Last 12 months
Inside the activity.
1 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2019 Filed Oct 7, 2019 15:20 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013223 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,129 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 10:19 UTC |
WEBER ALAN JDirector
|
GrantCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012778 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,533 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 14:19 UTC |
Markus Maura A.Director
|
GrantCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012777 · doc4.xml · nonDerivative · entry 1 Markus Maura A. · CIK 0001571545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,088 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 14:19 UTC |
Zavery AmitDirector
|
GrantCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012779 · doc4.xml · nonDerivative · entry 1 Zavery Amit · CIK 0001781064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 63,293 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · derivative · entry 13 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,493 Underlying: Common Stock · 63,293 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 55,481 | $126.67 | $7,027,634.02 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 6 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,978.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.99 - $128.28, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 63,293 | $67.32 | $4,260,884.76 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 5 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,459.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 22,200 | $0.00 Strike: $67.32 | $0.00 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · derivative · entry 12 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,786 Underlying: Common Stock · 22,200 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 43,460 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · derivative · entry 11 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,560 Underlying: Common Stock · 43,460 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 37,800 | $125.41 | $4,740,407.28 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 4 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,166.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.40 - $126.20, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 19,414 | $125.41 | $2,434,663.15 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 3 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,966.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.40 - $126.20, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 22,200 | $67.32 | $1,494,504.00 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,380.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 23, 2019 Filed Sep 24, 2019 16:17 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 43,460 | $51.95 | $2,257,747.00 |
DisclosureSEC source: 0001225208-19-012771 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,180.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 52,084 | $0.00 Strike: $50.95 | $0.00 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · derivative · entry 11 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,084 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,100 | $0.00 Strike: $51.95 | $0.00 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · derivative · entry 10 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,020 Underlying: Common Stock · 3,100 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 44,600 | $127.23 | $5,674,373.26 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · nonDerivative · entry 5 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,720.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.28 - $128.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 39,181 | $127.23 | $4,984,924.19 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · nonDerivative · entry 4 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,320.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.28 - $128.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
SaleCommon Stock | 2,605 | $127.23 | $331,429.20 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · nonDerivative · entry 3 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,501.0229 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.28 - $128.30, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 3,100 | $51.95 | $161,045.00 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · nonDerivative · entry 2 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,106.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 10:16 UTC |
DALY RICHARD JDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 52,084 | $50.95 | $2,653,679.80 |
DisclosureSEC source: 0001225208-19-012753 · doc4.xml · nonDerivative · entry 1 DALY RICHARD J · CIK 0001198860 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,006.0229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on August 20, 2019. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 15:03 UTC |
Carey Thomas PCorporate VP
|
SaleCommon Stock | 2,258 | $128.69 | $290,572.31 |
DisclosureSEC source: 0001225208-19-012077 · doc4.xml · nonDerivative · entry 1 Carey Thomas P · CIK 0001731499 · Corporate VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.66 - $128.98, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC |
Mayadas VijayCorporate Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · derivative · entry 3 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,412 Underlying: Common Stock · 25,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC |
Mayadas VijayCorporate Vice President
|
SaleCommon Stock | 20,334 | $129.14 | $2,625,985.63 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · nonDerivative · entry 2 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,951.756 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.00 - $129.42, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 09:58 UTC |
Mayadas VijayCorporate Vice President
|
Exercise / conversionCommon Stock | 25,000 | $26.00 | $650,000.00 |
DisclosureSEC source: 0001225208-19-011951 · doc4.xml · nonDerivative · entry 1 Mayadas Vijay · CIK 0001658677 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,285.756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 15:07 UTC |
DESCHUTTER DOUGLAS RICHARDCorporate Vice President
|
SaleCommon Stock | 17,500 | $130.37 | $2,281,433.00 |
DisclosureSEC source: 0001225208-19-011811 · doc4.xml · nonDerivative · entry 1 DESCHUTTER DOUGLAS RICHARD · CIK 0001391093 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,340.8948 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 - $131.45, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:46 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,618 | $130.00 Strike: $56.37 | $1,900,340.00 |
DisclosureSEC source: 0001225208-19-011790 · doc4.xml · derivative · entry 4 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,618 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:46 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 12,508 | $130.00 | $1,626,040.00 |
DisclosureSEC source: 0001225208-19-011790 · doc4.xml · nonDerivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,594.327 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:46 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 1,948 | $130.00 | $253,240.00 |
DisclosureSEC source: 0001225208-19-011790 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,102.327 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 20:46 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 14,618 | $56.37 | $824,016.66 |
DisclosureSEC source: 0001225208-19-011790 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,050.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:47 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 14,617 | $129.00 Strike: $56.37 | $1,885,593.00 |
DisclosureSEC source: 0001225208-19-011667 · doc4.xml · derivative · entry 4 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,618 Underlying: Common Stock · 14,617 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:47 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 12,519 | $129.00 | $1,614,951.00 |
DisclosureSEC source: 0001225208-19-011667 · doc4.xml · nonDerivative · entry 3 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,432.327 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:47 UTC |
Taylor Julie R.Corporate VP and CHRO
|
SaleCommon Stock | 1,947 | $129.00 | $251,163.00 |
DisclosureSEC source: 0001225208-19-011667 · doc4.xml · nonDerivative · entry 2 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,951.327 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:47 UTC |
Taylor Julie R.Corporate VP and CHRO
|
Exercise / conversionCommon Stock | 14,617 | $56.37 | $823,960.29 |
DisclosureSEC source: 0001225208-19-011667 · doc4.xml · nonDerivative · entry 1 Taylor Julie R. · CIK 0001588233 · Corporate VP and CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,898.327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,753 | $0.00 Strike: $64.89 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 13 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,753 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,107 | $0.00 Strike: $88.66 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 12 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,107 shares Expires 2027-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $36.35 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 11 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,469 | $0.00 Strike: $45.09 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 10 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,469 shares Expires 2024-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,771 | $0.00 Strike: $56.37 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 9 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,771 shares Expires 2025-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · derivative · entry 8 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
SaleCommon Stock | 25,260 | $126.27 | $3,189,648.40 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 7 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,527 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.19 - $126.74, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 2,801 | $107.52 | $301,163.52 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 6 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 4,107 | $88.66 | $364,126.62 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 5 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 4,753 | $64.89 | $308,422.17 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 4 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 5,771 | $56.37 | $325,311.27 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 3 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 6,469 | $45.09 | $291,687.21 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 2 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 15:41 UTC |
Levine Stuart RDirector
|
Exercise / conversionCommon Stock | 10,841 | $36.35 | $394,070.35 |
DisclosureSEC source: 0001225208-19-011447 · doc4.xml · nonDerivative · entry 1 Levine Stuart R · CIK 0001186624 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC |
Gokey Timothy CPresident and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $24.25 | $0.00 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · derivative · entry 4 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,997 Underlying: Common Stock · 37,500 shares Expires 2022-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC |
Gokey Timothy CPresident and CEO
|
SaleCommon Stock | 29,869 | $126.49 | $3,778,183.57 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 3 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,612.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.48 - $126.97, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC |
Gokey Timothy CPresident and CEO
|
SaleCommon Stock | 7,868 | $126.45 | $994,918.04 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 2 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,481.0271 F2 · kind: The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.76 - $126.95, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 14:37 UTC |
Gokey Timothy CPresident and CEO
|
Exercise / conversionCommon Stock | 37,500 | $24.25 | $909,375.00 |
DisclosureSEC source: 0001225208-19-011468 · doc4.xml · nonDerivative · entry 1 Gokey Timothy C · CIK 0001296187 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,349.0271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on June 10, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.