC |
Haviland Richard JDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-18-010081 · doc4.xml · derivative · entry 4 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:13 UTC |
Haviland Richard JDirector
|
SaleCommon Stock | 15,430 | $116.51 | $1,797,794.05 |
DisclosureSEC source: 0001225208-18-010081 · doc4.xml · nonDerivative · entry 3 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,802 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.41 - $116.65, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:13 UTC |
Haviland Richard JDirector
|
Exercise / conversionCommon Stock | 11,200 | $17.66 | $197,792.00 |
DisclosureSEC source: 0001225208-18-010081 · doc4.xml · nonDerivative · entry 2 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 12:13 UTC |
Haviland Richard JDirector
|
Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-18-010081 · doc4.xml · nonDerivative · entry 1 Haviland Richard J · CIK 0001302903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 25, 2018 16:23 UTC |
PERRY CHRISTOPHER JOHNCorporate SVP
|
SaleCommon Stock | 10,000 | $116.91 | $1,169,074.00 |
DisclosureSEC source: 0001225208-18-009860 · doc4.xml · nonDerivative · entry 1 PERRY CHRISTOPHER JOHN · CIK 0001619128 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,096.528 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.80 - $117.04, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 25, 2018 Filed May 29, 2018 15:07 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009882 · doc4.xml · derivative · entry 3 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,879 Underlying: Common Stock · 16,000 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 29, 2018 15:07 UTC |
Carey Thomas PCorporate VP
|
SaleCommon Stock | 16,000 | $116.18 | $1,858,851.20 |
DisclosureSEC source: 0001225208-18-009882 · doc4.xml · nonDerivative · entry 2 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.00 - $116.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 25, 2018 Filed May 29, 2018 15:07 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionCommon Stock | 16,000 | $36.97 | $591,520.00 |
DisclosureSEC source: 0001225208-18-009882 · doc4.xml · nonDerivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2018 Filed May 21, 2018 19:49 UTC |
Gokey Timothy CPresident and COO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 44,358 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-18-009597 · doc4.xml · derivative · entry 4 Gokey Timothy C · CIK 0001296187 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,358 shares Expires 2021-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2018 Filed May 21, 2018 19:49 UTC |
Gokey Timothy CPresident and COO
|
SaleCommon Stock | 35,245 | $115.21 | $4,060,682.19 |
DisclosureSEC source: 0001225208-18-009597 · doc4.xml · nonDerivative · entry 3 Gokey Timothy C · CIK 0001296187 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,467.0271 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.98 - $115.67, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| May 21, 2018 Filed May 21, 2018 19:49 UTC |
Gokey Timothy CPresident and COO
|
SaleCommon Stock | 10,000 | $115.29 | $1,152,880.00 |
DisclosureSEC source: 0001225208-18-009597 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,712.0271 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.11 - $115.66, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 21, 2018 Filed May 21, 2018 19:49 UTC |
Gokey Timothy CPresident and COO
|
Exercise / conversionCommon Stock | 44,358 | $22.39 | $993,175.62 |
DisclosureSEC source: 0001225208-18-009597 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,712.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 15:05 UTC |
Matlin LauraVP, Deputy GC and CGO
|
SaleCommon Stock | 1,043 | $117.95 | $123,018.62 |
DisclosureSEC source: 0001225208-18-009228 · doc4.xml · nonDerivative · entry 2 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000.696 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.9398 - $117.947, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 15:05 UTC |
Matlin LauraVP, Deputy GC and CGO
|
SaleCommon Stock | 897 | $118.06 | $105,899.82 |
DisclosureSEC source: 0001225208-18-009228 · doc4.xml · nonDerivative · entry 1 Matlin Laura · CIK 0001658944 · VP, Deputy GC and CGO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,043.696 Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,699 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 12 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Underlying: Common Stock · 2,699 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,703 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 11 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,703 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,537 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 10 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,537 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,416 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 9 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806 Underlying: Common Stock · 5,416 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,258 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · derivative · entry 8 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Underlying: Common Stock · 5,258 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 33,191 | $117.45 | $3,898,263.04 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 7 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,095.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.32 - $117.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
SaleCommon Stock | 10,716 | $117.45 | $1,258,587.77 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 6 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,286.91 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.32 - $117.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 2,699 | $67.32 | $181,696.68 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 5 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,002.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 5,258 | $51.95 | $273,153.10 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 4 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,303.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 5,416 | $50.95 | $275,945.20 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 3 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,045.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 5,537 | $36.97 | $204,702.89 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 2 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,629.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 12:37 UTC |
Liberatore MichaelVP, ICS - Mutual Funds
|
Exercise / conversionCommon Stock | 20,703 | $36.97 | $765,389.91 |
DisclosureSEC source: 0001225208-18-009217 · doc4.xml · nonDerivative · entry 1 Liberatore Michael · CIK 0001659018 · VP, ICS - Mutual Funds 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,092.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 18:29 UTC |
KALENKA ROBERT FCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,243 | $0.00 Strike: $36.97 | $0.00 |
DisclosureSEC source: 0001225208-18-009220 · doc4.xml · derivative · entry 4 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,243 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 14, 2018 18:29 UTC |
KALENKA ROBERT FCorporate Vice President
|
SaleCommon Stock | 8,457 | $117.45 | $993,283.95 |
DisclosureSEC source: 0001225208-18-009220 · doc4.xml · nonDerivative · entry 3 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,165.4097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.90 - $118.17, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 18:29 UTC |
KALENKA ROBERT FCorporate Vice President
|
SaleCommon Stock | 5,000 | $117.45 | $587,255.50 |
DisclosureSEC source: 0001225208-18-009220 · doc4.xml · nonDerivative · entry 2 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,622.4097 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.90 - $118.17, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 11, 2018 Filed May 14, 2018 18:29 UTC |
KALENKA ROBERT FCorporate Vice President
|
Exercise / conversionCommon Stock | 10,243 | $36.97 | $378,683.71 |
DisclosureSEC source: 0001225208-18-009220 · doc4.xml · nonDerivative · entry 1 KALENKA ROBERT F · CIK 0001391091 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,622.4097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 10, 2018 19:42 UTC |
SCHIFELLITE ROBERTCorporate SVP
|
SaleCommon Stock | 14,889 | $116.38 | $1,732,801.18 |
DisclosureSEC source: 0001225208-18-009061 · doc4.xml · nonDerivative · entry 1 SCHIFELLITE ROBERT · CIK 0001391090 · Corporate SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,532.6729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.25 - $116.57, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 10, 2018 Filed May 10, 2018 19:42 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 1,197 | $114.73 | $137,331.81 |
DisclosureSEC source: 0001225208-18-009060 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762.327 Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,042 | $0.00 Strike: $23.53 | $0.00 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · derivative · entry 7 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,042 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,041 | $0.00 Strike: $21.39 | $0.00 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · derivative · entry 6 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,041 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 17,562 | $116.68 | $2,049,155.23 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · nonDerivative · entry 5 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,600.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116,60 - $116.84, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 17,458 | $116.68 | $2,037,020.39 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · nonDerivative · entry 4 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,162.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116,60 - $116.84, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 17,196 | $116.68 | $2,006,449.92 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · nonDerivative · entry 3 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,620.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116,60 - $116.84, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionCommon Stock | 22,041 | $21.39 | $471,456.99 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · nonDerivative · entry 2 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,816.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 14, 2018 14:49 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
Exercise / conversionCommon Stock | 22,042 | $23.53 | $518,648.26 |
DisclosureSEC source: 0001225208-18-009214 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,775.8948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 19:20 UTC |
Carey Thomas PCorporate VP
|
Exercise / conversionFY2015 RSUs · Derivative | 1,376 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007603 · doc4.xml · derivative · entry 4 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · price: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.exercise_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock. F1 · derivative.expiration_date: Each Restricted Stock Unit represented one share of Broadridge common stock and on April 6, 2018 1,376 Restricted Stock Units vested and converted into an equal number of shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.